UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
INVESTMENT COMPANY ACT FILE NUMBER: 811-834
NAME OF REGISTRANT: VANGUARD WINDSOR FUNDS
ADDRESS OF REGISTRANT: PO BOX 2600, VALLEY FORGE, PA 19482
NAME AND ADDRESS OF AGENT FOR SERVICE: HEIDI STAM
PO BOX 876
VALLEY FORGE, PA 19482
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (610) 669-1000
DATE OF FISCAL YEAR END: OCTOBER 31
DATE OF REPORTING PERIOD: JULY 1, 2010 - JUNE 30, 2011
FUND: VANGUARD WINDSOR FUND
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ISSUER: ACCENTURE PLC
TICKER: ACN CUSIP: G1151C101
MEETING DATE: 2/3/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: ACCEPTANCE, IN A NON-BINDING VOTE, OF ISSUER YES FOR FOR
THE FINANCIAL STATEMENTS FOR THE FIFTEEN MONTH PERIOD
ENDED AUGUST 31, 2010 AS PRESENTED
PROPOSAL #2A: RE-APPOINTMENT OF DIRECTOR: CHARLES H. ISSUER YES FOR FOR
GIANCARLO
PROPOSAL #2B: RE-APPOINTMENT OF DIRECTOR: DENNIS F. ISSUER YES FOR FOR
HIGHTOWER
PROPOSAL #2C: RE-APPOINTMENT OF DIRECTOR: BLYTHE J. ISSUER YES FOR FOR
MCGARVIE
PROPOSAL #2D: RE-APPOINTMENT OF DIRECTOR: MARK MOODY- ISSUER YES FOR FOR
STUART
PROPOSAL #2E: RE-APPOINTMENT OF DIRECTOR: PIERRE ISSUER YES FOR FOR
NANTERME
PROPOSAL #03: RATIFICATION, IN A NON-BINDING VOTE, OF ISSUER YES FOR FOR
APPOINTMENT OF KPMG AS INDEPENDENT AUDITORS FOR THE
2011 FISCAL YEAR AND AUTHORIZATION, IN A BINDING
VOTE, OF THE BOARD, ACTING THROUGH THE AUDIT
COMMITTEE, TO DETERMINE KPMG'S REMUNERATION
PROPOSAL #04: APPROVAL, IN A NON-BINDING VOTE, OF THE ISSUER YES FOR FOR
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS
PROPOSAL #05: RECOMMENDATION, IN A NON-BINDING VOTE, ISSUER YES ONE YEAR AGAINST
OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION
PROPOSAL #06: AUTHORIZATION TO HOLD THE 2012 ANNUAL ISSUER YES FOR FOR
GENERAL MEETING OF SHAREHOLDERS OF ACCENTURE PLC AT A
LOCATION OUTSIDE OF IRELAND
PROPOSAL #07: AUTHORIZATION OF ACCENTURE TO MAKE ISSUER YES FOR FOR
OPEN-MARKET PURCHASES OF ACCENTURE PLC CLASS A
ORDINARY SHARES
PROPOSAL #08: DETERMINATION OF THE PRICE RANGE AT ISSUER YES FOR FOR
WHICH ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT
ACQUIRES AS TREASURY STOCK
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ISSUER: ACE LIMITED
TICKER: ACE CUSIP: H0023R105
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT EVAN G. GREENBERG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT LEO F. MULLIN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT OLIVIER STEIMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT MICHAEL P. CONNORS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT EUGENE B. SHANKS, JR AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT JOHN A. KROL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2.1: APPROVE ANNUAL REPORT ISSUER YES FOR FOR
PROPOSAL #2.2: ACCEPT STATUTORY FINANCIAL STATEMENTS ISSUER YES FOR FOR
PROPOSAL #2.3: ACCEPT CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS
PROPOSAL #3: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #4: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #5.1: RATIFY PRICEWATERHOUSECOOPERS AG AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5.2: RATIFY RATIFY PRICEWATERHOUSECOOPERS ISSUER YES FOR FOR
LLC AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
AS AUDITORS
PROPOSAL #5.3: RATIFY BDO AG AS SPECIAL AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE DIVIDEND DISTRIBUTION FROM LEGAL ISSUER YES FOR FOR
RESERVES
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
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ISSUER: ADVANCED SEMICONDUCTOR ENGINEERING INC.
TICKER: 2311 CUSIP: 00756M404
MEETING DATE: 6/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE 2010 BUSINESS OPERATIONS REPORT ISSUER YES FOR FOR
AND FINANCIAL STATEMENTS
PROPOSAL #2: APPROVE 2010 ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: APPROVE CAPITALIZATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS AND ISSUANCE OF NEW SHARES
PROPOSAL #4: APPROVE INCREASE OF CASH CAPITAL TO ISSUER YES FOR FOR
PARTICIPATE IN THE ISSUANCE OF GLOBAL DEPOSITORY
RECEIPT OR INCREASE OF CASH CAPITAL IN DOMESTIC, OR
ISSUANCE OF CONVERTIBLE BONDS AT HOME AND ABROAD TO
RAISE FUNDS
PROPOSAL #5: AMEND ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
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ISSUER: AGRIUM INC.
TICKER: AGU CUSIP: 008916108
MEETING DATE: 5/10/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT RALPH S. CUNNINGHAM, RUSSELL K. ISSUER YES FOR FOR
GIRLING, SUSAN A. HENRY, RUSSELL J. HORNER, DAVID J.
LESAR, JOHN E. LOWE, A. ANNE MCLELLAN, DEREK G.
PANNELL, FRANK W. PROTO, MICHAEL M. WILSON, AND
VICTOR J. ZALESCHUK AS DIRECTORS
PROPOSAL #1.1: ELECT DIRECTOR RALPH S. CUNNINGHAM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR RUSSELL K. GIRLING ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SUSAN A. HENRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RUSSELL J. HORNER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID J. LESAR ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN E. LOWE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR A. ANNE MCLELLAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DEREK G. PANNELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FRANK W. PROTO ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MICHAEL M. WILSON ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR VICTOR J. ZALESCHUK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY KPMG LLP AS AUDITORS ISSUER YES FOR FOR
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ISSUER: ALCOA INC.
TICKER: AA CUSIP: 013817101
MEETING DATE: 5/6/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KLAUS KLEINFELD ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES W. OWENS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RATAN N. TATA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITOR ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
RELATING TO FAIR PRICE PROTECTION
PROPOSAL #7: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
RELATING TO DIRECTOR ELECTIONS
PROPOSAL #8: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
RELATING TO THE REMOVAL OF DIRECTORS
PROPOSAL #9: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES FOR AGAINST
PROPOSAL #10: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
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ISSUER: ALTRIA GROUP, INC.
TICKER: MO CUSIP: 02209S103
MEETING DATE: 5/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ELIZABETH E. BAILEY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR GERALD L. BALILES ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JOHN T. CASTEEN III ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR DINYAR S. DEVITRE ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR THOMAS F. FARRELL II ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR THOMAS W. JONES ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR GEORGE MUNOZ ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR NABIL Y. SAKKAB ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR MICHAEL E. SZYMANCZYK ISSUER YES FOR FOR
PROPOSAL #10: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
PROPOSAL #13: CEASE PRODUCTION OF FLAVORED TOBACCO SHAREHOLDER YES AGAINST FOR
PRODUCTS
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ISSUER: AMERIPRISE FINANCIAL, INC.
TICKER: AMP CUSIP: 03076C106
MEETING DATE: 4/27/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR SIRI S. MARSHALL ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR W. WALKER LEWIS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR WILLIAM H. TURNER ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
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ISSUER: AMGEN INC.
TICKER: AMGN CUSIP: 031162100
MEETING DATE: 5/20/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DAVID BALTIMORE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR FRANK J. BIONDI, JR. ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR FRANCOIS DE CARBONNEL ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR VANCE D. COFFMAN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR REBECCA M. HENDERSON ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR FRANK C. HERRINGER ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR GILBERT S. OMENN ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JUDITH C. PELHAM ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR J. PAUL REASON ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR LEONARD D. SCHAEFFER ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR KEVIN W. SHARER ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR RONALD D. SUGAR ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #16: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
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ISSUER: ANADARKO PETROLEUM CORPORATION
TICKER: APC CUSIP: 032511107
MEETING DATE: 5/17/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JOHN R. BUTLER, JR. ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR KEVIN P. CHILTON ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR LUKE R. CORBETT ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR H. PAULETT EBERHART ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR PRESTON M. GEREN, III ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JOHN R. GORDON ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JAMES T. HACKETT ISSUER YES FOR FOR
PROPOSAL #8: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #10: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #11: AMEND EEO POLICY TO PROHIBIT SHAREHOLDER YES ABSTAIN AGAINST
DISCRIMINATION BASED ON GENDER IDENTITY
PROPOSAL #12: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #13: PRO-RATA VESTING OF EQUITY PLANS SHAREHOLDER YES AGAINST FOR
PROPOSAL #14: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
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ISSUER: APACHE CORPORATION
TICKER: APA CUSIP: 037411105
MEETING DATE: 5/5/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR G. STEVEN FARRIS ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR RANDOLPH M. FERLIC ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR A.D. FRAZIER, JR. ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JOHN A. KOCUR ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #8: INCREASE AUTHORIZED COMMON STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #9: INCREASE AUTHORIZED PREFERRED STOCK ISSUER YES AGAINST AGAINST
PROPOSAL #10: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
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ISSUER: ARCHER-DANIELS-MIDLAND COMPANY
TICKER: ADM CUSIP: 039483102
MEETING DATE: 11/4/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: G.W. BUCKLEY ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: M.H. CARTER ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: P. DUFOUR ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: D.E. FELSINGER ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: V.F. HAYNES ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: A. MACIEL ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: P.J. MOORE ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: T.F. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: K.R. WESTBROOK ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: P.A. WOERTZ ISSUER YES FOR FOR
PROPOSAL #02: RATIFY THE APPOINTMENT OF ERNST & YOUNG ISSUER YES FOR FOR
LLP AS INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR
ENDING JUNE 30, 2011.
PROPOSAL #03: ADOPT STOCKHOLDER'S PROPOSAL REGARDING SHAREHOLDER YES ABSTAIN AGAINST
POLITICAL CONTRIBUTIONS.
PROPOSAL #04: ADOPT STOCKHOLDER'S PROPOSAL REGARDING SHAREHOLDER YES ABSTAIN AGAINST
REPORT ON POLITICAL CONTRIBUTIONS.
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ISSUER: ARROW ELECTRONICS, INC.
TICKER: ARW CUSIP: 042735100
MEETING DATE: 5/2/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DANIEL W. DUVAL ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PHILIP K. ASHERMAN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR GAIL E. HAMILTON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN N. HANSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RICHARD S. HILL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR M.F. KEETH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ANDREW C. KERIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MICHAEL J. LONG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR STEPHEN C. PATRICK ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BARRY W. PERRY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN C. WADDELL ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
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ISSUER: ASML HOLDING NV
TICKER: N/A CUSIP: N07059186
MEETING DATE: 4/20/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3: APPROVE FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #4: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #7: APPROVE DIVIDENDS OF EUR 0.40 PER SHARE ISSUER YES FOR FOR
PROPOSAL #8: AMEND ARTICLES RE: LEGISLATIVE CHANGES ISSUER YES FOR FOR
PROPOSAL #9: APPROVE THE NUMBERS OF STOCK OPTIONS, ISSUER YES FOR FOR
RESPECTIVELY SHARES FOR EMPLOYEES
PROPOSAL #10a: REELECT W.T. SIEGLE TO SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #10b: REELECT J.W.B. WESTERBURGEN TO ISSUER YES FOR FOR
SUPERVISORY BOARD
PROPOSAL #12: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #13a: GRANT BOARD AUTHORITY TO ISSUE SHARES ISSUER YES FOR FOR
UP TO 5 PERCENT OF ISSUED CAPITAL
PROPOSAL #13b: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM ISSUANCE UNDER ITEM 13A
PROPOSAL #13c: GRANT BOARD AUTHORITY TO ISSUE ISSUER YES FOR FOR
ADDITIONAL SHARES OF UP TO 5 PERCENT IN CASE OF
TAKEOVER/MERGER
PROPOSAL #13d: AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE ISSUER YES FOR FOR
RIGHTS FROM ISSUANCE UNDER ITEM 13C
PROPOSAL #14: AUTHORIZE REPURCHASE SHARES ISSUER YES FOR FOR
PROPOSAL #15: AUTHORIZE CANCELLATION OF REPURCHASED ISSUER YES FOR FOR
SHARES
PROPOSAL #16: AUTHORIZE ADDITIONNAL CANCELLATION OF ISSUER YES FOR FOR
REPURCHASED SHARES
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ISSUER: ASTRAZENECA PLC
TICKER: AZN CUSIP: 046353108
MEETING DATE: 4/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: CONFIRM FIRST INTERIM DIVIDEND; CONFIRM ISSUER YES FOR FOR
AS FINAL DIVIDEND THE SECOND INTERIM DIVIDEND
PROPOSAL #3: REAPPOINT KPMG AUDIT PLC AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #5(a): RE-ELECT LOUIS SCHWEITZER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(b): RE-ELECT DAVID BRENNAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(c): RE-ELECT SIMON LOWTH AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(d): ELECT BRUCE BURLINGTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(e): RE-ELECT JEAN-PHILIPPE COURTOIS AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5(f): RE-ELECT MICHELE HOOPER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(g): RE-ELECT RUDY MARKHAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(h): RE-ELECT NANCY ROTHWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(i): ELECT SHRITI VADERA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(j): RE-ELECT JOHN VARLEY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5(k): RE-ELECT MARCUS WALLENBERG AS DIRECTOR ISSUER YES AGAINST AGAINST
PROPOSAL #6: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #7: AUTHORISE EU POLITICAL DONATIONS AND ISSUER YES FOR FOR
EXPENDITURE
PROPOSAL #8: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #9: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #10: AUTHORISE MARKET PURCHASE ISSUER YES FOR FOR
PROPOSAL #11: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
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ISSUER: AT&T INC.
TICKER: T CUSIP: 00206R102
MEETING DATE: 4/29/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RANDALL L. STEPHENSON ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR GILBERT F. AMELIO ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR REUBEN V. ANDERSON ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JAMES H. BLANCHARD ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JAIME CHICO PARDO ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JAMES P. KELLY ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JON C. MADONNA ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR LYNN M. MARTIN ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JOHN B. MCCOY ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR JOYCE M. ROCHE ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR MATTHEW K. ROSE ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR LAURA D ANDREA TYSON ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #17: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #18: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
PROPOSAL #19: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
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ISSUER: AVAGO TECHNOLOGIES LIMITED
TICKER: AVGO CUSIP: Y0486S104
MEETING DATE: 3/30/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: REELECT HOCK E. TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: REELECT ADAM H. CLAMMER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.3: REELECT JAMES A. DAVIDSON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.4: REELECT JAMES V. DILLER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.5: REELECT KENNETH Y. HAO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.6: REELECT JOHN M. HSUAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.7: REELECT DAVID KERKO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.8: REELECT JUSTINE F. LIEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.9: REELECT DONALD MACLEOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.10: REELECT BOCK SENG TAN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: APPROVE CASH COMPENSATION TO DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #6: APPROVE ISSUANCE OF EQUITY OR EQUITY- ISSUER YES FOR FOR
LINKED SECURITIES WITH OR WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #7: APPROVE REPURCHASE OF UP TO 10 PERCENT ISSUER YES FOR FOR
OF ISSUED CAPITAL
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BAKER HUGHES INCORPORATED
TICKER: BHI CUSIP: 057224107
MEETING DATE: 4/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LARRY D. BRADY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CLARENCE P. CAZALOT, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR CHAD C. DEATON ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANTHONY G. FERNANDES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CLAIRE W. GARGALLI ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PIERRE H. JUNGELS ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JAMES A. LASH ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR J. LARRY NICHOLS ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR H. JOHN RILEY, JR. ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR J. W. STEWART ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR CHARLES L. WATSON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
PROPOSAL #6: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BANCO SANTANDER BRASIL S.A.
TICKER: BSBR CUSIP: 05967A107
MEETING DATE: 1/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #A: TO ELECT THE CURRENT VICE-CHAIRMAN OF ISSUER YES FOR AGAINST
THE COMPANY'S BOARD OF DIRECTORS, MR. FABIO COLLETTI
BARBOSA, TO THE POSITION OF CHAIRMAN OF THE COMPANY'S
BOARD OF DIRECTORS
PROPOSAL #B: TO ELECT THE CURRENT CHAIRMAN OF THE ISSUER YES FOR AGAINST
COMPANY'S BOARD OF DIRECTORS, MR. MARCIAL ANGEL
PORTELA ALVAREZ, TO THE POSITION OF VICE-CHAIRMAN OF
THE COMPANY'S BOARD OF DIRECTORS
PROPOSAL #C: IN VIEW OF THE RESOLVED ON THE PRECEDING ISSUER YES FOR AGAINST
ITEMS, TO CONFIRM THE COMPOSITION OF THE COMPANY'S
BOARD OF DIRECTORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BANCO SANTANDER BRASIL SA
TICKER: SANB4 CUSIP: 05967A107
MEETING DATE: 4/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2010
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS
PROPOSAL #3: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS, NON-EXECUTIVE DIRECTORS, AND AUDIT
COMMITTEE MEMBERS
PROPOSAL #1: ALTER DIVIDEND PAYMENT DATE ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BANK OF AMERICA CORPORATION
TICKER: BAC CUSIP: 060505104
MEETING DATE: 5/11/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MUKESH D. AMBANI ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR SUSAN S. BIES ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR FRANK P. BRAMBLE, SR. ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR VIRGIS W. COLBERT ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR CHARLES K. GIFFORD ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR CHARLES O. HOLLIDAY, JR. ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR D. PAUL JONES, JR. ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR MONICA C. LOZANO ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR THOMAS J. MAY ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR BRIAN T. MOYNIHAN ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR DONALD E. POWELL ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR CHARLES O. ROSSOTTI ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR ROBERT W. SCULLY ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #16: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: DISCLOSE PRIOR GOVERNMENT SERVICE SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #18: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #19: REQUIRE AUDIT COMMITTEE REVIEW AND SHAREHOLDER YES ABSTAIN AGAINST
REPORT ON CONTROLS RELATED TO LOANS, FORECLOSURE AND
SECURITIZATIONS
PROPOSAL #20: REPORT ON LOBBYING EXPENSES SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #21: REPORT ON COLLATERAL IN DERIVATIVES SHAREHOLDER YES ABSTAIN AGAINST
TRADING
PROPOSAL #22: RESTORE OR PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #23: CLAW-BACK OF PAYMENTS UNDER RESTATEMENTS SHAREHOLDER YES AGAINST FOR
PROPOSAL #24: PROHIBIT CERTAIN RELOCATION BENEFITS TO SHAREHOLDER YES AGAINST FOR
SENIOR EXECUTIVES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BB&T CORPORATION
TICKER: BBT CUSIP: 054937107
MEETING DATE: 4/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN A. ALLISON IV ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JENNIFER S. BANNER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR K. DAVID BOYER, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ANNA R. CABLIK ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR RONALD E. DEAL ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. LITTLETON GLOVER, JR. ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JANE P. HELM ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN P. HOWE III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KELLY S. KING ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR VALERIA LYNCH LEE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR J. HOLMES MORRISON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR NIDO R. QUBEIN ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR THOMAS E. SKAINS ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR THOMAS N. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1.15: ELECT DIRECTOR STEPHEN T. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #7: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BERKSHIRE HATHAWAY INC.
