-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T2HHhcn3euipesk00tr8TkkhsU6W26niY476B+RmNvyHZhJH9Y30CLucBvB6Xz3m mFHLvmV/KbzKXt7yl4J9/g== 0000932471-03-000590.txt : 20030624 0000932471-03-000590.hdr.sgml : 20030624 20030624134140 ACCESSION NUMBER: 0000932471-03-000590 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20030430 FILED AS OF DATE: 20030624 EFFECTIVENESS DATE: 20030624 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VANGUARD WINDSOR FUNDS/ CENTRAL INDEX KEY: 0000107606 IRS NUMBER: 510082711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-00834 FILM NUMBER: 03754789 BUSINESS ADDRESS: STREET 1: PO BOX 2600 STREET 2: V37 CITY: VALLEY FORGE STATE: PA ZIP: 19482 BUSINESS PHONE: 6106696289 MAIL ADDRESS: STREET 1: PO BOX 2600 STREET 2: V37 CITY: VALLEY FORGE STATE: PA ZIP: 19482 FORMER COMPANY: FORMER CONFORMED NAME: VANGUARD/WINDSOR FUNDS INC DATE OF NAME CHANGE: 19931203 FORMER COMPANY: FORMER CONFORMED NAME: WINDSOR FUNDS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: WINDSOR FUNDS DATE OF NAME CHANGE: 19851031 NSAR-A 1 answer.fil WINDSOR FUNDS NSAR PAGE 1 000 A000000 04/30/2003 000 C000000 0000107606 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 U 001 A000000 VANGUARD WINDSOR FUNDS 001 B000000 811-834 001 C000000 6106691000 002 A000000 100 VANGUARD BOULEVARD 002 B000000 MALVERN 002 C000000 PA 002 D010000 19355 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 2 007 C010100 1 007 C020100 VANGUARD WINDSOR FUND 007 C030100 N 007 C010200 2 007 C020200 VANGUARD WINDSOR II FUND 007 C030200 N 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 010 A00AA01 THE VANGUARD GROUP, INC. 010 B00AA01 801-11953 010 C01AA01 MALVERN 010 C02AA01 PA 010 C03AA01 19355 011 A00AA01 VANGUARD MARKETING CORP. 011 B00AA01 8-21570 011 C01AA01 MALVERN 011 C02AA01 PA 011 C03AA01 19355 012 A00AA01 THE VANGUARD GROUP, INC. 012 B00AA01 84-772 012 C01AA01 MALVERN 012 C02AA01 PA 012 C03AA01 19355 PAGE 2 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 PHILADELPHIA 013 B02AA01 PA 013 B03AA01 19103 014 A00AA01 VANGUARD MARKETING CORP. 014 B00AA01 8-21570 015 A00AA01 CITIBANK 015 B00AA01 C 015 C01AA01 NEW YORK 015 C02AA01 NY 015 C03AA01 10005 015 E01AA01 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 111 019 C00AA00 VANGUARDGR 020 A000001 FRANK RUSSELL SECURITIES, INC. 020 B000001 91-0604934 020 C000001 2242 020 A000002 GOLDMAN, SACHS & CO. 020 B000002 13-5108880 020 C000002 1175 020 A000003 CITIGROUP GLOBAL MARKETS 020 B000003 13-2919773 020 C000003 952 020 A000004 BEAR, STEARNS & CO. 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BERNSTEIN & CO., INC. 008 B000102 A 008 C000102 801-10488 008 D010102 NEW YORK 008 D020102 NY PAGE 6 008 D030102 10153 024 000100 Y 025 A000101 CITICORP SECURITIES SERVICES, INC. 025 B000101 13-3214963 025 C000101 E 025 D000101 794430 025 A000102 LEHMAN BROTHERS INC. 025 B000102 13-2518466 025 C000102 E 025 D000102 57485 025 A000103 MORGAN STANLEY DEAN WITTER & CO. 025 B000103 13-2655998 025 C000103 E 025 D000103 53020 025 A000104 J.P. MORGAN SECURITIES INC. 025 B000104 13-3224016 025 C000104 E 025 D000104 12204 025 D000105 0 025 D000106 0 025 D000107 0 025 D000108 0 028 A010100 92840 028 A020100 0 028 A030100 0 028 A040100 190378 028 B010100 115449 028 B020100 94095 028 B030100 0 028 B040100 256866 028 C010100 102671 028 C020100 0 028 C030100 0 028 C040100 162874 028 D010100 85204 028 D020100 0 028 D030100 0 028 D040100 173535 028 E010100 112977 028 E020100 0 028 E030100 0 028 E040100 194417 028 F010100 104385 028 F020100 0 028 F030100 0 028 F040100 112067 028 G010100 613526 028 G020100 94095 028 G030100 0 028 G040100 1090137 028 H000100 0 PAGE 7 042 A000100 0 042 B000100 0 042 C000100 0 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 0 043 000100 0 044 000100 0 045 000100 Y 046 000100 Y 047 000100 N 048 000100 0.000 048 A010100 0 048 A020100 0.000 048 B010100 0 048 B020100 0.000 048 C010100 0 048 C020100 0.000 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 0 048 K020100 0.000 049 000100 N 050 000100 N 051 000100 Y 052 000100 N 053 A000100 N 054 A000100 N 054 B000100 