TICKER: BRK.B CUSIP: 084670702
MEETING DATE: 4/30/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WARREN E. BUFFETT ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CHARLES T. MUNGER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD G. BUFFETT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN B. BURKE ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SUSAN L. DECKER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR WILLIAM H. GATES III ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DAVID S. GOTTESMAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR CHARLOTTE GUYMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR DONALD R. KEOUGH ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR THOMAS S. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RONALD L. OLSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR WALTER SCOTT, JR. ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: ADOPT QUANTITATIVE GHG GOALS FOR SHAREHOLDER YES ABSTAIN AGAINST
PRODUCTS AND OPERATIONS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BLACKROCK, INC.
TICKER: BLK CUSIP: 09247X101
MEETING DATE: 5/25/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MURRY S. GERBER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES GROSFELD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DERYCK MAUGHAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR THOMAS K. MONTAG ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LINDA GOSDEN ROBINSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN S. VARLEY ISSUER YES WITHHOLD AGAINST
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BRF - BRASIL FOODS SA
TICKER: BRFS3 CUSIP: P1905C100
MEETING DATE: 4/29/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS FOR FISCAL YEAR ENDED DEC. 31, 2010
PROPOSAL #2: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ELECT FISCAL COUNCIL MEMBERS AND AUDIT ISSUER YES FOR FOR
COMMITTEE
PROPOSAL #5: APPROVE REMUNERATION OF EXECUTIVE ISSUER YES FOR FOR
OFFICERS, NON-EXECUTIVE DIRECTORS, AND FISCAL COUNCIL
MEMBERS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: BUNGE LIMITED
TICKER: BG CUSIP: G16962105
MEETING DATE: 5/27/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ERNEST G. BACHRACH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ENRIQUE H. BOILINI ISSUER YES FOR FOR
PROPOSAL #2: APPROVE DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CANADIAN NATURAL RESOURCES LIMITED
TICKER: CNQ CUSIP: 136385101
MEETING DATE: 5/5/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT C.M. BEST, S.W. LAUT, N.M. ISSUER YES FOR FOR
EDWARDS, KEITH A.J. MACPHAIL, T.W. FAITHFULL, A.P.
MARKIN, G.A. FILMON, F.J. MCKENNA, C.L. FONG, J.S.
PALMER, G.D. GIFFIN, E.R. SMITH, W.A. GOBERT, AND
D.A. TUER AS DIRECTORS
PROPOSAL #1.1: ELECT DIRECTOR CATHERINE M. BEST ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR N. MURRAY EDWARDS ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR TIMOTHY W. FAITHFULL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GARY A. FILMON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR CHRISTOPHER L. FONG ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR GORDON D. GIFFIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILFRED A. GOBERT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR STEVE W. LAUT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KEITH A.J. MACPHAIL ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR ALLAN P. MARKIN ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR FRANK J. MCKENNA ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JAMES S. PALMER ISSUER YES FOR FOR
PROPOSAL #1.13: ELECT DIRECTOR ELDON R. SMITH ISSUER YES FOR FOR
PROPOSAL #1.14: ELECT DIRECTOR DAVID A. TUER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CAPITAL ONE FINANCIAL CORPORATION
TICKER: COF CUSIP: 14040H105
MEETING DATE: 5/11/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR PATRICK W. GROSS ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ANN FRITZ HACKETT ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR PIERRE E. LEROY ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CENTURYLINK, INC.
TICKER: CTL CUSIP: 156700106
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR VIRGINIA BOULET ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR PETER C. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD A. GEPHARDT ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GREGORY J. MCCRAY ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR MICHAEL J. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #7: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CHEVRON CORPORATION
TICKER: CVX CUSIP: 166764100
MEETING DATE: 5/25/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR L.F. DEILY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR R.E. DENHAM ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR R.J. EATON ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR C. HAGEL ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR E. HERNANDEZ ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR G.L. KIRKLAND ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR D.B. RICE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR K.W. SHARER ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR C.R. SHOEMATE ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR J.G. STUMPF ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR R.D. SUGAR ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR C. WARE ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR J.S. WATSON ISSUER YES FOR FOR
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #17: REQUEST DIRECTOR NOMINEE WITH SHAREHOLDER YES AGAINST FOR
ENVIRONMENTAL QUALIFICATIONS
PROPOSAL #18: AMEND BYLAWS TO ESTABLISH A BOARD SHAREHOLDER YES ABSTAIN AGAINST
COMMITTEE ON HUMAN RIGHTS
PROPOSAL #19: INCLUDE SUSTAINABILITY AS A PERFORMANCE SHAREHOLDER YES AGAINST FOR
MEASURE FOR SENIOR EXECUTIVE COMPENSATION
PROPOSAL #20: ADOPT GUIDELINES FOR COUNTRY SELECTION SHAREHOLDER YES AGAINST FOR
PROPOSAL #21: REPORT ON FINANCIAL RISKS OF CLIMATE SHAREHOLDER YES ABSTAIN AGAINST
CHANGE
PROPOSAL #22: REPORT ON ENVIRONMENTAL IMPACTS OF SHAREHOLDER YES ABSTAIN AGAINST
NATURAL GAS FRACTURING
PROPOSAL #23: REPORT ON OFFSHORE OIL WELLS AND SPILL SHAREHOLDER YES ABSTAIN AGAINST
MITIGATION MEASURES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CIGNA CORPORATION
TICKER: CI CUSIP: 125509109
MEETING DATE: 4/27/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ROMAN MARTINEZ IV ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR CAROL COX WAIT ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR WILLIAM D. ZOLLARS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CISCO SYSTEMS, INC.
TICKER: CSCO CUSIP: 17275R102
MEETING DATE: 11/18/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: CAROL A. BARTZ ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: M. MICHELE BURNS ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: MICHAEL D. ISSUER YES FOR FOR
CAPELLAS
PROPOSAL #1D: ELECTION OF DIRECTOR: LARRY R. CARTER ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: JOHN T. CHAMBERS ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: BRIAN L. HALLA ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: DR. JOHN L. ISSUER YES FOR FOR
HENNESSY
PROPOSAL #1H: ELECTION OF DIRECTOR: RICHARD M. ISSUER YES FOR FOR
KOVACEVICH
PROPOSAL #1I: ELECTION OF DIRECTOR: RODERICK C. ISSUER YES FOR FOR
MCGEARY
PROPOSAL #1J: ELECTION OF DIRECTOR: MICHAEL K. POWELL ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: ARUN SARIN ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: STEVEN M. WEST ISSUER YES FOR FOR
PROPOSAL #1M: ELECTION OF DIRECTOR: JERRY YANG ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE A NON-BINDING ADVISORY ISSUER YES FOR FOR
RESOLUTION REGARDING EXECUTIVE COMPENSATION.
PROPOSAL #03: TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JULY 30, 2011.
PROPOSAL #04: PROPOSAL SUBMITTED BY A SHAREHOLDER TO SHAREHOLDER YES ABSTAIN AGAINST
AMEND CISCO'S BYLAWS TO ESTABLISH A BOARD COMMITTEE
ON ENVIRONMENTAL SUSTAINABILITY.
PROPOSAL #05: PROPOSAL SUBMITTED BY SHAREHOLDERS SHAREHOLDER YES ABSTAIN AGAINST
REQUESTING THE BOARD TO PUBLISH A REPORT TO
SHAREHOLDERS, WITHIN SIX MONTHS, PROVIDING A
SUMMARIZED LISTING AND ASSESSMENT OF CONCRETE STEPS
CISCO COULD REASONABLY TAKE TO REDUCE THE LIKELIHOOD
THAT ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE
THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
PROPOSAL #06: PROPOSAL SUBMITTED BY A SHAREHOLDER SHAREHOLDER YES ABSTAIN AGAINST
REQUESTING THAT CISCO ADOPT AND IMPLEMENT A POLICY
RESTRICTING CERTAIN SALES IN CHINA, ADOPT A RELATED
OVERSIGHT AND COMPLIANCE SYSTEM WITH RESPECT TO HUMAN
RIGHTS IMPACTS AND PROVIDE PUBLIC DISCLOSURE OF
CISCO'S SALES TO CHINA AND CERTAIN OTHER GOVERNMENTS,
AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CITIGROUP INC.
TICKER: C CUSIP: 172967101
MEETING DATE: 4/21/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ALAIN J.P. BELDA ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR TIMOTHY C. COLLINS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JERRY A. GRUNDHOFER ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR ROBERT L. JOSS ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR MICHAEL E. O'NEILL ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR VIKRAM S. PANDIT ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR RICHARD D. PARSONS ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR LAWRENCE R. RICCIARDI ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JUDITH RODIN ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR ROBERT L. RYAN ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR ANTHONY M. SANTOMERO ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR DIANA L. TAYLOR ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR WILLIAM S. THOMPSON, JR. ISSUER YES FOR FOR
PROPOSAL #14: ELECT DIRECTOR ERNESTO ZEDILLO ISSUER YES FOR FOR
PROPOSAL #15: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #17: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #18: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #19: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #20: APPROVE REVERSE STOCK SPLIT ISSUER YES FOR FOR
PROPOSAL #21: AFFIRM POLITICAL NON-PARTISANSHIP SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #22: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #23: REPORT ON RESTORING TRUST AND SHAREHOLDER YES ABSTAIN AGAINST
CONFIDENCE IN THE FINANCIAL SYSTEM
PROPOSAL #24: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
PROPOSAL #25: REQUIRE AUDIT COMMITTEE REVIEW AND SHAREHOLDER YES ABSTAIN AGAINST
REPORT ON CONTROLS RELATED TO LOANS, FORECLOSURE AND
SECURITIZATIONS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CMS ENERGY CORPORATION
TICKER: CMS CUSIP: 125896100
MEETING DATE: 5/20/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MERRIBEL S. AYRES ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JON E. BARFIELD ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN E. EWING ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR RICHARD M. GABRYS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAVID W. JOOS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PHILIP R. LOCHNER, JR ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MICHAEL T. MONAHAN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN G. RUSSELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KENNETH L. WAY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN B. YASINSKY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: REPORT ON FINANCIAL RISKS OF COAL SHAREHOLDER YES ABSTAIN AGAINST
RELIANCE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COMCAST CORPORATION
TICKER: CMCSA CUSIP: 20030N101
MEETING DATE: 5/11/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR S. DECKER ANSTROM ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR KENNETH J. BACON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR SHELDON M. BONOVITZ ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR EDWARD D. BREEN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOSEPH J. COLLINS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J. MICHAEL COOK ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GERALD L. HASSELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JEFFREY A. HONICKMAN ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR EDUARDO G. MESTRE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR BRIAN L. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR RALPH J. ROBERTS ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR JUDITH RODIN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #4: AMEND RESTRICTED STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: AMEND STOCK OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #8: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #9: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COMERICA INCORPORATED
TICKER: CMA CUSIP: 200340107
MEETING DATE: 4/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ROGER A. CREGG ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR T. KEVIN DENICOLA ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ALFRED A. PIERGALLINI ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR NINA G. VACA ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #7: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #8: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #9: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COMMERCIAL METALS COMPANY
TICKER: CMC CUSIP: 201723103
MEETING DATE: 1/17/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR ROBERT L. GUIDO ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR SARAH E. RAISS ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR J. DAVID SMITH ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR ROBERT R. WOMACK ISSUER YES FOR FOR
PROPOSAL #02: VOTE TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CONOCOPHILLIPS
TICKER: COP CUSIP: 20825C104
MEETING DATE: 5/11/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RICHARD L. ARMITAGE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR RICHARD H. AUCHINLECK ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JAMES E. COPELAND, JR. ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR KENNETH M. DUBERSTEIN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR RUTH R. HARKIN ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR HAROLD W. MCGRAW III ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JAMES J. MULVA ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR ROBERT A. NIBLOCK ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR HARALD J. NORVIK ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR WILLIAM K. REILLY ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR VICTORIA J. TSCHINKEL ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR KATHRYN C. TURNER ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR WILLIAM E. WADE, JR. ISSUER YES FOR FOR
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
PROPOSAL #17: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #18: AMEND EEO POLICY TO PROHIBIT SHAREHOLDER YES ABSTAIN AGAINST
DISCRIMINATION BASED ON GENDER IDENTITY
PROPOSAL #19: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #20: REPORT ON LOBBYING EXPENSES SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #21: REPORT ON ACCIDENT RISK REDUCTION SHAREHOLDER YES ABSTAIN AGAINST
EFFORTS
PROPOSAL #22: ADOPT POLICY TO ADDRESS COASTAL SHAREHOLDER YES ABSTAIN AGAINST
LOUISIANA ENVIRONMENTAL IMPACTS
PROPOSAL #23: ADOPT QUANTITATIVE GHG GOALS FOR SHAREHOLDER YES ABSTAIN AGAINST
PRODUCTS AND OPERATIONS
PROPOSAL #24: REPORT ON FINANCIAL RISKS OF CLIMATE SHAREHOLDER YES ABSTAIN AGAINST
CHANGE
PROPOSAL #25: REPORT ON ENVIRONMENTAL IMPACT OF OIL SHAREHOLDER YES ABSTAIN AGAINST
SANDS OPERATIONS IN CANADA
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CONSOL ENERGY INC.
TICKER: CNX CUSIP: 20854P109
MEETING DATE: 5/4/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR J. BRETT HARVEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN WHITMIRE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PHILIP W. BAXTER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES E. ALTMEYER, SR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR WILLIAM E. DAVIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR RAJ K. GUPTA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR PATRICIA A. HAMMICK ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID C. HARDESTY, JR. ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JOHN T. MILLS ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR WILLIAM P. POWELL ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOSEPH T. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CONSTELLATION BRANDS, INC.
TICKER: STZ CUSIP: 21036P108
MEETING DATE: 7/22/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR JERRY FOWDEN ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR BARRY A. FROMBERG ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR JEANANNE K. HAUSWALD ISSUER YES WITHHOLD AGAINST
PROPOSAL #01.4: ELECT DIRECTOR JAMES A. LOCKE III ISSUER YES WITHHOLD AGAINST
PROPOSAL #01.5: ELECT DIRECTOR RICHARD SANDS ISSUER YES FOR FOR
PROPOSAL #01.6: ELECT DIRECTOR ROBERT SANDS ISSUER YES FOR FOR
PROPOSAL #01.7: ELECT DIRECTOR PAUL L. SMITH ISSUER YES FOR FOR
PROPOSAL #01.8: ELECT DIRECTOR MARK ZUPAN ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE SELECTION OF ISSUER YES FOR FOR
KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
FEBRUARY 28, 2011.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CONSTELLATION ENERGY GROUP, INC.
TICKER: CEG CUSIP: 210371100
MEETING DATE: 5/27/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR YVES C. DE BALMANN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ANN C. BERZIN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JAMES T. BRADY ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JAMES R. CURTISS ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR FREEMAN A. HRABOWSKI, III ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR NANCY LAMPTON ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR ROBERT J. LAWLESS ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR MAYO A. SHATTUCK III ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JOHN L. SKOLDS ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR MICHAEL D. SULLIVAN ISSUER YES FOR FOR
PROPOSAL #11: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CORNING INCORPORATED
TICKER: GLW CUSIP: 219350105
MEETING DATE: 4/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JOHN SEELY BROWN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JOHN A. CANNING, JR. ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR GORDON GUND ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR KURT M. LANDGRAF ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR H. ONNO RUDING ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR GLENN F. TILTON ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #9: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: COVIDIEN PLC
TICKER: COV CUSIP: G2554F105
MEETING DATE: 3/15/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: CRAIG ARNOLD ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: ROBERT H. BRUST ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: JOHN M. CONNORS, ISSUER YES FOR FOR
JR.
PROPOSAL #1D: ELECTION OF DIRECTOR: CHRISTOPHER J. ISSUER YES FOR FOR
COUGHLIN
PROPOSAL #1E: ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: KATHY J. HERBERT ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: RANDALL J. HOGAN, ISSUER YES FOR FOR
III
PROPOSAL #1H: ELECTION OF DIRECTOR: RICHARD J. MEELIA ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: DENNIS H. REILLEY ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: TADATAKA YAMADA ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: JOSEPH A. ISSUER YES FOR FOR
ZACCAGNINO
PROPOSAL #02: APPOINT THE INDEPENDENT AUDITORS AND ISSUER YES FOR FOR
AUTHORIZE THE AUDIT COMMITTEE TO SET THE AUDITORS'
REMUNERATION.
PROPOSAL #03: EFFECT A ONE-FOR-ONE HUNDRED REVERSE ISSUER YES FOR FOR
SPLIT FOLLOWED BY A ONE HUNDRED-FOR-ONE FORWARD SPLIT
OF THE COMPANY'S ORDINARY SHARES.
PROPOSAL #04: AN ADVISORY VOTE TO APPROVE EXECUTIVE ISSUER YES FOR FOR
COMPENSATION.
PROPOSAL #05: AN ADVISORY VOTE ON THE FREQUENCY OF ISSUER YES ONE YEAR AGAINST
EXECUTIVE COMPENSATION VOTES.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: CVS CAREMARK CORPORATION
TICKER: CVS CUSIP: 126650100
MEETING DATE: 5/11/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR EDWIN M. BANKS ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR C. DAVID BROWN II ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR DAVID W. DORMAN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR ANNE M. FINUCANE ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR KRISTEN GIBNEY WILLIAMS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR MARIAN L. HEARD ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR LARRY J. MERLO ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JEAN-PIERRE MILLON ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR TERRENCE MURRAY ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR C.A. LANCE PICCOLO ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR RICHARD J. SWIFT ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR TONY L. WHITE ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #16: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #17: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: D.R. HORTON, INC.
TICKER: DHI CUSIP: 23331A109
MEETING DATE: 1/20/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: DONALD R. HORTON ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: BRADLEY S. ISSUER YES FOR FOR
ANDERSON
PROPOSAL #1C: ELECTION OF DIRECTOR: MICHAEL R. ISSUER YES FOR FOR
BUCHANAN
PROPOSAL #1D: ELECTION OF DIRECTOR: MICHAEL W. HEWATT ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: BOB G. SCOTT ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: DONALD J. TOMNITZ ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE THE 2006 STOCK INCENTIVE ISSUER YES FOR FOR
PLAN AS AMENDED AND RESTATED.
PROPOSAL #03: TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
PROPOSAL #04: TO CONSIDER A STOCKHOLDER PROPOSAL SHAREHOLDER YES ABSTAIN AGAINST
CONCERNING GREENHOUSE GAS EMISSIONS.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DAIICHI SANKYO CO. LTD.
TICKER: 4568 CUSIP: J11257102
MEETING DATE: 6/27/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 30
PROPOSAL #2.1: ELECT DIRECTOR SHODA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR NAKAYAMA, JOJI ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR UNE, TSUTOMU ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR OGITA, TAKESHI ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR HIROKAWA, KAZUNORI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR OKIMOTO, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR HIRABAYASHI, HIROSHI ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR ISHIHARA, KUNIO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR ANZAI, YUUICHIRO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR SATO, YUUKI ISSUER YES FOR FOR
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR KOIKE, KAZUO ISSUER YES FOR FOR
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR CHIBA, ISSUER YES FOR FOR
TAKASHI
PROPOSAL #4: APPROVE ANNUAL BONUS PAYMENT TO DIRECTORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DEERE & COMPANY
TICKER: DE CUSIP: 244199105
MEETING DATE: 2/23/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: CHARLES O. ISSUER YES FOR FOR
HOLLIDAY, JR.
PROPOSAL #1B: ELECTION OF DIRECTOR: DIPAK C. JAIN ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: JOACHIM MILBERG ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: RICHARD B. MYERS ISSUER YES FOR FOR
PROPOSAL #02: NON-BINDING ADVISORY VOTE ON EXECUTIVE ISSUER YES FOR FOR
COMPENSATION (SAY-ON-PAY)
PROPOSAL #03: NON-BINDING ADVISORY VOTE ON THE ISSUER YES ONE YEAR FOR
FREQUENCY OF SAY-ON-PAY VOTES
PROPOSAL #04: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2011
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DELL INC.
TICKER: DELL CUSIP: 24702R101
MEETING DATE: 8/12/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR JAMES W. BREYER ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR DONALD J. CARTY ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR MICHAEL S. DELL ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR WILLIAM H. GRAY, III ISSUER YES FOR FOR
PROPOSAL #01.5: ELECT DIRECTOR JUDY C. LEWENT ISSUER YES FOR FOR
PROPOSAL #01.6: ELECT DIRECTOR THOMAS W. LUCE, III ISSUER YES FOR FOR
PROPOSAL #01.7: ELECT DIRECTOR KLAUS S. LUFT ISSUER YES FOR FOR
PROPOSAL #01.8: ELECT DIRECTOR ALEX J. MANDL ISSUER YES FOR FOR
PROPOSAL #01.9: ELECT DIRECTOR SHANTANU NARAYEN ISSUER YES FOR FOR
PROPOSAL #01.10: ELECT DIRECTOR SAM NUNN ISSUER YES FOR FOR
PROPOSAL #01.11: ELECT DIRECTOR H. ROSS PEROT, JR. ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF INDEPENDENT AUDITOR ISSUER YES FOR FOR
PROPOSAL #03: AMENDMENT OF CERTIFICATE OF ISSUER YES FOR FOR
INCORPORATION TO ELIMINATE SUPERMAJORITY VOTE
PROVISIONS
PROPOSAL #SH1: REIMBURSEMENT OF PROXY EXPENSES SHAREHOLDER YES AGAINST FOR
PROPOSAL #SH2: ADVISORY VOTE ON EXECUTIVE COMPENSATION SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DELTA AIR LINES, INC.
TICKER: DAL CUSIP: 247361702
MEETING DATE: 6/30/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RICHARD H. ANDERSON ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR EDWARD H. BASTIAN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ROY J. BOSTOCK ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JOHN S. BRINZO ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR DANIEL A. CARP ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JOHN M. ENGLER ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR MICKEY P. FORET ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR DAVID R. GOODE ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR PAULA ROSPUT REYNOLDS ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR KENNETH C. ROGERS ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR KENNETH B. WOODROW ISSUER YES FOR FOR
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DEVON ENERGY CORPORATION
TICKER: DVN CUSIP: 25179M103
MEETING DATE: 6/8/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ROBERT H. HENRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN A. HILL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MICHAEL M. KANOVSKY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ROBERT A. MOSBACHER, JR ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR J. LARRY NICHOLS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DUANE C. RADTKE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARY P. RICCIARDELLO ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOHN RICHELS ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: AMEND CERTIFICATE OF INCORPORATION ISSUER YES FOR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES FOR AGAINST
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ISSUER: DIRECTV
TICKER: DTV CUSIP: 25490A101
MEETING DATE: 4/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DAVID B. DILLON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR SAMUEL A. DIPIAZZA, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LORRIE M. NORRINGTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: REDUCE AUTHORIZED CLASS B SHARES, ISSUER YES FOR FOR
ELIMINATE CLASS C COMMON STOCK AND DELETION OF RIGHTS
TO CALL SPECIAL MEETINGS TO CERTAIN STOCKHOLDERS
PROPOSAL #4: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #5: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #6: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #7: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #8: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #9: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DOVER CORPORATION
TICKER: DOV CUSIP: 260003108
MEETING DATE: 5/5/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR D.H. BENSON ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR R.W. CREMIN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR J-P.M. ERGAS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR P.T. FRANCIS ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR K.C. GRAHAM ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR R.A. LIVINGSTON ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR R.K. LOCHRIDGE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR B.G. RETHORE ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR M.B. STUBBS ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR S.M. TODD ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR S.K. WAGNER ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR M.A. WINSTON ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: DTE ENERGY COMPANY
TICKER: DTE CUSIP: 233331107
MEETING DATE: 5/5/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LILLIAN BAUDER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. FRANK FOUNTAIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARK A. MURRAY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOSUE ROBLES, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JAMES H. VANDENBERGHE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR DAVID A. BRANDON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EATON CORPORATION
TICKER: ETN CUSIP: 278058102
MEETING DATE: 4/27/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR GEORGE S. BARRETT ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR TODD M. BLUEDORN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR NED C. LAUTENBACH ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR GREGORY R. PAGE ISSUER YES FOR FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: ELIMINATE CUMULATIVE VOTING ISSUER YES FOR FOR
PROPOSAL #7: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #9: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: EDISON INTERNATIONAL
TICKER: EIX CUSIP: 281020107
MEETING DATE: 4/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JAGJEET S. BINDRA ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR VANESSA C.L. CHANG ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR FRANCE A. CORDOVA ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR THEODORE F. CRAVER, JR. ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR CHARLES B. CURTIS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR BRADFORD M. FREEMAN ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR LUIS G. NOGALES ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR RONALD L. OLSON ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JAMES M. ROSSER ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR RICHARD T. SCHLOSBERG, ISSUER YES FOR FOR
III
PROPOSAL #11: ELECT DIRECTOR THOMAS C. SUTTON ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR BRETT WHITE ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #16: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ENSCO PLC
TICKER: ESV CUSIP: 29358Q109
MEETING DATE: 5/24/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: RE-ELECT J. RODERICK CLARK AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: RE-ELECT DANIEL W. RABUN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: RE-ELECT KEITH O. RATTIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: APPOINT KPMG LLP AS INDEPENDENT ISSUER YES FOR FOR
REGISTERED AUDITORS OF THE COMPANY
PROPOSAL #5: REAPPOINT KPMG AUDIT PLC AS AUDITORS OF ISSUER YES FOR FOR
THE COMPANY
PROPOSAL #6: AUTHORIZE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #7: APPROVE SPECIAL DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #8: AUTHORIZE ASSOCIATED DEED OF RELEASE FOR ISSUER YES FOR FOR
HISTORIC DIVIDENDS
PROPOSAL #9: AUTHORIZE RELEASE ALL CLAIMS AGAINST ISSUER YES FOR FOR
DIRECTORS FOR HISTORIC DIVIDENDS
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #11: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ENSCO PLC
TICKER: ESV CUSIP: 29358Q109
MEETING DATE: 5/31/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ISSUE SHARES IN CONNECTION WITH ISSUER YES FOR FOR
ACQUISITION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FEDEX CORPORATION
TICKER: FDX CUSIP: 31428X106
MEETING DATE: 9/27/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: JAMES L. BARKSDALE ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: JOHN A. EDWARDSON ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: J.R. HYDE, III ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: SHIRLEY A. JACKSON ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: STEVEN R. LORANGER ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: GARY W. LOVEMAN ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: SUSAN C. SCHWAB ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: FREDERICK W. SMITH ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: JOSHUA I. SMITH ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: DAVID P. STEINER ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: PAUL S. WALSH ISSUER YES FOR FOR
PROPOSAL #02: ADOPTION OF 2010 OMNIBUS STOCK ISSUER YES FOR FOR
INCENTIVE PLAN.
PROPOSAL #03: RATIFICATION OF INDEPENDENT REGISTERED ISSUER YES FOR FOR
PUBLIC ACCOUNTING FIRM.
PROPOSAL #04: STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
INDEPENDENT BOARD CHAIRMAN.
PROPOSAL #05: STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER YES AGAINST FOR
SHAREHOLDER ACTION BY WRITTEN CONSENT.
PROPOSAL #06: STOCKHOLDER PROPOSAL REGARDING CEO SHAREHOLDER YES AGAINST FOR
SUCCESSION PLANNING.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FIFTH THIRD BANCORP
TICKER: FITB CUSIP: 316773100
MEETING DATE: 4/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR DARRYL F. ALLEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ULYSSES L. BRIDGEMAN, ISSUER YES FOR FOR
JR.
PROPOSAL #1.3: ELECT DIRECTOR EMERSON L. BRUMBACK ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JAMES P. HACKETT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GARY R. HEMINGER ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JEWELL D. HOOVER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR WILLIAM M. ISAAC ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KEVIN T. KABAT ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR MITCHEL D. LIVINGSTON ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR HENDRIK G. MEIJER ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JOHN J. SCHIFF, JR. ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR MARSHA C. WILLIAMS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FLEXTRONICS INTERNATIONAL LTD.
TICKER: FLEX CUSIP: Y2573F102
MEETING DATE: 7/23/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: H. RAYMOND BINGHAM ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: DR. WILLY C. SHIH ISSUER YES FOR FOR
PROPOSAL #2: TO APPROVE THE RE-APPOINTMENT OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS FLEXTRONICS'S INDEPENDENT
AUDITORS FOR THE 2011 FISCAL YEAR AND TO AUTHORIZE
THE BOARD OF DIRECTORS TO FIX ITS REMUNERATION.
PROPOSAL #3: TO APPROVE THE GENERAL AUTHORIZATION FOR ISSUER YES FOR FOR
THE DIRECTORS OF FLEXTRONICS TO ALLOT AND ISSUE
ORDINARY SHARES.
PROPOSAL #4: TO APPROVE THE ADOPTION OF THE ISSUER YES FOR FOR
FLEXTRONICS INTERNATIONAL LTD. 2010 EQUITY INCENTIVE
PLAN.
PROPOSAL #S1: TO APPROVE THE RENEWAL OF THE SHARE ISSUER YES FOR FOR
PURCHASE MANDATE RELATING TO ACQUISITIONS BY
FLEXTRONICS OF ITS OWN ISSUED ORDINARY SHARES.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FOOT LOCKER, INC.
TICKER: FL CUSIP: 344849104
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR NICHOLAS DIPAOLO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MATTHEW M. MCKENNA ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ALLEN QUESTROM ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CHERYL NIDO TURPIN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GUILLERMO MARMOL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FORD MOTOR COMPANY
TICKER: F CUSIP: 345370860
MEETING DATE: 5/12/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR STEPHEN G. BUTLER ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR KIMBERLY A. CASIANO ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ANTHONY F. EARLEY, JR. ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR EDSEL B. FORD II ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR WILLIAM CLAY FORD, JR. ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR RICHARD A. GEPHARDT ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JAMES H. HANCE, JR. ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR IRVINE O. HOCKADAY, JR. ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR RICHARD A. MANOOGIAN ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR ELLEN R. MARRAM ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR ALAN MULALLY ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR HOMER A. NEAL ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR GERALD L. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #14: ELECT DIRECTOR JOHN L. THORNTON ISSUER YES FOR FOR
PROPOSAL #15: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #16: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #17: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #18: PUBLISH POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #19: APPROVE RECAPITALIZATION PLAN FOR ALL SHAREHOLDER YES FOR AGAINST
STOCK TO HAVE ONE-VOTE PER SHARE
PROPOSAL #20: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FOREST OIL CORPORATION
TICKER: FST CUSIP: 346091705
MEETING DATE: 5/11/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR H. CRAIG CLARK ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JAMES H. LEE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: FORTUNE BRANDS, INC.
TICKER: FO CUSIP: 349631101
MEETING DATE: 4/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RICHARD A. GOLDSTEIN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR PIERRE E. LEROY ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR A. D. DAVID MACKAY ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR ANNE M. TATLOCK ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR NORMAN H. WESLEY ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR PETER M. WILSON ISSUER YES FOR FOR
PROPOSAL #7: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #10: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #11: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GAMESTOP CORP.
TICKER: GME CUSIP: 36467W109
MEETING DATE: 6/21/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STANLEY (MICKEY) ISSUER YES FOR FOR
STEINBERG
PROPOSAL #1.2: ELECT DIRECTOR GERALD R. SZCZEPANSKI ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LAWRENCE S. ZILAVY ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GANNETT CO., INC.
TICKER: GCI CUSIP: 364730101
MEETING DATE: 5/3/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN E. CODY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR CRAIG A. DUBOW ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR HOWARD D. ELIAS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ARTHUR H. HARPER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN JEFFRY LOUIS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR MARJORIE MAGNER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR SCOTT K. MCCUNE ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DUNCAN M. MCFARLAND ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NEAL SHAPIRO ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GARMIN LTD.
TICKER: GRMN CUSIP: H2906T109
MEETING DATE: 6/3/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT CONSOLIDATED FINANCIAL STATEMENTS ISSUER YES FOR FOR
AND STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3.1: ELECT DIRECTOR DONALD H. ELLER ISSUER YES FOR FOR
PROPOSAL #3.2: ELECT DIRECTOR CLIFTON A. PEMBLE ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE DIVIDENDS ISSUER YES FOR FOR
PROPOSAL #6: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GENERAL ELECTRIC COMPANY
TICKER: GE CUSIP: 369604103
MEETING DATE: 4/27/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR W. GEOFFREY BEATTIE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JAMES I. CASH, JR. ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ANN M. FUDGE ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR SUSAN HOCKFIELD ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JEFFREY R. IMMELT ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ANDREA JUNG ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR ALAN G. LAFLEY ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR ROBERT W. LANE ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR RALPH S. LARSEN ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR ROCHELLE B. LAZARUS ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR JAMES J. MULVA ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR SAM NUNN ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR ROGER S. PENSKE ISSUER YES FOR FOR
PROPOSAL #14: ELECT DIRECTOR ROBERT J. SWIERINGA ISSUER YES FOR FOR
PROPOSAL #15: ELECT DIRECTOR JAMES S. TISCH ISSUER YES FOR FOR
PROPOSAL #16: ELECT DIRECTOR DOUGLAS A. WARNER III ISSUER YES FOR FOR
PROPOSAL #17: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #19: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #20: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #21: PERFORMANCE-BASED EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #22: WITHDRAW STOCK OPTIONS GRANTED TO SHAREHOLDER YES AGAINST FOR
EXECUTIVE OFFICERS
PROPOSAL #23: REPORT ON CLIMATE CHANGE BUSINESS RISK SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #24: REPORT ON ANIMAL TESTING AND PLANS FOR SHAREHOLDER YES ABSTAIN AGAINST
REDUCTION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GENERAL MOTORS COMPANY
TICKER: GM CUSIP: 37045V100
MEETING DATE: 6/7/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DANIEL F. AKERSON ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR DAVID BONDERMAN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ERROLL B. DAVIS, JR. ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR STEPHEN J. GIRSKY ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR E. NEVILLE ISDELL ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ROBERT D. KREBS ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR PHILIP A. LASKAWY ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR KATHRYN V. MARINELLO ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR PATRICIA F. RUSSO ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR CAROL M. STEPHENSON ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR CYNTHIA A. TELLES ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: GILEAD SCIENCES, INC.
TICKER: GILD CUSIP: 375558103
MEETING DATE: 5/12/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. COGAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ETIENNE F. DAVIGNON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES M. DENNY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR CARLA A. HILLS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR KEVIN E. LOFTON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOHN W. MADIGAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOHN C. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR GORDON E. MOORE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR NICHOLAS G. MOORE ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR RICHARD J. WHITLEY ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GAYLE E. WILSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR PER WOLD-OLSEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #4: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #5: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HEALTH NET, INC.
TICKER: HNT CUSIP: 42222G108
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR MARY ANNE CITRINO ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THEODORE F. CRAVER, JR. ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VICKI B. ESCARRA ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR GALE S. FITZGERALD ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR PARICK FOLEY ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAY M. GELLERT ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR ROGER F. GREAVES ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR BRUCE G. WILLISON ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR FREDERICK C. YEAGER ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HEIDELBERGCEMENT AG
TICKER: HEI CUSIP: D31709104
MEETING DATE: 5/5/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
DIVIDENDS OF EUR 0.25 PER SHARE
PROPOSAL #3.1: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER BERND SCHEIFELE FOR FISCAL 2010
PROPOSAL #3.2: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER DOMINIK VON ACHTEN FOR FISCAL 2010
PROPOSAL #3.3: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER DANIEL GAUTHIER FOR FISCAL 2010
PROPOSAL #3.4: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER ANDREAS KERN FOR FISCAL 2010
PROPOSAL #3.5: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER LORENZ NAEGER FOR FISCAL 2010
PROPOSAL #3.6: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
MEMBER ALBERT SCHEUER FOR FISCAL 2010
PROPOSAL #4.1: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER FRITZ-JUERGEN HECKMANN FOR FISCAL 2010
PROPOSAL #4.2: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER HEINZ SCHMITT FOR FISCAL 2010
PROPOSAL #4.3: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER ROBERT FEIGER FOR FISCAL 2010
PROPOSAL #4.4: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER JOSEF HEUMANN FOR FISCAL 2010
PROPOSAL #4.5: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER MAX KLEY FOR FISCAL 2010
PROPOSAL #4.6: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER HANS KRAUT FOR FISCAL 2010
PROPOSAL #4.7: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER HERBERT LUETKESTRATKOETTER FOR FISCAL 2010
PROPOSAL #4.8: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER LUDWIG MERCKLE FOR FISCAL 2010
PROPOSAL #4.9: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
MEMBER TOBIAS MERCKLE FOR FISCAL 2010
PROPOSAL #4.10: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER ALAN MURRAY FOR FISCAL 2010
PROPOSAL #4.11: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER WERNER SCHRAEDER FOR FISCAL 2010
PROPOSAL #4.12: APPROVE DISCHARGE OF SUPERVISORY ISSUER YES FOR FOR
BOARD MEMBER FRANK-DIRK STEININGER FOR FISCAL 2010
PROPOSAL #5: RATIFY ERNST & YOUNG GMBH AS AUDITORS ISSUER YES FOR FOR
FOR FISCAL 2011
PROPOSAL #6: APPROVE REMUNERATION SYSTEM FOR ISSUER YES FOR FOR
MANAGEMENT BOARD MEMBERS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HESS CORPORATION
TICKER: HES CUSIP: 42809H107
MEETING DATE: 5/4/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR E.E. HOLIDAY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR J.H. MULLIN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR F.B. WALKER ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR R.N. WILSON ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #7: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #8: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HEWLETT-PACKARD COMPANY
TICKER: HPQ CUSIP: 428236103
MEETING DATE: 3/23/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: M.L. ANDREESSEN ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: L. APOTHEKER ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: L.T. BABBIO, JR. ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: S.M. BALDAUF ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: S. BANERJI ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: R.L. GUPTA ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: J.H. HAMMERGREN ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: R.J. LANE ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: G.M. REINER ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: P.F. RUSSO ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: D. SENEQUIER ISSUER YES FOR FOR
PROPOSAL #1L: ELECTION OF DIRECTOR: G.K. THOMPSON ISSUER YES FOR FOR
PROPOSAL #1M: ELECTION OF DIRECTOR: M.C. WHITMAN ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF THE ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING OCTOBER 31, 2011.