N 054 C000100 N 054 D000100 N 054 E000100 N 054 F000100 N 054 G000100 N 054 H000100 N 054 I000100 N 054 J000100 N PAGE 8 054 K000100 N 054 L000100 N 054 M000100 N 054 N000100 N 054 O000100 N 058 A000100 N 059 000100 Y 060 A000100 Y 060 B000100 Y 061 000100 3000 070 A010100 Y 070 A020100 Y 070 B010100 Y 070 B020100 N 070 C010100 N 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 N 070 E020100 N 070 F010100 Y 070 F020100 Y 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 Y 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 N 070 N010100 Y 070 N020100 Y 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 Y 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 1799218 071 B000100 2393864 071 C000100 12987374 071 D000100 14 072 A000100 6 PAGE 9 072 B000100 1469 072 C000100 114710 072 D000100 0 072 E000100 528 072 F000100 14368 072 G000100 7720 072 H000100 0 072 I000100 7645 072 J000100 145 072 K000100 0 072 L000100 253 072 M000100 10 072 N000100 0 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 0 072 S000100 0 072 T000100 768 072 U000100 0 072 V000100 0 072 W000100 0 072 X000100 30909 072 Y000100 817 072 Z000100 86615 072AA000100 320304 072BB000100 562065 072CC010100 1260248 072CC020100 0 072DD010100 82644 072DD020100 17765 072EE000100 0 073 A010100 0.0900 073 A020100 0.3190 073 B000100 0.0000 073 C000100 0.0000 074 A000100 0 074 B000100 446125 074 C000100 10977 074 D000100 0 074 E000100 0 074 F000100 13224742 074 G000100 0 074 H000100 0 074 I000100 253233 074 J000100 61606 074 K000100 0 074 L000100 36393 074 M000100 0 074 N000100 14033076 074 O000100 27360 PAGE 10 074 P000100 27831 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 130122 074 S000100 0 074 T000100 13847763 074 U010100 895356 074 U020100 56778 074 V010100 12.74 074 V020100 43.00 074 W000100 0.0000 074 X000100 450238 074 Y000100 10977 075 A000100 0 075 B000100 14060812 076 000100 0.00 008 A000201 BARROW, HANLEY, MEWHINNEY & STRAUSS, INC. 008 B000201 A 008 C000201 801-14861 008 D010201 DALLAS 008 D020201 TX 008 D030201 75201 008 A000202 EQUINOX CAPITAL MANAGEMENT, INC. 008 B000202 A 008 C000202 801-34524 008 D010202 NEW YORK 008 D020202 NY 008 D030202 10022 008 A000203 TUKMAN CAPITAL MANAGEMENT, INC. 008 B000203 A 008 C000203 801-15279 008 D010203 LARKSPUR 008 D020203 CA 008 D030203 94939 008 A000204 THE VANGUARD GROUP, INC. 008 B000204 A 008 C000204 801-49601 008 D010204 MALVERN 008 D020204 PA 008 D030204 19355 024 000200 Y 025 A000201 J.P. MORGAN SECURITIES INC. 025 B000201 13-3224016 025 C000201 E 025 D000201 551531 025 A000202 GOLDMAN, SACHS & CO. 025 B000202 13-5108880 025 C000202 E 025 D000202 156278 PAGE 11 025 A000203 MORGAN STANLEY DEAN WITTER & CO. 025 B000203 13-2655998 025 C000203 E 025 D000203 86768 025 A000204 MERRILL LYNCH, PIERCE FENNER & SMITH INC. 025 B000204 13-5674085 025 C000204 E 025 D000204 100289 025 A000205 LEHMAN BROTHERS INC. 025 B000205 13-2518466 025 C000205 E 025 D000205 5176 025 A000206 BEAR, STEARNS & CO. INC. 025 B000206 13-3299429 025 C000206 E 025 D000206 2239 025 A000207 BANC OF AMERICA SECURITIES LLC 025 B000207 56-2058405 025 C000207 E 025 D000207 489420 025 D000208 0 028 A010200 196422 028 A020200 0 028 A030200 0 028 A040200 212163 028 B010200 257400 028 B020200 249557 028 B030200 0 028 B040200 345863 028 C010200 237127 028 C020200 0 028 C030200 0 028 C040200 268175 028 D010200 185039 028 D020200 0 028 D030200 0 028 D040200 277861 028 E010200 241098 028 E020200 0 028 E030200 0 028 E040200 329110 028 F010200 237373 028 F020200 0 028 F030200 0 028 F040200 246911 028 G010200 1354459 028 G020200 249557 028 G030200 0 028 G040200 1680083 028 H000200 0 042 A000200 0 PAGE 12 042 B000200 0 042 C000200 0 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 0 043 000200 0 044 000200 0 045 000200 Y 046 000200 Y 047 000200 N 048 000200 0.000 048 A010200 0 048 A020200 0.000 048 B010200 0 048 B020200 0.000 048 C010200 0 048 C020200 0.000 048 D010200 0 048 D020200 0.000 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 0 048 K020200 0.000 049 000200 N 050 000200 N 051 000200 Y 052 000200 N 053 A000200 N 054 A000200 N 054 