PROPOSAL #03: ADVISORY VOTE ON EXECUTIVE COMPENSATION. ISSUER YES FOR FOR
PROPOSAL #04: ADVISORY VOTE ON THE FREQUENCY OF ISSUER YES ONE YEAR FOR
HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
PROPOSAL #05: APPROVAL OF THE HEWLETT-PACKARD COMPANY ISSUER YES FOR FOR
2011 EMPLOYEE STOCK PURCHASE PLAN.
PROPOSAL #06: APPROVAL OF AN AMENDMENT TO THE ISSUER YES FOR FOR
HEWLETT-PACKARD COMPANY 2005 PAY-FOR-RESULTS PLAN TO
EXTEND THE TERM OF THE PLAN.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: HONEYWELL INTERNATIONAL INC.
TICKER: HON CUSIP: 438516106
MEETING DATE: 4/25/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR GORDON M. BETHUNE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR KEVIN BURKE ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JAIME CHICO PARDO ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR DAVID M. COTE ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR D. SCOTT DAVIS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR LINNET F. DEILY ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JUDD GREGG ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR CLIVE R. HOLLICK ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR GEORGE PAZ ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR BRADLEY T. SHEARES ISSUER YES FOR FOR
PROPOSAL #11: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #14: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #15: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #16: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #17: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INGERSOLL-RAND PLC
TICKER: IR CUSIP: G47791101
MEETING DATE: 6/2/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ANN C. BERZIN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JOHN BRUTON ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JARED L. COHON ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR GARY D. FORSEE ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR PETER C. GODSOE ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR EDWARD E. HAGENLOCKER ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR CONSTANCE J. HORNER ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR MICHAEL W. LAMACH ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR THEODORE E. MARTIN ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR RICHARD J. SWIFT ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR TONY L. WHITE ISSUER YES FOR FOR
PROPOSAL #12: APPROVE EXECUTIVE INCENTIVE SCHEME ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #15: AUTHORIZE MARKET PURCHASE ISSUER YES FOR FOR
PROPOSAL #16: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INPEX CORPORATION
TICKER: 1605 CUSIP: J2467E101
MEETING DATE: 6/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 3000 FOR ORDINARY SHARES
PROPOSAL #2.1: APPOINT STATUTORY AUDITOR TAKAI, ISSUER YES FOR FOR
YOSHITSUGU
PROPOSAL #2.2: APPOINT STATUTORY AUDITOR TOTSUNE, ISSUER YES AGAINST AGAINST
HARUHITO
PROPOSAL #2.3: APPOINT STATUTORY AUDITOR SUMIYA, KOJI ISSUER YES AGAINST AGAINST
PROPOSAL #2.4: APPOINT STATUTORY AUDITOR SATO, HIROSHI ISSUER YES AGAINST AGAINST
PROPOSAL #2.5: APPOINT STATUTORY AUDITOR FUNAI, MASARU ISSUER YES AGAINST AGAINST
PROPOSAL #3: APPROVE ANNUAL BONUS PAYMENT TO ISSUER YES AGAINST AGAINST
DIRECTORS AND STATUTORY AUDITORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INTEL CORPORATION
TICKER: INTC CUSIP: 458140100
MEETING DATE: 5/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR CHARLENE BARSHEFSKY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR SUSAN L. DECKER ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JOHN J. DONAHOE ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR REED E. HUNDT ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR PAUL S. OTELLINI ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JAMES D. PLUMMER ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR DAVID S. POTTRUCK ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JANE E. SHAW ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR FRANK D. YEARY ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR DAVID B. YOFFIE ISSUER YES FOR FOR
PROPOSAL #11: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #13: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR N/A
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: INVESCO LTD.
TICKER: IVZ CUSIP: G491BT108
MEETING DATE: 5/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR REX D. ADAMS ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN BANHAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DENIS KESSLER ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY ERNST & YOUNG LLP AS AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JAPAN TOBACCO INC
TICKER: 2914 CUSIP: J27869106
MEETING DATE: 6/24/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 4000
PROPOSAL #2: AMEND ARTICLES TO INDEMNIFY DIRECTORS ISSUER YES FOR FOR
AND STATUTORY AUDITORS
PROPOSAL #3.1: APPOINT STATUTORY AUDITOR TATEISHI, ISSUER YES AGAINST AGAINST
HISAO
PROPOSAL #3.2: APPOINT STATUTORY AUDITOR SHIOZAWA, ISSUER YES FOR FOR
GISUKE
PROPOSAL #3.3: APPOINT STATUTORY AUDITOR UEDA, KOICHI ISSUER YES FOR FOR
PROPOSAL #3.4: APPOINT STATUTORY AUDITOR IMAI, ISSUER YES FOR FOR
YOSHINORI
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JOHNSON & JOHNSON
TICKER: JNJ CUSIP: 478160104
MEETING DATE: 4/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR MARY SUE COLEMAN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JAMES G. CULLEN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR IAN E.L. DAVIS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR MICHAEL M.E. JOHNS ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR SUSAN L. LINDQUIST ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ANNE M. MULCAHY ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR LEO F. MULLIN ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR WILLIAM D. PEREZ ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR CHARLES PRINCE ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR DAVID SATCHER ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #15: ADOPT POLICY TO RESTRAIN PHARMACEUTICAL SHAREHOLDER YES ABSTAIN AGAINST
PRICE INCREASES
PROPOSAL #16: AMEND EEO POLICY TO PROHIBIT SHAREHOLDER YES ABSTAIN AGAINST
DISCRIMINATION BASED ON APPLICANT'S HEALTH STATUS
PROPOSAL #17: ADOPT ANIMAL-FREE TRAINING METHODS SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: JPMORGAN CHASE & CO.
TICKER: JPM CUSIP: 46625H100
MEETING DATE: 5/17/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR CRANDALL C. BOWLES ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR STEPHEN B. BURKE ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR DAVID M. COTE ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JAMES S. CROWN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JAMES DIMON ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ELLEN V. FUTTER ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR WILLIAM H. GRAY, III ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR LABAN P. JACKSON, JR. ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR DAVID C. NOVAK ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR LEE R. RAYMOND ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR WILLIAM C. WELDON ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #15: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #16: AFFIRM POLITICAL NON-PARTISANSHIP SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #17: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #18: REPORT ON LOAN MODIFICATIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #19: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #20: INSTITUTE PROCEDURES TO PREVENT SHAREHOLDER YES ABSTAIN AGAINST
INVESTMENTS IN COMPANIES THAT CONTRIBUTE TO GENOCIDE
OR CRIMES AGAINST HUMANITY
PROPOSAL #21: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KIMBERLY-CLARK CORPORATION
TICKER: KMB CUSIP: 494368103
MEETING DATE: 4/21/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JOHN R. ALM ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JOHN F. BERGSTROM ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ABELARDO E. BRU ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR ROBERT W. DECHERD ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR THOMAS J. FALK ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR MAE C. JEMISON ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JAMES M. JENNESS ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR NANCY J. KARCH ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR IAN C. READ ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR LINDA JOHNSON RICE ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR MARC J. SHAPIRO ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR G. CRAIG SULLIVAN ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #15: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #16: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #17: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: KOHL'S CORPORATION
TICKER: KSS CUSIP: 500255104
MEETING DATE: 5/12/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR PETER BONEPARTH ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR STEVEN A. BURD ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JOHN F. HERMA ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR DALE E. JONES ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR WILLIAM S. KELLOGG ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR KEVIN MANSELL ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR FRANK V. SICA ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR PETER M. SOMMERHAUSER ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR STEPHANIE A. STREETER ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR NINA G. VACA ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR STEPHEN E. WATSON ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
RELATING TO DIRECTOR ELECTIONS
PROPOSAL #14: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #15: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #16: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #17: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #18: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #19: ADOPT POLICY ON SUCCESSION PLANNING SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LAM RESEARCH CORPORATION
TICKER: LRCX CUSIP: 512807108
MEETING DATE: 11/4/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES W. BAGLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID G. ARSCOTT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT M. BERDAHL ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR ERIC K. BRANDT ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR GRANT M. INMAN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR CATHERINE P. LEGO ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR STEPHEN G. NEWBERRY ISSUER YES FOR FOR
PROPOSAL #2: PROPOSAL TO APPROVE THE AMENDMENT AND ISSUER YES FOR FOR
RESTATEMENT OF THE 2004 EXECUTIVE INCENTIVE PLAN.
PROPOSAL #3: PROPOSAL TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LEAR CORPORATION
TICKER: LEA CUSIP: 521865204
MEETING DATE: 5/12/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR THOMAS P. CAPO ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR CURTIS J. CLAWSON ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JONATHON F. FOSTER ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR CONRAD L. MALLETT, JR. ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR ROBERT E. ROSSITER ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR DONALD L. RUNKLE ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR GREGORY C. SMITH ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR HENRY D.G. WALLACE ISSUER YES FOR FOR
PROPOSAL #9: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #11: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LIMITED BRANDS, INC.
TICKER: LTD CUSIP: 532716107
MEETING DATE: 5/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DONNA A. JAMES ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JEFFREY H. MIRO ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR RAYMOND ZIMMERMAN ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #9: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LOWE'S COMPANIES, INC.
TICKER: LOW CUSIP: 548661107
MEETING DATE: 5/27/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RAUL ALVAREZ ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID W. BERNAUER ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR LEONARD L. BERRY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR PETER C. BROWNING ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR DAWN E. HUDSON ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ROBERT L. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARSHALL O. LARSEN ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR RICHARD K. LOCHRIDGE ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT A. NIBLOCK ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR STEPHEN F. PAGE ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #6: SUBMIT SEVERANCE AGREEMENT (CHANGE-IN- SHAREHOLDER YES AGAINST FOR
CONTROL) TO SHAREHOLDER VOTE
PROPOSAL #7: INCLUDE SUSTAINABILITY AS A PERFORMANCE SHAREHOLDER YES AGAINST FOR
MEASURE FOR SENIOR EXECUTIVE COMPENSATION
PROPOSAL #8: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: LYONDELLBASELL INDUSTRIES NV
TICKER: LYB CUSIP: N53745100
MEETING DATE: 5/5/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #3a: ELECT J.S. BINDRA AS CLASS I DIRECTORS ISSUER YES FOR FOR
TO THE SUPERVISORY BOARD
PROPOSAL #3b: REELECT M. CARROLL AS CLASS I DIRECTORS ISSUER YES FOR FOR
TO THE SUPERVISORY BOARD
PROPOSAL #3c: REELECT R. VAN DER MEER AS CLASS I ISSUER YES FOR FOR
DIRECTORS TO THE SUPERVISORY BOARD
PROPOSAL #4: ELECT R. BUCHANAN AS CLASS II DIRECTOR ISSUER YES FOR FOR
TO THE SUPERVISORY BOARD
PROPOSAL #5: ELECT J. AIGRAIN AS CLASS III DIRECTOR ISSUER YES FOR FOR
TO THE SUPERVISORY BOARD
PROPOSAL #6: ADOPT FINANCIAL STATEMENTS AND STATUTORY ISSUER YES FOR FOR
REPORTS
PROPOSAL #7: APPROVE DISCHARGE OF MANAGEMENT BOARD ISSUER YES FOR FOR
PROPOSAL #8: APPROVE DISCHARGE OF SUPERVISORY BOARD ISSUER YES FOR FOR
PROPOSAL #9: RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #10: APPROVE REMUNERATION OF SUPERVISORY ISSUER YES FOR FOR
BOARD
PROPOSAL #11: AMEND ARTICLES RE: REMOVAL OF ISSUER YES FOR FOR
REFERENCES TO CLASS B SHARES AND CONVERSION INTO A
SHARES, DELETION OF PROVISIONS REGARDING LISTING ON
NEW YORK STOCK EXCHANGE, AND LEGISLATIVE CHANGES IN
PROPOSAL #13: APPROVE DIVIDENDS OF USD 0.10 PER SHARE ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO APPROVE REMUNERATION ISSUER YES FOR FOR
REPORT CONTAINING REMUNERATION POLICY FOR MANAGEMENT
BOARD MEMBERS
PROPOSAL #15: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #16: ELECT G. GWIN AS CLASS II DIRECTOR TO ISSUER YES FOR FOR
THE SUPERVISORY BOARD
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ISSUER: M.D.C. HOLDINGS, INC.
TICKER: MDC CUSIP: 552676108
MEETING DATE: 4/27/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR WILLIAM B. KEMPER ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID D. MANDARICH ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DAVID SIEGEL ISSUER YES FOR FOR
PROPOSAL #2: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #3: APPROVE NON-EMPLOYEE DIRECTOR STOCK ISSUER YES FOR FOR
OPTION PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES AGAINST AGAINST
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MACY'S, INC.
TICKER: M CUSIP: 55616P104
MEETING DATE: 5/20/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR STEPHEN F. BOLLENBACH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DEIRDRE P. CONNELLY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MEYER FELDBERG ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SARA LEVINSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR TERRY J. LUNDGREN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JOSEPH NEUBAUER ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR JOSEPH A. PICHLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JOYCE M. ROCHÉ ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CRAIG E. WEATHERUP ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR MARNA C. WHITTINGTON ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADOPT MAJORITY VOTING FOR UNCONTESTED ISSUER YES FOR FOR
ELECTION OF DIRECTORS
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MARATHON OIL CORPORATION
TICKER: MRO CUSIP: 565849106
MEETING DATE: 4/27/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR GREGORY H. BOYCE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR PIERRE BRONDEAU ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR CLARENCE P. CAZALOT, JR. ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR DAVID A. DABERKO ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR WILLIAM L. DAVIS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR SHIRLEY ANN JACKSON ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR PHILIP LADER ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR CHARLES R. LEE ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR MICHAEL E. J. PHELPS ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR DENNIS H. REILLEY ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR SETH E. SCHOFIELD ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR JOHN W. SNOW ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR THOMAS J. USHER ISSUER YES FOR FOR
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #16: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #17: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #18: REPORT ON ACCIDENT RISK REDUCTION SHAREHOLDER YES AGAINST FOR
EFFORTS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MCDERMOTT INTERNATIONAL, INC.
TICKER: MDR CUSIP: 580037109
MEETING DATE: 5/6/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN F. BOOKOUT, III ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ROGER A. BROWN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR STEPHEN G. HANKS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR STEPHEN M. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR D. BRADLEY MCWILLIAMS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR THOMAS C. SCHIEVELBEIN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR MARY SHAFER-MALICKI ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR DAVID A. TRICE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #5: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MCKESSON CORPORATION
TICKER: MCK CUSIP: 58155Q103
MEETING DATE: 7/28/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: ANDY D. BRYANT ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: WAYNE A. BUDD ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: JOHN H. HAMMERGREN ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: ALTON F. IRBY III ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: M. CHRISTINE ISSUER YES FOR FOR
JACOBS
PROPOSAL #1F: ELECTION OF DIRECTOR: MARIE L. KNOWLES ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: DAVID M. ISSUER YES FOR FOR
LAWRENCE, M.D.
PROPOSAL #1H: ELECTION OF DIRECTOR: EDWARD A. MUELLER ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: JANE E. SHAW, ISSUER YES FOR FOR
PH.D.
PROPOSAL #02: REAPPROVAL OF THE PERFORMANCE MEASURES ISSUER YES FOR FOR
FOR PERFORMANCE-BASED AWARDS UNDER THE COMPANY'S
AMENDED AND RESTATED 2005 STOCK PLAN.
PROPOSAL #03: REAPPROVAL OF PERFORMANCE MEASURES ISSUER YES FOR FOR
AVAILABLE FOR PERFORMANCE-BASED AWARDS UNDER 2005
MANAGEMENT INCENTIVE PLAN.
PROPOSAL #04: APPOINTMENT OF DELOITTE & TOUCHE LLP AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
THE YEAR ENDING MARCH 31, 2011.
PROPOSAL #05: STOCKHOLDER PROPOSAL ON SIGNIFICANT SHAREHOLDER YES AGAINST FOR
EXECUTIVE STOCK RETENTION FOR TWO YEARS BEYOND
RETIREMENT.
PROPOSAL #06: STOCKHOLDER PROPOSAL ON PREPARING A PAY SHAREHOLDER YES AGAINST FOR
DIFFERENTIAL REPORT.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MEDTRONIC, INC.
TICKER: MDT CUSIP: 585055106
MEETING DATE: 8/25/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD H. ANDERSON ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DAVID L. CALHOUN ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR VICTOR J. DZAU, M.D. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM A. HAWKINS ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR SHIRLEY A. JACKSON, PHD ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JAMES T. LENEHAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR DENISE M. O'LEARY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR KENDALL J. POWELL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR ROBERT C. POZEN ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JEAN-PIERRE ROSSO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR JACK W. SCHULER ISSUER YES FOR FOR
PROPOSAL #2: TO RATIFY THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MERCK & CO., INC.
TICKER: MRK CUSIP: 58933Y105
MEETING DATE: 5/24/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR LESLIE A. BRUN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR THOMAS R. CECH ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR RICHARD T. CLARK ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR KENNETH C. FRAZIER ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR THOMAS H. GLOCER ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR STEVEN F. GOLDSTONE ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR WILLIAM B. HARRISON. JR. ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR HARRY R. JACOBSON ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR WILLIAM N. KELLEY ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR C. ROBERT KIDDER ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR ROCHELLE B. LAZARUS ISSUER YES AGAINST AGAINST
PROPOSAL #12: ELECT DIRECTOR CARLOS E. REPRESAS ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR PATRICIA F. RUSSO ISSUER YES FOR FOR
PROPOSAL #14: ELECT DIRECTOR THOMAS E. SHENK ISSUER YES FOR FOR
PROPOSAL #15: ELECT DIRECTOR ANNE M. TATLOCK ISSUER YES FOR FOR
PROPOSAL #16: ELECT DIRECTOR CRAIG B. THOMPSON ISSUER YES FOR FOR
PROPOSAL #17: ELECT DIRECTOR WENDELL P. WEEKS ISSUER YES FOR FOR
PROPOSAL #18: ELECT DIRECTOR PETER C. WENDELL ISSUER YES FOR FOR
PROPOSAL #19: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #20: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #21: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MICROSOFT CORPORATION
TICKER: MSFT CUSIP: 594918104
MEETING DATE: 11/16/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: ELECTION OF DIRECTOR: STEVEN A. BALLMER ISSUER YES FOR FOR
PROPOSAL #02: ELECTION OF DIRECTOR: DINA DUBLON ISSUER YES FOR FOR
PROPOSAL #03: ELECTION OF DIRECTOR: WILLIAM H. GATES ISSUER YES FOR FOR
III
PROPOSAL #04: ELECTION OF DIRECTOR: RAYMOND V. ISSUER YES FOR FOR
GILMARTIN
PROPOSAL #05: ELECTION OF DIRECTOR: REED HASTINGS ISSUER YES FOR FOR
PROPOSAL #06: ELECTION OF DIRECTOR: MARIA M. KLAWE ISSUER YES FOR FOR
PROPOSAL #07: ELECTION OF DIRECTOR: DAVID F. MARQUARDT ISSUER YES FOR FOR
PROPOSAL #08: ELECTION OF DIRECTOR: CHARLES H. NOSKI ISSUER YES FOR FOR
PROPOSAL #09: ELECTION OF DIRECTOR: HELMUT PANKE ISSUER YES FOR FOR
PROPOSAL #10: RATIFICATION OF THE SELECTION OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT
AUDITOR
PROPOSAL #11: SHAREHOLDER PROPOSAL - ESTABLISHMENT OF SHAREHOLDER YES ABSTAIN AGAINST
BOARD COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MITSUBISHI UFJ FINANCIAL GROUP
TICKER: 8306 CUSIP: J44497105
MEETING DATE: 6/29/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: APPROVE ALLOCATION OF INCOME, WITH A ISSUER YES FOR FOR
FINAL DIVIDEND OF JPY 6
PROPOSAL #2.1: ELECT DIRECTOR OKIHARA, TAKAMUNE ISSUER YES FOR FOR
PROPOSAL #2.2: ELECT DIRECTOR OKAUCHI, KINYA ISSUER YES FOR FOR
PROPOSAL #2.3: ELECT DIRECTOR NAGAYASU, KATSUNORI ISSUER YES FOR FOR
PROPOSAL #2.4: ELECT DIRECTOR TANAKA, TATSUO ISSUER YES FOR FOR
PROPOSAL #2.5: ELECT DIRECTOR HIRANO, NOBUYUKI ISSUER YES FOR FOR
PROPOSAL #2.6: ELECT DIRECTOR YUUKI, TAIHEI ISSUER YES FOR FOR
PROPOSAL #2.7: ELECT DIRECTOR HAMAKAWA, ICHIRO ISSUER YES FOR FOR
PROPOSAL #2.8: ELECT DIRECTOR HASEGAWA, MASAO ISSUER YES FOR FOR
PROPOSAL #2.9: ELECT DIRECTOR TOYOIZUMI, TOSHIRO ISSUER YES FOR FOR
PROPOSAL #2.10: ELECT DIRECTOR TERAOKA, SHUNSUKE ISSUER YES FOR FOR
PROPOSAL #2.11: ELECT DIRECTOR WAKABAYASHI, TATSUO ISSUER YES FOR FOR
PROPOSAL #2.12: ELECT DIRECTOR OYAMADA, TAKASHI ISSUER YES FOR FOR
PROPOSAL #2.13: ELECT DIRECTOR NOGUCHI, HIROYUKI ISSUER YES FOR FOR
PROPOSAL #2.14: ELECT DIRECTOR ARAKI, RYUUJI ISSUER YES FOR FOR
PROPOSAL #2.15: ELECT DIRECTOR WATANABE, KAZUHIRO ISSUER YES FOR FOR
PROPOSAL #2.16: ELECT DIRECTOR OTOSHI, TAKUMA ISSUER YES FOR FOR
PROPOSAL #3: APPOINT STATUTORY AUDITOR NEMOTO, ISSUER YES FOR FOR
TAKEHIKO
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MOLSON COORS BREWING COMPANY
TICKER: TAP CUSIP: 60871R209
MEETING DATE: 5/25/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTORS JOHN E. CLEGHORN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTORS CHARLES M. HERINGTON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTORS DAVID P. O'BRIEN ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MONSANTO COMPANY
TICKER: MON CUSIP: 61166W101
MEETING DATE: 1/25/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: LAURA K. IPSEN ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: WILLIAM U. PARFET ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: GEORGE H. POSTE, ISSUER YES FOR FOR
PH.D., D.V.M.
PROPOSAL #02: RATIFY THE APPOINTMENT OF DELOITTE & ISSUER YES FOR FOR
TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2011
PROPOSAL #03: TO APPROVE, BY NON-BINDING VOTE, ISSUER YES FOR FOR
EXECUTIVE COMPENSATION
PROPOSAL #04: TO RECOMMEND, BY NON-BINDING VOTE, THE ISSUER YES ONE YEAR AGAINST
FREQUENCY OF EXECUTIVE COMPENSATION VOTES
PROPOSAL #05: TO APPROVE THE PERFORMANCE GOALS UNDER ISSUER YES FOR FOR
THE MONSANTO COMPANY CODE SECTION 162(M) ANNUAL
INCENTIVE PLAN FOR COVERED EXECUTIVES
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MORGAN STANLEY
TICKER: MS CUSIP: 617446448
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ROY J. BOSTOCK ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ERSKINE B. BOWLES ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR HOWARD J. DAVIES ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JAMES P. GORMAN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JAMES H. HANCE JR. ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR C. ROBERT KIDDER ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JOHN J. MACK ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR DONALD T. NICOLAISEN ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR HUTHAM S. OLAYAN ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR JAMES. W. OWENS ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR O. GRIFFITH SEXTON ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR MASAAKI TANAKA ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR LAURA D. TYSON ISSUER YES FOR FOR
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #16: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #17: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: MOTOROLA SOLUTIONS, INC.
TICKER: MOT CUSIP: 620076109
MEETING DATE: 11/29/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: AUTHORIZATION FOR THE BOARD OF ISSUER YES FOR FOR
DIRECTORS TO EFFECT, IN ITS DISCRETION PRIOR TO
DECEMBER 31, 2011, A REVERSE STOCK SPLIT OF THE
OUTSTANDING AND TREASURY COMMON STOCK OF MOTOROLA, AT
A REVERSE STOCK SPLIT RATIO OF AT LEAST 1-FOR-3 AND
OF UP TO 1-FOR-7, AS DETERMINED BY THE BOARD OF
PROPOSAL #02: APPROVAL OF A CORRESPONDING AMENDMENT ISSUER YES FOR FOR
TO MOTOROLA'S RESTATED CERTIFICATE OF INCORPORATION
TO EFFECT THE REVERSE STOCK SPLIT AND TO REDUCE
PROPORTIONATELY THE TOTAL NUMBER OF SHARES OF COMMON
STOCK THAT MOTOROLA IS AUTHORIZED TO ISSUE, SUBJECT
TO THE BOARD OF DIRECTORS' AUTHORITY TO ABANDON SUCH
AMENDMENT.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NABORS INDUSTRIES LTD.
TICKER: NBR CUSIP: G6359F103
MEETING DATE: 6/7/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT ANTHONY G. PETRELLO AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT MYRON M. SHEINFELD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: APPROVE PRICEWATERHOUSE COOPERS LLP AS ISSUER YES FOR FOR
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #5: REQUIRE A MAJORITY VOTE FOR THE ELECTION SHAREHOLDER YES AGAINST FOR
OF DIRECTORS
PROPOSAL #6: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NEWFIELD EXPLORATION COMPANY
TICKER: NFX CUSIP: 651290108
MEETING DATE: 5/5/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR LEE K. BOOTHBY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR PHILIP J. BURGUIERES ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR PAMELA J. GARDNER ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JOHN RANDOLPH KEMP, LLL ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR J. MICHAEL LACEY ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JOSEPH H. NETHERLAND ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR HOWARD H. NEWMAN ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR THOMAS G. RICKS ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JUANITA F. ROMANS ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR C. E. (CHUCK) SHULTZ ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR J. TERRY STRANGE ISSUER YES FOR FOR
PROPOSAL #12: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #13: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NEXEN INC.
TICKER: NXY CUSIP: 65334H102
MEETING DATE: 4/27/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR W.B. BERRY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR R.G. BERTRAM ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR D.G. FLANAGAN ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR S.B. JACKSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR K.J. JENKINS ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR A.A. MCLELLAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR E.P. NEWELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR T.C. O'NEILL ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR M.F. ROMANOW ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR F.M. SAVILLE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR J.M. WILLSON ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR V.J. ZALESCHUK ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE SHAREHOLDER RIGHTS PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NISOURCE INC.
TICKER: NI CUSIP: 65473P105
MEETING DATE: 5/10/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RICHARD A. ABDOO ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR STEVEN C. BEERING ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR MICHAEL E. JESANIS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR MARTY R. KITTRELL ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR W. LEE NUTTER ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR DEBORAH S. PARKER ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR IAN M. ROLLAND ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR ROBERT C. SKAGGS, JR. ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR RICHARD L. THOMPSON ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR CAROLYN Y. WOO ISSUER YES FOR FOR
PROPOSAL #11: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #14: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NOBLE CORPORATION
TICKER: N0L CUSIP: H5833N103
MEETING DATE: 4/29/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR LAWRENCE J. CHAZEN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JON A. MARSHALL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR MARY P. RICCIARDELLO ISSUER YES FOR FOR
PROPOSAL #2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #3: APPROVE CREATION OF RESERVE THROUGH ISSUER YES FOR FOR
APPROPRIATION OF RETAINED EARNINGS.
PROPOSAL #4: APPROVE CHF 38.4 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL
PROPOSAL #5: APPROVE EXTENSION OF CHF 133 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
PROPOSAL #6: APPROVE CHF 143 MILLION REDUCTION IN ISSUER YES FOR FOR
SHARE CAPITAL AND REPAYMENT OF CHF 0.13 PER SHARE
PROPOSAL #7: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND
PRICEWATERHOUSECOOPERS AG AS STATUTORY AUDITOR
PROPOSAL #8: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #10: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NORTHEAST UTILITIES
TICKER: NU CUSIP: 664397106
MEETING DATE: 3/4/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: PROPOSAL TO ADOPT THE AGREEMENT AND ISSUER YES FOR FOR
PLAN OF MERGER, BY AND AMONG NORTHEAST UTILITIES, NU
HOLDING ENERGY 1 LLC, NU HOLDING ENERGY 2 LLC AND
NSTAR, AS AMENDED AND AS IT MAY BE AMENDED FURTHER,
AND APPROVE THE MERGER, INCLUDING THE ISSUANCE OF
NORTHEAST UTILITIES COMMON SHARES TO NSTAR
SHAREHOLDERS PURSUANT TO THE MERGER.
PROPOSAL #02: PROPOSAL TO INCREASE THE NUMBER OF ISSUER YES FOR FOR
NORTHEAST UTILITIES COMMON SHARES AUTHORIZED FOR
ISSUANCE BY THE BOARD OF TRUSTEES IN ACCORDANCE WITH
SECTION 19 OF THE NORTHEAST UTILITIES DECLARATION OF
TRUST BY 155,000,000 COMMON SHARES, FROM 225,000,000
AUTHORIZED COMMON SHARES TO 380,000,000 AUTHORIZED
COMMON SHARES.
PROPOSAL #03: PROPOSAL TO FIX THE NUMBER OF TRUSTEES ISSUER YES FOR FOR
OF THE NORTHEAST UTILITIES BOARD OF TRUSTEES AT
FOURTEEN.
PROPOSAL #04: PROPOSAL TO ADJOURN THE SPECIAL ISSUER YES FOR FOR
MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES
TO APPROVE THE FOREGOING PROPOSALS.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NORTHEAST UTILITIES
TICKER: NU CUSIP: 664397106
MEETING DATE: 5/10/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR RICHARD H. BOOTH ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR JOHN S. CLARKESON ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR COTTON M. CLEVELAND ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR SANFORD CLOUD, JR. ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR JOHN G. GRAHAM ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR ELIZABETH T. KENNAN ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR KENNETH R. LEIBLER ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR ROBERT E. PATRICELLI ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR CHARLES W. SHIVERY ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOHN F. SWOPE ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR DENNIS R. WRAASE ISSUER YES FOR FOR
PROPOSAL #2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #3: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NORTHROP GRUMMAN CORPORATION
TICKER: NOC CUSIP: 666807102
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR WESLEY G. BUSH ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR LEWIS W. COLEMAN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR VICTOR H. FAZIO ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR DONALD E. FELSINGER ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR STEPHEN E. FRANK ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR BRUCE S. GORDON ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR MADELEINE KLEINER ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR KARL J. KRAPEK ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR RICHARD B. MYERS ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR AULANA L. PETERS ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR KEVIN W. SHARER ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #16: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #17: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #18: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: NVR, INC.
TICKER: NVR CUSIP: 62944T105
MEETING DATE: 5/3/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR C. E. ANDREWS ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ROBERT C. BUTLER ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR TIMOTHY M. DONAHUE ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR ALFRED E. FESTA ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR MANUEL H. JOHNSON ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR WILLIAM A. MORAN ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR DAVID A. PREISER ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR W. GRADY ROSIER ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR DWIGHT C. SCHAR ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR JOHN M. TOUPS ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR PAUL W. WHETSELL ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OFFICE DEPOT, INC.
TICKER: ODP CUSIP: 676220106
MEETING DATE: 4/21/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR NEIL R. AUSTRIAN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JUSTIN BATEMAN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR THOMAS J. COLLIGAN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR MARSHA J. EVANS ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR DAVID I. FUENTE ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR BRENDA J. GAINES ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR MYRA M. HART ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR W. SCOTT HEDRICK ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR KATHLEEN MASON ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR JAMES S. RUBIN ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR RAYMOND SVIDER ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #15: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #16: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: OWENS-ILLINOIS, INC.
TICKER: OI CUSIP: 690768403
MEETING DATE: 5/5/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR PETER S. HELLMAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR ANASTASIA D. KELLY ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JOHN J. MCMACKIN, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR HUGH H. ROBERTS ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PARKER-HANNIFIN CORPORATION
TICKER: PH CUSIP: 701094104
MEETING DATE: 10/27/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR ROBERT G. BOHN ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR LINDA S. HARTY ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR WILLIAM E. KASSLING ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR ROBERT J. KOHLHEPP ISSUER YES FOR FOR
PROPOSAL #01.5: ELECT DIRECTOR KLAUS-PETER MULLER ISSUER YES FOR FOR
PROPOSAL #01.6: ELECT DIRECTOR CANDY M. OBOURN ISSUER YES FOR FOR
PROPOSAL #01.7: ELECT DIRECTOR JOSEPH M. SCAMINACE ISSUER YES FOR FOR
PROPOSAL #01.8: ELECT DIRECTOR WOLFGANG R. SCHMITT ISSUER YES FOR FOR
PROPOSAL #01.9: ELECT DIRECTOR AKE SVENSSON ISSUER YES FOR FOR
PROPOSAL #01.10: ELECT DIRECTOR MARKOS I. TAMBAKERAS ISSUER YES FOR FOR
PROPOSAL #01.11: ELECT DIRECTOR JAMES L. WAINSCOTT ISSUER YES FOR FOR
PROPOSAL #01.12: ELECT DIRECTOR DONALD E. WASHKEWICZ ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2011.
PROPOSAL #03: APPROVAL OF THE PARKER-HANNIFIN ISSUER YES FOR FOR
CORPORATION 2010 PERFORMANCE BONUS PLAN.
PROPOSAL #04: SHAREHOLDER PROPOSAL TO AMEND THE CODE SHAREHOLDER YES AGAINST FOR
OF REGULATIONS TO SEPARATE THE ROLES OF CHAIRMAN OF
THE BOARD AND CHIEF EXECUTIVE OFFICER.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PENTAIR, INC.
TICKER: PNR CUSIP: 709631105
MEETING DATE: 4/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR LESLIE ABI-KARAM ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JERRY W. BURRIS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR RONALD L. MERRIMAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PFIZER INC.
TICKER: PFE CUSIP: 717081103
MEETING DATE: 4/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DENNIS A. AUSIELLO ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR MICHAEL S. BROWN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR M. ANTHONY BURNS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR W. DON CORNWELL ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR FRANCES D. FERGUSSON ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR WILLIAM H. GRAY III ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR CONSTANCE J. HORNER ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JAMES M. KILTS ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR GEORGE A. LORCH ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR JOHN P. MASCOTTE ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR SUZANNE NORA JOHNSON ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR IAN C. READ ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR STEPHEN W. SANGER ISSUER YES FOR FOR
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #17: PUBLISH POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #18: REPORT ON PUBLIC POLICY ADVOCACY PROCESS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #19: ADOPT POLICY TO RESTRAIN PHARMACEUTICAL SHAREHOLDER YES ABSTAIN AGAINST
PRICE INCREASES
PROPOSAL #20: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #21: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
PROPOSAL #22: REPORT ON ANIMAL TESTING AND PLANS FOR SHAREHOLDER YES ABSTAIN AGAINST
REDUCTION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PG&E CORPORATION
TICKER: PCG CUSIP: 69331C108
MEETING DATE: 5/11/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR DAVID R. ANDREWS ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR LEWIS CHEW ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR C. LEE COX ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR PETER A. DARBEE ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR MARYELLEN C. HERRINGER ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ROGER H. KIMMEL ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR RICHARD A. MESERVE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR FORREST E. MILLER ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR ROSENDO G. PARRA ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR BARBARA L. RAMBO ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR BARRY LAWSON WILLIAMS ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #15: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #16: FORMULATE EEO POLICY THAT DOES NOT SHAREHOLDER YES AGAINST FOR
INCLUDE SEXUAL ORIENTATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: POTASH CORPORATION OF SASKATCHEWAN INC.
TICKER: POT CUSIP: 73755L107
MEETING DATE: 5/12/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR C. M. BURLEY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR W. J. DOYLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR J. W. ESTEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR C. S. HOFFMAN ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR D. J. HOWE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR A. D. LABERGE ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR K. G. MARTELL ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR J. J. MCCAIG ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR M. MOGFORD ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR P. J. SCHOENHALS ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR E. R. STROMBERG ISSUER YES FOR FOR
PROPOSAL #1.12: ELECT DIRECTOR E. VIYELLA DE PALIZA ISSUER YES FOR FOR
PROPOSAL #2: RATIFY DELOITTE & TOUCHE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE 2011 PERFORMANCE OPTION PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE ON EXECUTIVE COMPENSATION ISSUER YES FOR FOR
APPROACH
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: PRINCIPAL FINANCIAL GROUP, INC.