B000200 N 054 C000200 N 054 D000200 N 054 E000200 N 054 F000200 N 054 G000200 N 054 H000200 N 054 I000200 N 054 J000200 N 054 K000200 N PAGE 13 054 L000200 N 054 M000200 N 054 N000200 N 054 O000200 N 058 A000200 N 059 000200 Y 060 A000200 Y 060 B000200 Y 061 000200 3000 070 A010200 Y 070 A020200 Y 070 B010200 Y 070 B020200 N 070 C010200 N 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 N 070 E020200 N 070 F010200 Y 070 F020200 Y 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 Y 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 N 070 N010200 Y 070 N020200 Y 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 Y 070 Q010200 N 070 Q020200 N 070 R010200 N 070 R020200 N 071 A000200 2115550 071 B000200 2349612 071 C000200 19383524 071 D000200 11 072 A000200 6 072 B000200 4682 PAGE 14 072 C000200 288202 072 D000200 0 072 E000200 153 072 F000200 15531 072 G000200 3931 072 H000200 0 072 I000200 21207 072 J000200 212 072 K000200 0 072 L000200 513 072 M000200 15 072 N000200 0 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 0 072 S000200 0 072 T000200 1279 072 U000200 0 072 V000200 0 072 W000200 0 072 X000200 42688 072 Y000200 1521 072 Z000200 251870 072AA000200 214339 072BB000200 795009 072CC010200 1298156 072CC020200 0 072DD010200 228924 072DD020200 33527 072EE000200 0 073 A010200 0.2700 073 A020200 0.4950 073 B000200 0.0000 073 C000200 0.0000 074 A000200 0 074 B000200 958299 074 C000200 27945 074 D000200 0 074 E000200 0 074 F000200 19734367 074 G000200 0 074 H000200 0 074 I000200 175499 074 J000200 128569 074 K000200 0 074 L000200 59007 074 M000200 0 074 N000200 21083686 074 O000200 129554 074 P000200 39679 PAGE 15 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 65320 074 S000200 0 074 T000200 20849133 074 U010200 837997 074 U020200 71218 074 V010200 21.62 074 V020200 38.38 074 W000200 0.0000 074 X000200 820666 074 Y000200 27945 075 A000200 0 075 B000200 20184202 076 000200 0.00 SIGNATURE CHUCK SIMPKINS TITLE MANAGER EX-99.77C VOTES 3 c77windsor.txt WINDSOR PROXY VOTE NOTICE TO SHAREHOLDERS Windsor At a special meeting of shareholders on December 3, 2002, fund shareholders approved the following proposals: o ELECT TRUSTEES FOR THE FUND.* The individuals listed in the table below were elected as trustees for the fund. All trustees served as trustees to the fund prior to the shareholder meeting. - -------------------------------- ----------------- -------------- -------------- TRUSTEE FOR WITHHELD PERCENTAGE FOR - -------------------------------- ----------------- -------------- -------------- - -------------------------------- ----------------- -------------- -------------- John J. Brennan 21,968,861,577 369,346,637 98.3% - -------------------------------- ----------------- -------------- -------------- - -------------------------------- ----------------- -------------- -------------- Charles D. Ellis 21,957,445,039 380,763,175 98.3 - -------------------------------- ----------------- -------------- -------------- - -------------------------------- ----------------- -------------- -------------- Rajiv L. Gupta 21,915,253,073 422,955,141 98.1 - -------------------------------- ----------------- -------------- -------------- - -------------------------------- ----------------- -------------- -------------- JoAnn Heffernan Heisen 21,954,237,911 383,970,303 98.3 - -------------------------------- ----------------- -------------- -------------- - -------------------------------- ----------------- -------------- -------------- Burton G. Malkiel 21,912,296,197 425,912,017 98.1 - -------------------------------- ----------------- -------------- -------------- - -------------------------------- ----------------- -------------- -------------- Alfred M. Rankin, Jr. 21,967,224,550 370,983,664 98.3 - -------------------------------- ----------------- -------------- -------------- - -------------------------------- ----------------- -------------- -------------- J. Lawrence Wilson 21,924,527,426 413,680,788 98.1 - -------------------------------- ----------------- -------------- -------------- *Results are for all funds within the same trust. o CHANGE THE FUND'S POLICY ON INVESTING IN OTHER MUTUAL FUNDS. This change enables the fund to invest its cash reserves in specially created money market and short-term bond funds. This new cash management program, which is similar to those of other large mutual fund complexes, should help the fund to achieve greater diversification and to earn modestly higher returns on its cash reserves. The fund will need Securities and Exchange Commission approval before implementing this new cash management program. - ------------------- ---------------- --------------- -------------- ------------ FOR AGAINST ABSTAIN BROKER PERCENTAGE NON-VOTES FOR - ------------------- ---------------- --------------- -------------- ------------ - ------------------- ---------------- --------------- -------------- ------------ 7,363,170,023 644,566,609 319,043,157 220,771,745 86.1% - ------------------- ---------------- --------------- -------------- ------------ EX-99.77C VOTES 4 c77windsorii.txt WINDSOR II PROXY VOTE Notice to Shareholders Windsor II At a special meeting of shareholders on December 3, 2002, fund shareholders approved the following proposals: o ELECT TRUSTEES FOR THE FUND.* The individuals listed in the table below were elected as trustees for the fund. All trustees served as trustees to the fund prior to the shareholder meeting. - -------------------------------- ----------------- -------------- -------------- TRUSTEE FOR WITHHELD PERCENTAGE FOR - -------------------------------- ----------------- -------------- -------------- - -------------------------------- ----------------- -------------- -------------- John J. Brennan 21,968,861,577 369,346,637 98.3% - -------------------------------- ----------------- -------------- -------------- - -------------------------------- ----------------- -------------- -------------- Charles D. Ellis 21,957,445,039 380,763,175 98.3 - -------------------------------- ----------------- -------------- -------------- - -------------------------------- ----------------- -------------- -------------- Rajiv L. Gupta 21,915,253,073 422,955,141 98.1 - -------------------------------- ----------------- -------------- -------------- - -------------------------------- ----------------- -------------- -------------- JoAnn Heffernan Heisen 21,954,237,911 383,970,303 98.3 - -------------------------------- ----------------- -------------- -------------- - -------------------------------- ----------------- -------------- -------------- Burton G. Malkiel 21,912,296,197 425,912,017 98.1 - -------------------------------- ----------------- -------------- -------------- - -------------------------------- ----------------- -------------- -------------- Alfred M. Rankin, Jr. 21,967,224,550 370,983,664 98.3 - -------------------------------- ----------------- -------------- -------------- - -------------------------------- ----------------- -------------- -------------- J. Lawrence Wilson 21,924,527,426 413,680,788 98.1 - -------------------------------- ----------------- -------------- -------------- *Results are for all funds within the same trust. o Change the fund's policy on investing in other mutual funds. This change enables the fund to invest its cash reserves in specially created money market and short-term bond funds. This new cash management program, which is similar to those of other large mutual fund complexes, should help the fund to achieve greater diversification and to earn modestly higher returns on its cash reserves. The fund will need Securities and Exchange Commission approval before implementing this new cash management program. - --------------------- -------------- --------------- -------------- ------------ FOR AGAINST ABSTAIN BROKER PERCENTAGE NON-VOTES FOR - --------------------- -------------- --------------- -------------- ------------ - --------------------- -------------- --------------- -------------- ------------ 12,258,400,713 633,582,298 394,834,210 503,839,458 88.9% - --------------------- -------------- --------------- -------------- ------------ -----END PRIVACY-ENHANCED MESSAGE-----