TICKER: PFG CUSIP: 74251V102
MEETING DATE: 5/17/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR BETSY J. BERNARD ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JOCELYN CARTER-MILLER ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR GARY E. COSTLEY ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR DENNIS H. FERRO ISSUER YES FOR FOR
PROPOSAL #5: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #6: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #7: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #8: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: QUALCOMM, INCORPORATED
TICKER: QCOM CUSIP: 747525103
MEETING DATE: 3/8/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR BARBARA T. ALEXANDER ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR STEPHEN M. BENNETT ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR DONALD G. CRUICKSHANK ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR RAYMOND V. DITTAMORE ISSUER YES FOR FOR
PROPOSAL #01.5: ELECT DIRECTOR THOMAS W. HORTON ISSUER YES FOR FOR
PROPOSAL #01.6: ELECT DIRECTOR IRWIN MARK JACOBS ISSUER YES FOR FOR
PROPOSAL #01.7: ELECT DIRECTOR PAUL E. JACOBS ISSUER YES FOR FOR
PROPOSAL #01.8: ELECT DIRECTOR ROBERT E. KAHN ISSUER YES FOR FOR
PROPOSAL #01.9: ELECT DIRECTOR SHERRY LANSING ISSUER YES FOR FOR
PROPOSAL #01.10: ELECT DIRECTOR DUANE A. NELLES ISSUER YES FOR FOR
PROPOSAL #01.11: ELECT DIRECTOR FRANCISCO ROS ISSUER YES FOR FOR
PROPOSAL #01.12: ELECT DIRECTOR BRENT SCOWCROFT ISSUER YES FOR FOR
PROPOSAL #01.13: ELECT DIRECTOR MARC I. STERN ISSUER YES FOR FOR
PROPOSAL #02: TO APPROVE THE 2006 LONG-TERM INCENTIVE ISSUER YES FOR FOR
PLAN, AS AMENDED, WHICH INCLUDES AN INCREASE IN THE
SHARE RESERVE BY 65,000,000 SHARES.
PROPOSAL #03: TO APPROVE AN AMENDMENT TO THE 2001 ISSUER YES FOR FOR
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE SHARE
RESERVE BY 22,000,000 SHARES.
PROPOSAL #04: TO RATIFY THE SELECTION OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC
ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 25,
2011.
PROPOSAL #05: TO HOLD AN ADVISORY VOTE ON EXECUTIVE ISSUER YES FOR FOR
COMPENSATION.
PROPOSAL #06: TO HOLD AN ADVISORY VOTE ON THE ISSUER YES ONE YEAR AGAINST
FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
PROPOSAL #07: TO ACT ON A STOCKHOLDER PROPOSAL, IF SHAREHOLDER YES AGAINST FOR
PROPERLY PRESENTED AT THE ANNUAL MEETING.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RAYTHEON COMPANY
TICKER: RTN CUSIP: 755111507
MEETING DATE: 5/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR VERNON E. CLARK ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JOHN M. DEUTCH ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR STEPHEN J. HADLEY ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR FREDERIC M. POSES ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR MICHAEL C. RUETTGERS ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR RONALD L. SKATES ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR WILLIAM R. SPIVEY ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR LINDA G. STUNTZ ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR WILLIAM H. SWANSON ISSUER YES FOR FOR
PROPOSAL #10: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #11: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #14: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #15: REPORT ON LOBBYING CONTRIBUTIONS AND SHAREHOLDER YES ABSTAIN AGAINST
EXPENSES
PROPOSAL #16: SUBMIT SERP TO SHAREHOLDER VOTE SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: RELIANCE STEEL & ALUMINUM CO.
TICKER: RS CUSIP: 759509102
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JOHN G. FIGUEROA ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR THOMAS W. GIMBEL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR DOUGLAS M. HAYES ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR FRANKLIN R. JOHNSON ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR LESLIE A. WAITE ISSUER YES FOR FOR
PROPOSAL #2: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #3: APPROVE NON-EMPLOYEE DIRECTOR OMNIBUS ISSUER YES FOR FOR
STOCK PLAN
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #7: OTHER BUSINESS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: REXAM PLC
TICKER: REX CUSIP: G1274K113
MEETING DATE: 5/5/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #3: APPROVE FINAL DIVIDEND ISSUER YES FOR FOR
PROPOSAL #4: RE-ELECT SIR PETER ELLWOOD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: RE-ELECT GRAHAM CHIPCHASE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #6: RE-ELECT DAVID ROBBIE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #7: RE-ELECT CARL SYMON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #8: RE-ELECT NOREEN DOYLE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #9: RE-ELECT JOHN LANGSTON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #10: RE-ELECT WOLFGANG MEUSBURGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #11: RE-ELECT JEAN-PIERRE RODIER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #12: REAPPOINT PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #13: AUTHORISE BOARD TO FIX REMUNERATION OF ISSUER YES FOR FOR
AUDITORS
PROPOSAL #14: AUTHORISE ISSUE OF EQUITY WITH PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #15: AUTHORISE ISSUE OF EQUITY WITHOUT PRE- ISSUER YES FOR FOR
EMPTIVE RIGHTS
PROPOSAL #16: AUTHORISE MARKET PURCHASE ISSUER YES FOR FOR
PROPOSAL #17: AUTHORISE THE COMPANY TO CALL EGM WITH ISSUER YES FOR FOR
TWO WEEKS' NOTICE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ROSS STORES, INC.
TICKER: ROST CUSIP: 778296103
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR GEORGE P. ORBAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DONALD H. SEILER ISSUER YES FOR FOR
PROPOSAL #2: APPROVE EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #3: DECLASSIFY THE BOARD OF DIRECTORS ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #6: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: ROYAL CARIBBEAN CRUISES LTD.
TICKER: N/A CUSIP: V7780T103
MEETING DATE: 5/24/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT LAURA D.B. LAVIADA AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #2: ELECT EYAL M. OFER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3: ELECT WILLIAM K. RELLY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: ELECT A. ALEXANDER WIHELMSEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #7: RATIFY PRICEWATERHOUSECOOPERS LLP AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #8: ADVISORY VOTE TO RATIFY DIRECTORS' SHAREHOLDER YES AGAINST FOR
COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SARA LEE CORPORATION
TICKER: SLE CUSIP: 803111103
MEETING DATE: 10/28/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: CHRISTOPHER B. ISSUER YES FOR FOR
BEGLEY
PROPOSAL #1B: ELECTION OF DIRECTOR: CRANDALL C. BOWLES ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: VIRGIS W. COLBERT ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: JAMES S. CROWN ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: LAURETTE T. ISSUER YES FOR FOR
KOELLNER
PROPOSAL #1F: ELECTION OF DIRECTOR: CORNELIS J.A. VAN ISSUER YES FOR FOR
LEDE
PROPOSAL #1G: ELECTION OF DIRECTOR: DR. JOHN MCADAM ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: SIR IAN PROSSER ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: NORMAN R. SORENSEN ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: JEFFREY W. UBBEN ISSUER YES FOR FOR
PROPOSAL #1K: ELECTION OF DIRECTOR: JONATHAN P. WARD ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2011.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SMITHFIELD FOODS, INC.
TICKER: SFD CUSIP: 832248108
MEETING DATE: 9/1/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: CAROL T. CRAWFORD ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: JOHN T. SCHWIETERS ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: MELVIN O. WRIGHT ISSUER YES FOR FOR
PROPOSAL #02: PROPOSAL TO RATIFY THE SELECTION OF ISSUER YES FOR FOR
ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING MAY 1, 2011.
PROPOSAL #03: SHAREHOLDER PROPOSAL URGING THE BOARD SHAREHOLDER YES ABSTAIN AGAINST
TO ISSUE A STATEMENT TO BUTTERBALL REGARDING THE
PHASE-IN OF CONTROLLED-ATMOSPHERE KILLING.
PROPOSAL #04: SHAREHOLDER PROPOSAL REQUESTING THE SHAREHOLDER YES ABSTAIN AGAINST
COMPANY TO ADOPT QUANTITATIVE GOALS FOR REDUCING
GREENHOUSE GAS EMISSIONS.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SOUTHWESTERN ENERGY COMPANY
TICKER: SWN CUSIP: 845467109
MEETING DATE: 5/17/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR LEWIS E. EPLEY, JR. ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ROBERT L. HOWARD ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR GREG D. KERLEY ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR HAROLD M. KORELL ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR VELLO A. KUUSKRAA ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR KENNETH R. MOURTON ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR STEVEN L. MUELLER ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR CHARLES E. SCHARLAU ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR ALAN H. STEVENS ISSUER YES FOR FOR
PROPOSAL #10: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #13: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #14: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SPRINT NEXTEL CORPORATION
TICKER: S CUSIP: 852061100
MEETING DATE: 5/10/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECTION DIRECTOR ROBERT R. BENNETT ISSUER YES FOR FOR
PROPOSAL #2: ELECTION DIRECTOR GORDON M. BETHUNE ISSUER YES FOR FOR
PROPOSAL #3: ELECTION DIRECTOR LARRY C. GLASSCOCK ISSUER YES FOR FOR
PROPOSAL #4: ELECTION DIRECTOR JAMES H. HANCE, JR. ISSUER YES FOR FOR
PROPOSAL #5: ELECTION DIRECTOR DANIEL R. HESSE ISSUER YES FOR FOR
PROPOSAL #6: ELECTION DIRECTOR V. JANET HILL ISSUER YES FOR FOR
PROPOSAL #7: ELECTION DIRECTOR FRANK IANNA ISSUER YES FOR FOR
PROPOSAL #8: ELECTION DIRECTOR SVEN-CHRISTER NILSSON ISSUER YES FOR FOR
PROPOSAL #9: ELECTION DIRECTOR WILLIAM R. NUTI ISSUER YES FOR FOR
PROPOSAL #10: ELECTION DIRECTOR RODNEY O' NEAL ISSUER YES FOR FOR
PROPOSAL #11: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #14: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #15: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #16: REDUCE SUPERMAJORITY VOTE REQUIREMENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SPX CORPORATION
TICKER: SPW CUSIP: 784635104
MEETING DATE: 5/5/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR J. KERMIT CAMPBELL ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR EMERSON U. FULLWOOD ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR MICHAEL J. MANCUSO ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR TERRY S. LISENBY ISSUER YES FOR FOR
PROPOSAL #5: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #6: AMEND EXECUTIVE INCENTIVE BONUS PLAN ISSUER YES FOR FOR
PROPOSAL #7: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #8: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #9: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STAPLES, INC.
TICKER: SPLS CUSIP: 855030102
MEETING DATE: 6/7/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR BASIL L. ANDERSON ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ARTHUR M. BLANK ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR MARY ELIZABETH BURTON ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JUSTIN KING ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR CAROL MEYROWITZ ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ROWLAND T. MORIARTY ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR ROBERT C. NAKASONE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR RONALD L. SARGENT ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR ELIZABETH A. SMITH ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR ROBERT E. SULENTIC ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR VIJAY VISHWANATH ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR PAUL F. WALSH ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #16: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STATOIL ASA
TICKER: N/A CUSIP: 85771P102
MEETING DATE: 5/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #2: ELECT OLAUG SVARVA AS CHAIRMAN OF MEETING ISSUER NO N/A N/A
PROPOSAL #3: APPROVE NOTICE OF MEETING AND AGENDA ISSUER NO N/A N/A
PROPOSAL #5: DESIGNATE INSPECTOR(S) OF MINUTES OF ISSUER NO N/A N/A
MEETING
PROPOSAL #6: APPROVE FINANCIAL STATEMENTS AND ISSUER NO N/A N/A
STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 6.25 PER SHARE
PROPOSAL #7: APPROVE REMUNERATION POLICY AND OTHER ISSUER NO N/A N/A
TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
PROPOSAL #8: APPROVE REMUNERATION OF AUDITORS ISSUER NO N/A N/A
PROPOSAL #9: APPROVE REMUNERATION OF CORPORATE ISSUER NO N/A N/A
ASSEMBLY IN THE AMOUNT OF NOK 103,500 FOR CHAIR, NOK
54,500 FOR VICE CHAIR, NOK 38,250 FOR OTHER MEMBERS,
AND NOK 5,500 PER MEETING FOR DEPUTY MEMBERS
PROPOSAL #10: ELECT INGRID RASMUSSEN AS MEMBER OF ISSUER NO N/A N/A
NOMINATING COMMITTEE
PROPOSAL #11: APPROVE REMUNERATION OF NOMINATING ISSUER NO N/A N/A
COMMITTEE IN THE AMOUNT OF NOK 10,400 PER MEETING FOR
CHAIR AND NOK 7,700 PER MEETING FOR OTHER MEMBERS
PROPOSAL #12: AUTHORIZE REPURCHASE AND REISSUANCE OF ISSUER NO N/A N/A
SHARES UP TO A NOMINAL VALUE OF NOK 20 MILLION IN
CONNECTION WITH SHARE SAVING SCHEME FOR EMPLOYEES
PROPOSAL #13: AUTHORIZE REPURCHASE OF SHARES UP TO A ISSUER NO N/A N/A
NOMINAL VALUE OF NOK 187.5 MILLION AND CANCELLATION
OF REPURCHASED SHARES
PROPOSAL #14: ADJUSTMENTS IN THE MARKETING ISSUER NO N/A N/A
INSTRUCTIONS FOR STATOIL ASA
PROPOSAL #15: AMEND ARTICLES RE: NUMBER OF BOARD ISSUER NO N/A N/A
MEMBERS AND BOARD TERM; PROXY VOTING; GUIDELINES FOR
NOMINATING COMMITTEE
PROPOSAL #16: APPROVE GUIDELINES FOR NOMINATING ISSUER NO N/A N/A
COMMITTEE
PROPOSAL #17: WITHDRAW COMPANY FROM TAR SANDS SHAREHOLDER NO N/A N/A
ACTIVITIES IN CANADA
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: STEEL DYNAMICS, INC.
TICKER: STLD CUSIP: 858119100
MEETING DATE: 5/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR KEITH E. BUSSE ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MARK D. MILLETT ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR RICHARD . TEETS, JR. ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN C. BATES ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR FRANK D. BYRNE ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR PAUL B. EDGERLEY ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR RICHARD J. FREELAND ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR JURGEN KOLB ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR JAMES C. MARCUCCILLI ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR JOSEPH D. RUFFOLO ISSUER YES FOR FOR
PROPOSAL #1.11: ELECT DIRECTOR GABRIEL L. SHAHEEN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #5: OTHER BUSINESS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS)
TICKER: RUKN CUSIP: H84046137
MEETING DATE: 4/15/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #1.2: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
OMISSION OF DIVIDENDS
PROPOSAL #3: APPROVE DIVIDEND OF CHF 2.75 PER SHARE ISSUER YES FOR FOR
FROM SHARE PREMIUM RESERVE
PROPOSAL #4: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #5.1.1: REELECT RAYMUND BREU AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.2: REELECT MATHIS CABIALLAVETTA AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #5.1.3: REELECT RAYMOND CH'IEN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.4: REELECT RAJNA BRANDON AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.5: RELECT HANS MAERKI AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.1.6: ELECT RENATO FASSBIND AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #5.2: RATIFY PRICEWATERHOUSECOOPERS AS ISSUER YES FOR FOR
AUDITORS
PROPOSAL #6.1: APPROVE CREATION OF CHF 8.5 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE
RIGHTS
PROPOSAL #6.2: APPROVE CANCELLATION OF CHF 1.7 ISSUER YES FOR FOR
MILLION POOL OF CONDITIONAL CAPITAL FOR EMPLOYEE
PROPOSAL #6.3: APPROVE CANCELLATION OF CHF 16 MILLION ISSUER YES FOR FOR
POOL OF CONDITIONAL CAPITAL FOR CONVERTIBLE BONDS
ISSUED TO BERKSHIRE HATHAWAY
PROPOSAL #6.4: APPROVE CREATION OF CHF 4.2 MILLION ISSUER YES FOR FOR
POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS FOR ISSUE
OF OPTIONS OR CONVERTIBLE FINANCIAL INSTRUMENTS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TD AMERITRADE HOLDING CORPORATION
TICKER: AMTD CUSIP: 87236Y108
MEETING DATE: 2/16/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR J. JOE RICKETTS ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR DAN W. COOK III ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR JOSEPH H. MOGLIA ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR WILBUR J. PREZZANO ISSUER YES FOR FOR
PROPOSAL #02: AN ADVISORY VOTE ON EXECUTIVE ISSUER YES FOR FOR
COMPENSATION.
PROPOSAL #03: AN ADVISORY VOTE ON THE FREQUENCY OF ISSUER YES ONE YEAR FOR
HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
PROPOSAL #04: LONG-TERM INCENTIVE PLAN. REAPPROVAL OF ISSUER YES FOR FOR
THE PERFORMANCE-BASED COMPENSATION MEASURES TO BE
USED UNDER THE COMPANY'S LONG-TERM INCENTIVE PLAN, AS
REQUIRED BY SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
PROPOSAL #05: MANAGEMENT INCENTIVE PLAN. REAPPROVAL ISSUER YES FOR FOR
OF THE PERFORMANCE-BASED COMPENSATION MEASURES TO BE
USED UNDER THE COMPANY'S MANAGEMENT INCENTIVE PLAN,
AS REQUIRED BY SECTION 162(M) OF THE INTERNAL REVENUE
CODE.
PROPOSAL #06: INDEPENDENT REGISTERED PUBLIC ISSUER YES FOR FOR
ACCOUNTING FIRM. RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TESORO CORPORATION
TICKER: TSO CUSIP: 881609101
MEETING DATE: 5/4/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RODNEY F. CHASE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR GREGORY J. GOFF ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ROBERT W. GOLDMAN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR STEVEN H. GRAPSTEIN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR J.W. NOKES ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR SUSAN TOMASKY ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR MICHAEL E. WILEY ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR PATRICK Y. YANG ISSUER YES FOR FOR
PROPOSAL #9: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #10: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #11: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: REPORT ON ACCIDENT RISK REDUCTION SHAREHOLDER YES ABSTAIN AGAINST
EFFORTS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TEXAS INSTRUMENTS INCORPORATED
TICKER: TXN CUSIP: 882508104
MEETING DATE: 4/21/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR R.W. BABB, JR. ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR D.A. CARP ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR C.S. COX ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR S.P. MACMILLAN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR P.H. PATSLEY ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR R.E. SANCHEZ ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR W.R. SANDERS ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR R.J. SIMMONS ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR R.K. TEMPLETON ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR C.T. WHITMAN ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TEXTRON INC.
TICKER: TXT CUSIP: 883203101
MEETING DATE: 4/27/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JAMES T. CONWAY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR PAUL E. GAGNE ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR DAIN M. HANCOCK ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR LLOYD G. TROTTER ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #7: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #8: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE ALLSTATE CORPORATION
TICKER: ALL CUSIP: 020002101
MEETING DATE: 5/17/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR F. DUANE ACKERMAN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ROBERT D. BEYER ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR W. JAMES FARRELL ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JACK M. GREENBERG ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR RONALD T. LEMAY ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ANDREA REDMOND ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR H. JOHN RILEY, JR. ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JOSHUA I. SMITH ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JUDITH A. SPRIESER ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR MARY ALICE TAYLOR ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR THOMAS J. WILSON ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #14: ADOPT THE JURISDICTION OF INCORPORATION ISSUER YES FOR FOR
AS THE EXCLUSIVE FORUM FOR CERTAIN DISPUTES
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #17: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
PROPOSAL #18: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE DOW CHEMICAL COMPANY
TICKER: DOW CUSIP: 260543103
MEETING DATE: 5/12/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ARNOLD A. ALLEMANG ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JACQUELINE K. BARTON ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JAMES A. BELL ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR JEFF M. FETTIG ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR BARBARA H. FRANKLIN ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JENNIFER M. GRANHOLM ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JOHN B. HESS ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR ANDREW N. LIVERIS ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR PAUL POLMAN ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR DENNIS H. REILLEY ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR JAMES M. RINGLER ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR RUTH G. SHAW ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR PAUL G. STERN ISSUER YES FOR FOR
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #17: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE GAP, INC.
TICKER: GPS CUSIP: 364760108
MEETING DATE: 5/17/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ADRIAN D.P. BELLAMY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR DOMENICO DE SOLE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR ROBERT J. FISHER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM S. FISHER ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR BOB L. MARTIN ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR JORGE P. MONTOYA ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR GLENN K. MURPHY ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR MAYO A. SHATTUCK III ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR KATHERINE TSANG ISSUER YES FOR FOR
PROPOSAL #1.10: ELECT DIRECTOR KNEELAND C. YOUNGBLOOD ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE GOLDMAN SACHS GROUP, INC.
TICKER: GS CUSIP: 38141G104
MEETING DATE: 5/6/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR LLOYD C. BLANKFEIN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JOHN H. BRYAN ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR GARY D. COHN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR CLAES DAHLBACK ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR STEPHEN FRIEDMAN ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR WILLIAM W. GEORGE ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR JAMES A. JOHNSON ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR LOIS D. JULIBER ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR LAKSHMI N. MITTAL ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR JAMES J. SCHIRO ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #15: AMEND BYLAWS-- CALL SPECIAL MEETINGS SHAREHOLDER YES AGAINST FOR
PROPOSAL #16: STOCK RETENTION/HOLDING PERIOD SHAREHOLDER YES AGAINST FOR
PROPOSAL #17: REVIEW EXECUTIVE COMPENSATION SHAREHOLDER YES AGAINST FOR
PROPOSAL #18: REPORT ON CLIMATE CHANGE BUSINESS RISKS SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #19: REPORT ON POLITICAL CONTRIBUTIONS SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE HOME DEPOT, INC.
TICKER: HD CUSIP: 437076102
MEETING DATE: 6/2/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR F. DUANE ACKERMAN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR FRANCIS S. BLAKE ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ARI BOUSBIB ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR GREGORY D. BRENNEMAN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR J. FRANK BROWN ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ALBERT P. CAREY ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR ARMANDO CODINA ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR BONNIE G. HILL ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR KAREN L. KATEN ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR RONALD L. SARGENT ISSUER YES FOR FOR
PROPOSAL #11: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #14: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT ISSUER YES FOR FOR
PROPOSAL #15: RESTORE OR PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #16: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
PROPOSAL #17: PREPARE EMPLOYMENT DIVERSITY REPORT SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #18: ADOPT PROXY STATEMENT REPORTING ON SHAREHOLDER YES ABSTAIN AGAINST
POLITICAL CONTRIBUTIONS AND ADVISORY VOTE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE KROGER CO.
TICKER: KR CUSIP: 501044101
MEETING DATE: 6/23/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR REUBEN V. ANDERSON ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ROBERT D. BEYER ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR DAVID B. DILLON ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR SUSAN J. KROPF ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JOHN T. LAMACCHIA ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR DAVID B. LEWIS ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR W. RODNEY MCMULLEN ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JORGE P. MONTOYA ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR CLYDE R. MOORE ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR SUSAN M. PHILLIPS ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR STEVEN R. ROGEL ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR JAMES A. RUNDE ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR RONALD L. SARGENT ISSUER YES FOR FOR
PROPOSAL #14: ELECT DIRECTOR BOBBY S. SHACKOULS ISSUER YES FOR FOR
PROPOSAL #15: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #16: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #17: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #18: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #19: ADOPT ILO BASED CODE OF CONDUCT SHAREHOLDER YES ABSTAIN AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE MOSAIC COMPANY
TICKER: MOS CUSIP: 61945A107
MEETING DATE: 10/7/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR WILLIAM R. GRABER ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR EMERY N. KOENIG ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR SERGIO RIAL ISSUER YES FOR FOR
PROPOSAL #01.4: ELECT DIRECTOR DAVID T. SEATON ISSUER YES FOR FOR
PROPOSAL #02: RATIFICATION OF THE APPOINTMENT OF KPMG ISSUER YES FOR FOR
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING MAY 31, 2011.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE PNC FINANCIAL SERVICES GROUP, INC.
TICKER: PNC CUSIP: 693475105
MEETING DATE: 4/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RICHARD O. BERNDT ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR CHARLES E. BUNCH ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR PAUL W. CHELLGREN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR KAY COLES JAMES ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR RICHARD B. KELSON ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR BRUCE C. LINDSAY ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR ANTHONY A. MASSARO ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JANE G. PEPPER ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR JAMES E. ROHR ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR DONALD J. SHEPARD ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR LORENE K. STEFFES ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR DENNIS F. STRIGL ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR THOMAS J. USHER ISSUER YES FOR FOR
PROPOSAL #14: ELECT DIRECTOR GEORGE H. WALLS, JR. ISSUER YES FOR FOR
PROPOSAL #15: ELECT DIRECTOR HELGE H. WEHMEIER ISSUER YES FOR FOR
PROPOSAL #16: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #17: AMEND OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #18: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #19: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE PROCTER & GAMBLE COMPANY
TICKER: PG CUSIP: 742718109
MEETING DATE: 10/12/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: ANGELA F. BRALY ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: KENNETH I. ISSUER YES FOR FOR
CHENAULT
PROPOSAL #1C: ELECTION OF DIRECTOR: SCOTT D. COOK ISSUER YES FOR FOR
PROPOSAL #1D: ELECTION OF DIRECTOR: RAJAT K. GUPTA ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: ROBERT A. MCDONALD ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: W. JAMES ISSUER YES FOR FOR
MCNERNEY, JR.
PROPOSAL #1G: ELECTION OF DIRECTOR: JOHNATHAN A. ISSUER YES FOR FOR
RODGERS
PROPOSAL #1H: ELECTION OF DIRECTOR: MARY A. ISSUER YES FOR FOR
WILDEROTTER
PROPOSAL #1I: ELECTION OF DIRECTOR: PATRICIA A. WOERTZ ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: ERNESTO ZEDILLO ISSUER YES FOR FOR
PROPOSAL #02: RATIFY APPOINTMENT OF THE INDEPENDENT ISSUER YES FOR FOR
REGISTERED PUBLIC ACCOUNTING FIRM
PROPOSAL #03: SHAREHOLDER PROPOSAL - CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE TJX COMPANIES, INC.
TICKER: TJX CUSIP: 872540109
MEETING DATE: 6/14/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JOSÉ B. ALVAREZ ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR ALAN M. BENNETT ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR BERNARD CAMMARATA ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR DAVID T. CHING ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR MICHAEL F. HINES ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR AMY B. LANE ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR CAROL MEYROWITZ ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JOHN F. O'BRIEN ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR WILLOW B. SHIRE ISSUER YES FOR FOR
PROPOSAL #10: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE TRAVELERS COMPANIES, INC.
TICKER: TRV CUSIP: 89417E109
MEETING DATE: 5/26/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR ALAN L. BELLER ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JOHN H. DASBURG ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JANET M. DOLAN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR KENNETH M. DUBERSTEIN ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JAY S. FISHMAN ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR LAWRENCE G. GRAEV ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR PATRICIA L. HIGGINS ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR THOMAS R. HODGSON ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR CLEVE L. KILLINGSWORTH, ISSUER YES FOR FOR
JR.
PROPOSAL #10: ELECT DIRECTOR DONALD J. SHEPARD ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR LAURIE J. THOMSEN ISSUER YES FOR FOR
PROPOSAL #12: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #13: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #14: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: THE WESTERN UNION COMPANY
TICKER: WU CUSIP: 959802109
MEETING DATE: 5/20/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR HIKMET ERSEK ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JACK M. GREENBERG ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR LINDA FAYNE LEVINSON ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #7: DECLASSIFY THE BOARD OF DIRECTORS SHAREHOLDER YES FOR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TIME WARNER CABLE INC.
TICKER: TWC CUSIP: 88732J207
MEETING DATE: 5/19/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR CAROLE BLACK ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR GLENN A. BRITT ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR THOMAS H. CASTRO ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR DAVID C. CHANG ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR JAMES E. COPELAND, JR. ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR PETER R. HAJE ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR DONNA A. JAMES ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR DON LOGAN ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR N.J. NICHOLAS, JR. ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR WAYNE H. PACE ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR EDWARD D. SHIRLEY ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR JOHN E. SUNUNU ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TIME WARNER INC.
TICKER: TWX CUSIP: 887317303
MEETING DATE: 5/20/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JAMES L. BARKSDALE ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR WILLIAM P. BARR ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR JEFFREY L. BEWKES ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR STEPHEN F. BOLLENBACH ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR FRANK J. CAUFIELD ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR ROBERT C. CLARK ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR MATHIAS DOPFNER ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR JESSICA P. EINHORN ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR FRED HASSAN ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR MICHAEL A. MILES ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR KENNETH J. NOVACK ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR PAUL D. WACHTER ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR DEBORAH C. WRIGHT ISSUER YES FOR FOR
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #17: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
PROPOSAL #18: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TOLL BROTHERS, INC.
TICKER: TOL CUSIP: 889478103
MEETING DATE: 3/16/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01.1: ELECT DIRECTOR ROBERT I. TOLL ISSUER YES FOR FOR
PROPOSAL #01.2: ELECT DIRECTOR BRUCE E. TOLL ISSUER YES FOR FOR
PROPOSAL #01.3: ELECT DIRECTOR CHRISTINE N. GARVEY ISSUER YES FOR FOR
PROPOSAL #02: THE RATIFICATION OF THE RE-APPOINTMENT ISSUER YES FOR FOR
OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL
YEAR.
PROPOSAL #03: THE APPROVAL OF AN AMENDMENT TO THE ISSUER YES FOR FOR
COMPANY'S SECOND RESTATED CERTIFICATE OF
INCORPORATION, AS AMENDED, TO PROVIDE FOR THE ANNUAL
ELECTION OF ALL DIRECTORS.
PROPOSAL #04: THE APPROVAL OF, IN AN ADVISORY AND ISSUER YES FOR FOR
NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY
PROPOSAL #05: THE RECOMMENDATION, IN AN ADVISORY AND ISSUER YES ONE YEAR AGAINST
NON-BINDING VOTE, WHETHER A NON-BINDING STOCKHOLDER
VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO
OR THREE YEARS.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TRW AUTOMOTIVE HOLDINGS CORP.
TICKER: TRW CUSIP: 87264S106
MEETING DATE: 5/18/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR FRANCOIS J. CASTAING ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR MICHAEL R. GAMBRELL ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR PAUL H. O'NEILL ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TYCO ELECTRONICS LTD
TICKER: TEL CUSIP: H8912P106
MEETING DATE: 3/9/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: PIERRE R. BRONDEAU ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: JUERGEN W. GROMER ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: ROBERT M. ISSUER YES FOR FOR
HERNANDEZ
PROPOSAL #1D: ELECTION OF DIRECTOR: THOMAS J. LYNCH ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: DANIEL J. PHELAN ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: FREDERIC M. POSES ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: LAWRENCE S. SMITH ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: PAULA A. SNEED ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: DAVID P. STEINER ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: JOHN C. VAN SCOTER ISSUER YES FOR FOR
PROPOSAL #2A: TO APPROVE THE 2010 ANNUAL REPORT OF ISSUER YES FOR FOR
TYCO ELECTRONICS LTD. (EXCLUDING THE STATUTORY
FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED
SEPTEMBER 24, 2010 AND THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 24,
2010)
PROPOSAL #2B: TO APPROVE THE STATUTORY FINANCIAL ISSUER YES FOR FOR
STATEMENTS OF TYCO ELECTRONICS LTD. FOR THE FISCAL
YEAR ENDED SEPTEMBER 24, 2010
PROPOSAL #2C: TO APPROVE THE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS OF TYCO ELECTRONICS LTD. FOR THE FISCAL
YEAR ENDED SEPTEMBER 24, 2010
PROPOSAL #03: TO RELEASE THE MEMBERS OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS AND EXECUTIVE OFFICERS OF TYCO ELECTRONICS
FOR ACTIVITIES DURING THE FISCAL YEAR ENDED SEPTEMBER
24, 2010
PROPOSAL #4A: TO ELECT DELOITTE & TOUCHE LLP AS TYCO ISSUER YES FOR FOR
ELECTRONICS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011
PROPOSAL #4B: TO ELECT DELOITTE AG, ZURICH, ISSUER YES FOR FOR
SWITZERLAND, AS TYCO ELECTRONICS' SWISS REGISTERED
AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TYCO
ELECTRONICS
PROPOSAL #4C: TO ELECT PRICEWATERHOUSECOOPERS AG, ISSUER YES FOR FOR
ZURICH, SWITZERLAND, AS TYCO ELECTRONICS' SPECIAL
AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TYCO
ELECTRONICS
PROPOSAL #05: AN ADVISORY VOTE ON EXECUTIVE ISSUER YES FOR FOR
COMPENSATION
PROPOSAL #06: AN ADVISORY VOTE ON THE FREQUENCY OF ISSUER YES ONE YEAR AGAINST
HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
THERE IS NO MANAGEMENT RECOMMENDATION FOR PROPOSAL 6.
IF NO DIRECTION IS MADE OR GIVEN, THIS PROPOSAL WILL
BE VOTED AS ABSTAIN.
PROPOSAL #07: TO APPROVE A DIVIDEND PAYMENT TO ISSUER YES FOR FOR
SHAREHOLDERS IN A SWISS FRANC AMOUNT EQUAL TO US$
0.72 PER ISSUED SHARE (INCLUDING TREASURY SHARES) TO
BE PAID IN FOUR EQUAL QUARTERLY INSTALLMENTS OF US$
0.18 STARTING WITH THE THIRD FISCAL QUARTER OF 2011
AND ENDING IN THE SECOND FISCAL QUARTER OF 2012
PURSUANT TO THE TERMS OF THE DIVIDEND RESOLUTION
PROPOSAL #08: TO APPROVE THE CHANGE OF TYCO ISSUER YES FOR FOR
ELECTRONICS' CORPORATE NAME FROM TYCO ELECTRONICS
LTD. TO TE CONNECTIVITY LTD. AND RELATED AMENDMENTS
TO THE ARTICLES OF ASSOCIATION
PROPOSAL #09: TO APPROVE THE RENEWAL OF AUTHORIZED ISSUER YES FOR FOR
CAPITAL AND RELATED AMENDMENT TO THE ARTICLES OF
ASSOCIATION
PROPOSAL #10: TO APPROVE A REDUCTION OF SHARE CAPITAL ISSUER YES FOR FOR
FOR SHARES ACQUIRED UNDER TYCO ELECTRONICS' SHARE
REPURCHASE PROGRAM AND RELATED AMENDMENTS TO THE
ARTICLES OF ASSOCIATION
PROPOSAL #11: TO APPROVE AN AUTHORIZATION RELATED TO ISSUER YES AGAINST AGAINST
TYCO ELECTRONICS' SHARE REPURCHASE PROGRAM
PROPOSAL #12: TO APPROVE ANY ADJOURNMENTS OR ISSUER YES AGAINST AGAINST
POSTPONEMENTS OF THE ANNUAL GENERAL MEETING
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: TYCO ELECTRONICS LTD
TICKER: TEL CUSIP: H8912P106
MEETING DATE: 3/9/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1A: ELECTION OF DIRECTOR: PIERRE R. BRONDEAU ISSUER YES FOR FOR
PROPOSAL #1B: ELECTION OF DIRECTOR: JUERGEN W. GROMER ISSUER YES FOR FOR
PROPOSAL #1C: ELECTION OF DIRECTOR: ROBERT M. ISSUER YES FOR FOR
HERNANDEZ
PROPOSAL #1D: ELECTION OF DIRECTOR: THOMAS J. LYNCH ISSUER YES FOR FOR
PROPOSAL #1E: ELECTION OF DIRECTOR: DANIEL J. PHELAN ISSUER YES FOR FOR
PROPOSAL #1F: ELECTION OF DIRECTOR: FREDERIC M. POSES ISSUER YES FOR FOR
PROPOSAL #1G: ELECTION OF DIRECTOR: LAWRENCE S. SMITH ISSUER YES FOR FOR
PROPOSAL #1H: ELECTION OF DIRECTOR: PAULA A. SNEED ISSUER YES FOR FOR
PROPOSAL #1I: ELECTION OF DIRECTOR: DAVID P. STEINER ISSUER YES FOR FOR
PROPOSAL #1J: ELECTION OF DIRECTOR: JOHN C. VAN SCOTER ISSUER YES FOR FOR
PROPOSAL #2A: TO APPROVE THE 2010 ANNUAL REPORT OF ISSUER YES FOR FOR
TYCO ELECTRONICS LTD. (EXCLUDING THE STATUTORY
FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED
SEPTEMBER 24, 2010 AND THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 24,
2010)
PROPOSAL #2B: TO APPROVE THE STATUTORY FINANCIAL ISSUER YES FOR FOR
STATEMENTS OF TYCO ELECTRONICS LTD. FOR THE FISCAL
YEAR ENDED SEPTEMBER 24, 2010
PROPOSAL #2C: TO APPROVE THE CONSOLIDATED FINANCIAL ISSUER YES FOR FOR
STATEMENTS OF TYCO ELECTRONICS LTD. FOR THE FISCAL
YEAR ENDED SEPTEMBER 24, 2010
PROPOSAL #03: TO RELEASE THE MEMBERS OF THE BOARD OF ISSUER YES FOR FOR
DIRECTORS AND EXECUTIVE OFFICERS OF TYCO ELECTRONICS
FOR ACTIVITIES DURING THE FISCAL YEAR ENDED SEPTEMBER
24, 2010
PROPOSAL #4A: TO ELECT DELOITTE & TOUCHE LLP AS TYCO ISSUER YES FOR FOR
ELECTRONICS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2011
PROPOSAL #4B: TO ELECT DELOITTE AG, ZURICH, ISSUER YES FOR FOR
SWITZERLAND, AS TYCO ELECTRONICS' SWISS REGISTERED
AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TYCO
ELECTRONICS
PROPOSAL #4C: TO ELECT PRICEWATERHOUSECOOPERS AG, ISSUER YES FOR FOR
ZURICH, SWITZERLAND, AS TYCO ELECTRONICS' SPECIAL
AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TYCO
ELECTRONICS
PROPOSAL #05: AN ADVISORY VOTE ON EXECUTIVE ISSUER YES FOR FOR
COMPENSATION
PROPOSAL #06: AN ADVISORY VOTE ON THE FREQUENCY OF ISSUER YES ONE YEAR AGAINST
HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
THERE IS NO MANAGEMENT RECOMMENDATION FOR PROPOSAL 6.
IF NO DIRECTION IS MADE OR GIVEN, THIS PROPOSAL WILL
BE VOTED AS ABSTAIN.
PROPOSAL #07: TO APPROVE A DIVIDEND PAYMENT TO ISSUER YES FOR FOR
SHAREHOLDERS IN A SWISS FRANC AMOUNT EQUAL TO US$
0.72 PER ISSUED SHARE (INCLUDING TREASURY SHARES) TO
BE PAID IN FOUR EQUAL QUARTERLY INSTALLMENTS OF US$
0.18 STARTING WITH THE THIRD FISCAL QUARTER OF 2011
AND ENDING IN THE SECOND FISCAL QUARTER OF 2012
PURSUANT TO THE TERMS OF THE DIVIDEND RESOLUTION
PROPOSAL #08: TO APPROVE THE CHANGE OF TYCO ISSUER YES FOR FOR
ELECTRONICS' CORPORATE NAME FROM TYCO ELECTRONICS
LTD. TO TE CONNECTIVITY LTD. AND RELATED AMENDMENTS
TO THE ARTICLES OF ASSOCIATION
PROPOSAL #09: TO APPROVE THE RENEWAL OF AUTHORIZED ISSUER YES FOR FOR
CAPITAL AND RELATED AMENDMENT TO THE ARTICLES OF
ASSOCIATION
PROPOSAL #10: TO APPROVE A REDUCTION OF SHARE CAPITAL ISSUER YES FOR FOR
FOR SHARES ACQUIRED UNDER TYCO ELECTRONICS' SHARE
REPURCHASE PROGRAM AND RELATED AMENDMENTS TO THE
ARTICLES OF ASSOCIATION
PROPOSAL #11: TO APPROVE AN AUTHORIZATION RELATED TO ISSUER YES AGAINST AGAINST
TYCO ELECTRONICS' SHARE REPURCHASE PROGRAM
PROPOSAL #12: TO APPROVE ANY ADJOURNMENTS OR ISSUER YES AGAINST AGAINST
POSTPONEMENTS OF THE ANNUAL GENERAL MEETING
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UBS AG
TICKER: UBSN CUSIP: H89231338
MEETING DATE: 4/28/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #1.2: APPROVE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #2: APPROVE ALLOCATION OF INCOME AND ISSUER YES FOR FOR
OMISSION OF DIVIDENDS
PROPOSAL #3: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #4.1a: REELECT KASPAR VILLIGER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1b: REELECT MICHEL DEMARE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1c: REELECT DAVID SIDWELL AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1d: REELECT RAINER-MARC FREY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1e: REELECT BRUNO GEHRIG AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1f: REELECT ANN GODBEHERE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1g: REELECT AXEL LEHMANN AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1h: REELECT WOLFGANG MAYRHUBER AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1i: REELECT HELMUT PANKE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.1j: REELECT WILLIAM PARRETT AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.2: ELECT JOSEPH YAM AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4.3: RATIFY ERNST & YOUNG AG AS AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UGI CORPORATION
TICKER: UGI CUSIP: 902681105
MEETING DATE: 1/20/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR S.D. BAN ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR L.R. GREENBERG ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR M.O. SCHLANGER ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR A. POL ISSUER YES FOR FOR
PROPOSAL #1.5: ELECT DIRECTOR E.E. JONES ISSUER YES FOR FOR
PROPOSAL #1.6: ELECT DIRECTOR J.L. WALSH ISSUER YES FOR FOR
PROPOSAL #1.7: ELECT DIRECTOR R.B. VINCENT ISSUER YES FOR FOR
PROPOSAL #1.8: ELECT DIRECTOR M.S. PUCCIO ISSUER YES FOR FOR
PROPOSAL #1.9: ELECT DIRECTOR R.W. GOCHNAUER ISSUER YES FOR FOR
PROPOSAL #2: RATIFICATION OF THE APPOINTMENT OF ISSUER YES FOR FOR
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UNILEVER NV, ROTTERDAM
TICKER: N/A CUSIP: N8981F271
MEETING DATE: 10/8/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: OPENING AND ANNOUNCEMENTS ISSUER NO N/A N/A
PROPOSAL #2: REPORT AND ANNUAL ACCOUNTS FOR THE ISSUER NO N/A N/A
PERIOD 01 JUL 2009 - 30 JUN 2010
PROPOSAL #3: COMPOSITION BOARD ISSUER NO N/A N/A
PROPOSAL #4: RECENT LEGISLATIVE CHANGES REGISTRATION ISSUER NO N/A N/A
DATE AND CONVOCATION PERIOD
PROPOSAL #5: ANY OTHER BUSINESS ISSUER NO N/A N/A
PROPOSAL #6: END ISSUER NO N/A N/A
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UNITED PARCEL SERVICE, INC.
TICKER: UPS CUSIP: 911312106
MEETING DATE: 5/5/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR F. DUANE ACKERMAN ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR MICHAEL J. BURNS ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR D. SCOTT DAVIS ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR STUART E. EIZENSTAT ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR MICHAEL L. ESKEW ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR WILLIAM R. JOHNSON ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR ANN M. LIVERMORE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR RUDY H.P. MARKHAM ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR CLARK T. RANDT, JR. ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR JOHN W. THOMPSON ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR CAROL B. TOME ISSUER YES FOR FOR
PROPOSAL #12: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #13: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR AGAINST
PROPOSAL #14: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #15: OTHER BUSINESS ISSUER YES AGAINST AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UNITEDHEALTH GROUP INCORPORATED
TICKER: UNH CUSIP: 91324P102
MEETING DATE: 5/23/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR WILLIAM C. BALLARD, JR. ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR RICHARD T. BURKE ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ROBERT J. DARRETTA ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR STEPHEN J. HEMSLEY ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR MICHELE J. HOOPER ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR RODGER A. LAWSON ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR DOUGLAS W. LEATHERDALE ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR GLENN M. RENWICK ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR KENNETH I. SHINE ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR GAIL R. WILENSKY ISSUER YES FOR FOR
PROPOSAL #11: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #12: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #13: APPROVE OMNIBUS STOCK PLAN ISSUER YES FOR FOR
PROPOSAL #14: AMEND QUALIFIED EMPLOYEE STOCK PURCHASE ISSUER YES FOR FOR
PLAN
PROPOSAL #15: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: UNUM GROUP
TICKER: UNM CUSIP: 91529Y106
MEETING DATE: 5/25/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR JON S. FOSSEL ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR GLORIA C. LARSON ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR WILLIAM J. RYAN ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR THOMAS R. WATJEN ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #7: APPROVE NONQUALIFIED EMPLOYEE STOCK ISSUER YES FOR FOR
PURCHASE PLAN
PROPOSAL #8: RATIFY AUDITORS ISSUER YES FOR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VERIZON COMMUNICATIONS INC.
TICKER: VZ CUSIP: 92343V104
MEETING DATE: 5/5/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR RICHARD L. CARRION ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR M. FRANCES KEETH ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR ROBERT W. LANE ISSUER YES FOR FOR
PROPOSAL #4: ELECT DIRECTOR LOWELL C. MCADAM ISSUER YES FOR FOR
PROPOSAL #5: ELECT DIRECTOR SANDRA O. MOOSE ISSUER YES FOR FOR
PROPOSAL #6: ELECT DIRECTOR JOSEPH NEUBAUER ISSUER YES FOR FOR
PROPOSAL #7: ELECT DIRECTOR DONALD T. NICOLAISEN ISSUER YES FOR FOR
PROPOSAL #8: ELECT DIRECTOR CLARENCE OTIS, JR. ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR HUGH B. PRICE ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR IVAN G. SEIDENBERG ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR RODNEY E. SLATER ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR JOHN W. SNOW ISSUER YES FOR FOR
PROPOSAL #13: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #14: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #15: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #16: DISCLOSE PRIOR GOVERNMENT SERVICE SHAREHOLDER YES ABSTAIN AGAINST
PROPOSAL #17: PERFORMANCE-BASED EQUITY AWARDS SHAREHOLDER YES AGAINST FOR
PROPOSAL #18: RESTORE OR PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #19: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VIRGIN MEDIA INC.
TICKER: VMED CUSIP: 92769L101
MEETING DATE: 6/7/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR JAMES A. CHIDDIX ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WILLIAM R. HUFF ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR JAMES F. MOONEY ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR JOHN N. RIGSBY ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #4: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: VODAFONE GROUP PLC
TICKER: VOD CUSIP: 92857W209
MEETING DATE: 7/27/2010 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #01: TO RECEIVE THE COMPANY'S ACCOUNTS AND ISSUER YES FOR FOR
REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE
YEAR ENDED 31 MARCH 2010
PROPOSAL #02: TO RE-ELECT SIR JOHN BOND AS A DIRECTOR ISSUER YES FOR FOR
(MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE)
PROPOSAL #03: TO RE-ELECT JOHN BUCHANAN AS A DIRECTOR ISSUER YES FOR FOR
(MEMBER OF THE AUDIT COMMITTEE, MEMBER OF THE
NOMINATIONS AND GOVERNANCE COMMITTEE)
PROPOSAL #04: TO RE-ELECT VITTORIO COLAO AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #05: TO RE-ELECT MICHEL COMBES AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #06: TO RE-ELECT ANDY HALFORD AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #07: TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR ISSUER YES FOR FOR
PROPOSAL #08: TO RE-ELECT ALAN JEBSON AS A DIRECTOR ISSUER YES FOR FOR
(MEMBER OF THE AUDIT COMMITTEE)
PROPOSAL #09: TO RE-ELECT SAMUEL JONAH AS A DIRECTOR ISSUER YES FOR FOR
(MEMBER OF THE REMUNERATION COMMITTEE)
PROPOSAL #10: TO RE-ELECT NICK LAND AS A DIRECTOR ISSUER YES FOR FOR
(MEMBER OF THE AUDIT COMMITTEE)
PROPOSAL #11: TO RE-ELECT ANNE LAUVERGEON AS A ISSUER YES FOR FOR
DIRECTOR (MEMBER OF THE AUDIT COMMITTEE)
PROPOSAL #12: TO RE-ELECT LUC VANDEVELDE AS A ISSUER YES FOR FOR
DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE
COMMITTEE, MEMBER OF THE REMUNERATION COMMITTEE)
PROPOSAL #13: TO RE-ELECT ANTHONY WATSON AS A ISSUER YES FOR FOR
DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE)
PROPOSAL #14: TO RE-ELECT PHILIP YEA AS A DIRECTOR ISSUER YES FOR FOR
(MEMBER OF THE REMUNERATION COMMITTEE)
PROPOSAL #15: TO APPROVE A FINAL DIVIDEND OF 5.65P ISSUER YES FOR FOR
PER ORDINARY SHARE
PROPOSAL #16: TO APPROVE THE REMUNERATION REPORT ISSUER YES FOR FOR
PROPOSAL #17: TO RE-APPOINT DELOITTE LLP AS AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: TO AUTHORISE THE AUDIT COMMITTEE TO ISSUER YES FOR FOR
DETERMINE THE REMUNERATION OF THE AUDITORS
PROPOSAL #19: TO AUTHORISE THE DIRECTORS TO ALLOT ISSUER YES FOR FOR
SHARES
PROPOSAL #S20: TO AUTHORISE THE DIRECTORS TO DIS- ISSUER YES FOR FOR
APPLY PRE-EMPTION RIGHTS (SPECIAL RESOLUTION)
PROPOSAL #S21: TO AUTHORISE THE COMPANY'S TO PURCHASE ISSUER YES FOR FOR
ITS OWN SHARES (SECTION 701, COMPANIES ACT 2006)
(SPECIAL RESOLUTION)
PROPOSAL #S22: TO ADOPT NEW ARTICLES OF ASSOCIATION ISSUER YES FOR FOR
(SPECIAL RESOLUTION)
PROPOSAL #S23: TO AUTHORISE THE CALLING OF A GENERAL ISSUER YES FOR FOR
MEETING OTHER THAN AN ANNUAL GENERAL MEETING ON NOT
LESS THAN 14 CLEAR DAYS' NOTICE (SPECIAL RESOLUTION)
PROPOSAL #24: TO APPROVE THE CONTINUED OPERATION OF ISSUER YES FOR FOR
THE VODAFONE SHARE INCENTIVE PLAN.
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WEATHERFORD INTERNATIONAL LTD.
TICKER: WFT CUSIP: H27013103
MEETING DATE: 5/25/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ACCEPT FINANCIAL STATEMENTS AND ISSUER YES FOR FOR
STATUTORY REPORTS
PROPOSAL #2: APPROVE DISCHARGE OF BOARD AND SENIOR ISSUER YES FOR FOR
MANAGEMENT
PROPOSAL #3.1: REELECT BERNARD DUROC-DANNER AS ISSUER YES FOR FOR
DIRECTOR
PROPOSAL #3.2: REELECT SAMUEL BODMAN, III AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.3: REELECT NICHOLAS BRADY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.4: REELECT DAVID BUTTERS AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.5: REELECT WILLIAM MACAULAY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.6: REELECT ROBERT MILLARD AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.7: REELECT ROBERT MOSES, JR. AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.8: REELECT GUILLIERMO ORTIZ AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.9: REELECT EMYR PARRY AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #3.10: REELECT ROBERT RAYNE AS DIRECTOR ISSUER YES FOR FOR
PROPOSAL #4: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WELLPOINT, INC.
TICKER: WLP CUSIP: 94973V107
MEETING DATE: 5/17/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1.1: ELECT DIRECTOR ANGELA F. BRALY ISSUER YES FOR FOR
PROPOSAL #1.2: ELECT DIRECTOR WARREN Y. JOBE ISSUER YES FOR FOR
PROPOSAL #1.3: ELECT DIRECTOR WILLIAM G. MAYS ISSUER YES FOR FOR
PROPOSAL #1.4: ELECT DIRECTOR WILLIAM J. RYAN ISSUER YES FOR FOR
PROPOSAL #2: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #3a: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
RELATING TO VOTE REQUIREMENT
PROPOSAL #3b: REDUCE SUPERMAJORITY VOTE REQUIREMENT ISSUER YES FOR FOR
RELATING TO REMOVAL OF DIRECTORS
PROPOSAL #3c: OPT OUT OF STATE'S CONTROL SHARE ISSUER YES FOR FOR
ACQUISITION LAW
PROPOSAL #3d: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
REMOVE CERTAIN OBSOLETE PROVISIONS
PROPOSAL #3e: AMEND ARTICLES OF INCORPORATION TO ISSUER YES FOR FOR
REMOVE OTHER OBSOLETE PROVISIONS AND MAKE CONFORMING
CHANGES
PROPOSAL #4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #5: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #6: FEASIBILITY STUDY FOR CONVERTING TO SHAREHOLDER YES AGAINST FOR
NONPROFIT STATUS
PROPOSAL #7: REINCORPORATE IN ANOTHER STATE [FROM SHAREHOLDER YES AGAINST FOR
INDIANA TO DELAWARE]
PROPOSAL #8: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WELLS FARGO & COMPANY
TICKER: WFC CUSIP: 949746101
MEETING DATE: 5/3/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECTION DIRECTOR JOHN D. BAKER II ISSUER YES FOR FOR
PROPOSAL #2: ELECTION DIRECTOR JOHN S. CHEN ISSUER YES FOR FOR
PROPOSAL #3: ELECTION DIRECTOR LLOYD H. DEAN ISSUER YES FOR FOR
PROPOSAL #4: ELECTION DIRECTOR SUSAN E. ENGEL ISSUER YES FOR FOR
PROPOSAL #5: ELECTION DIRECTOR ENRIQUE HERNANDEZ, JR. ISSUER YES FOR FOR
PROPOSAL #6: ELECTION DIRECTOR DONALD M. JAMES ISSUER YES FOR FOR
PROPOSAL #7: ELECTION DIRECTOR MACKEY J. MCDONALD ISSUER YES FOR FOR
PROPOSAL #8: ELECTION DIRECTOR CYNTHIA H. MILLIGAN ISSUER YES FOR FOR
PROPOSAL #9: ELECT DIRECTOR NICHOLAS G. MOORE ISSUER YES FOR FOR
PROPOSAL #10: ELECT DIRECTOR PHILIP J. QUIGLEY ISSUER YES FOR FOR
PROPOSAL #11: ELECT DIRECTOR JUDITH M. RUNSTAD ISSUER YES FOR FOR
PROPOSAL #12: ELECT DIRECTOR STEPHEN W. SANGER ISSUER YES FOR FOR
PROPOSAL #13: ELECT DIRECTOR JOHN G. STUMPF ISSUER YES FOR FOR
PROPOSAL #14: ELECT DIRECTOR AN G. SWENSON ISSUER YES FOR FOR
PROPOSAL #15: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #16: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #17: RATIFY AUDITORS ISSUER YES FOR FOR
PROPOSAL #18: AMEND ARTICLES/BYLAWS/CHARTER -- CALL SHAREHOLDER YES AGAINST FOR
SPECIAL MEETINGS
PROPOSAL #19: PROVIDE FOR CUMULATIVE VOTING SHAREHOLDER YES AGAINST FOR
PROPOSAL #20: REQUIRE INDEPENDENT BOARD CHAIRMAN SHAREHOLDER YES AGAINST FOR
PROPOSAL #21: ADVISORY VOTE TO RATIFY DIRECTORS' SHAREHOLDER YES AGAINST FOR
COMPENSATION
PROPOSAL #22: REQUIRE AUDIT COMMITTEE REVIEW AND SHAREHOLDER YES ABSTAIN AGAINST
REPORT ON CONTROLS RELATED TO LOANS, FORECLOSURE AND
SECURITIZATIONS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER: WEYERHAEUSER COMPANY
TICKER: WY CUSIP: 962166104
MEETING DATE: 4/14/2011 FOR/AGAINST
PROPOSAL: PROPOSED BY VOTED? VOTE CAST MGMT
PROPOSAL #1: ELECT DIRECTOR WAYNE W. MURDY ISSUER YES FOR FOR
PROPOSAL #2: ELECT DIRECTOR JOHN I. KIECKHEFER ISSUER YES FOR FOR
PROPOSAL #3: ELECT DIRECTOR CHARLES R. WILLIAMSON ISSUER YES FOR FOR
PROPOSAL #4: PROVIDE RIGHT TO CALL SPECIAL MEETING ISSUER YES FOR FOR
PROPOSAL #5: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE ISSUER YES FOR FOR
OFFICERS' COMPENSATION
PROPOSAL #6: ADVISORY VOTE ON SAY ON PAY FREQUENCY ISSUER YES ONE YEAR FOR
PROPOSAL #7: RATIFY AUDITORS ISSUER YES FOR FOR
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly
caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
VANGUARD WINDSOR FUNDS
By: /s/F. William McNabb III
(Heidi Stam)
F. William McNabb III*
Chairman and Chief Executive Officer
Date: August 31, 2011
* By Power of Attorney. Filed on April 26, 2010, see File Number 33-53683.
Incorporated by Reference.