-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bw/F1NqKteeLrIvpvWEYQ4z2pnsz8hPZv0fLcNiAJe4h6yLoaFMHOxo5eKLRNHaW wnpGpG+cF98M1tpkPxHrRg== 0000932471-01-500546.txt : 20020413 0000932471-01-500546.hdr.sgml : 20020413 ACCESSION NUMBER: 0000932471-01-500546 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20011031 FILED AS OF DATE: 20011218 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VANGUARD WINDSOR FUNDS/ CENTRAL INDEX KEY: 0000107606 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 510082711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-00834 FILM NUMBER: 1816706 BUSINESS ADDRESS: STREET 1: PO BOX 2600 STREET 2: V37 CITY: VALLEY FORGE STATE: PA ZIP: 19482 BUSINESS PHONE: 6106696289 MAIL ADDRESS: STREET 1: PO BOX 2600 STREET 2: V37 CITY: VALLEY FORGE STATE: PA ZIP: 19482 FORMER COMPANY: FORMER CONFORMED NAME: VANGUARD/WINDSOR FUNDS INC DATE OF NAME CHANGE: 19931203 FORMER COMPANY: FORMER CONFORMED NAME: WINDSOR FUND INC DATE OF NAME CHANGE: 19850424 FORMER COMPANY: FORMER CONFORMED NAME: WINDSOR FUNDS DATE OF NAME CHANGE: 19851031 FORMER COMPANY: FORMER CONFORMED NAME: WINDSOR FUNDS INC DATE OF NAME CHANGE: 19920703 NSAR-B 1 answer.fil NSAR ANSWER FILING PAGE 1 000 B000000 10/31/2001 000 C000000 0000107606 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 U 001 A000000 VANGUARD WINDSOR FUNDS 001 B000000 811-834 001 C000000 6106691000 002 A000000 100 VANGUARD BOULEVARD 002 B000000 MALVERN 002 C000000 PA 002 D010000 19355 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 2 007 C010100 1 007 C020100 VANGUARD WINDSOR FUND 007 C030100 N 007 C010200 2 007 C020200 VANGUARD WINDSOR II FUND 007 C030200 N 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 010 A00AA01 THE VANGUARD GROUP, INC. 010 B00AA01 801-11953 010 C01AA01 MALVERN 010 C02AA01 PA 010 C03AA01 19355 012 A00AA01 THE VANGUARD GROUP, INC. 012 B00AA01 84-772 012 C01AA01 MALVERN 012 C02AA01 PA 012 C03AA01 19355 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 PHILADELPHIA 013 B02AA01 PA 013 B03AA01 19103 014 A00AA01 VANGUARD MARKETING CORP. PAGE 2 014 B00AA01 8-21570 015 A00AA01 CITIBANK 015 B00AA01 C 015 C01AA01 NEW YORK 015 C02AA01 NY 015 C03AA01 10005 015 E01AA01 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 105 019 C00AA00 VANGUARDGR 020 A000001 FRANK RUSSELL SECURITIES, INC. 020 B000001 91-0604934 020 C000001 8378 020 A000002 GOLDMAN, SACHS & CO. 020 B000002 13-5108880 020 C000002 1974 020 A000003 SALOMON SMITH BARNEY INC. 020 B000003 11-2418191 020 C000003 1965 020 A000004 BEAR, STEARNS & CO. INC. 020 B000004 13-3299429 020 C000004 1752 020 A000005 CREDIT SUISSE FIRST BOSTON CORP. 020 B000005 13-5659485 020 C000005 1595 020 A000006 MORGAN STANLEY DEAN WITTER & CO. 020 B000006 13-2655998 020 C000006 1431 020 A000007 LEHMAN BROTHERS INC. 020 B000007 13-2518466 020 C000007 1416 020 A000008 J.P. MORGAN CHASE & CO. 020 B000008 13-3224016 020 C000008 1328 020 A000009 MERRILL LYNCH,PIERCE FENNER & SMITH INC. 020 B000009 13-5674085 020 C000009 1279 020 A000010 WARBURG DILLON READ LLC 020 B000010 13-3340045 020 C000010 1071 021 000000 36520 022 A000001 THE VANGUARD GROUP, INC./POOLED CASH ACCT. 022 B000001 23-1945930 022 C000001 11397845 022 D000001 0 022 A000002 FORT JAMES INC. 022 C000002 0 022 D000002 353500 022 A000003 MERRILL LYNCH, PIERCE FENNER & SMITH INC. 022 B000003 13-5674085 PAGE 3 022 C000003 207343 022 D000003 135704 022 A000004 LEHMAN BROTHERS INC. 022 B000004 13-2518466 022 C000004 282099 022 D000004 42290 022 A000005 GOLDMAN, SACHS & CO. 022 B000005 13-5108880 022 C000005 226379 022 D000005 53044 022 A000006 MORGAN STANLEY DEAN WITTER & CO. 022 B000006 13-2655998 022 C000006 244881 022 D000006 13535 022 A000007 AETNA INC. 022 C000007 0 022 D000007 254069 022 A000008 SALOMON SMITH BARNEY INC. 022 B000008 11-2418191 022 C000008 198645 022 D000008 7193 022 A000009 CREDIT SUISSE FIRST BOSTON CORP. 022 B000009 13-5659485 022 C000009 168410 022 D000009 32165 022 A000010 HSBC SECURITIES, INC. 022 B000010 13-2650272 022 C000010 197163 022 D000010 2064 023 C000000 13427718 023 D000000 1362157 026 A000000 N 026 B000000 N 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 Y 026 H000000 N 027 000000 Y 029 00AA00 N 030 A00AA00 0 030 B00AA00 0.00 030 C00AA00 0.00 031 A00AA00 0 031 B00AA00 0 032 00AA00 0 033 00AA00 0 034 00AA00 N 035 00AA00 0 PAGE 4 036 B00AA00 0 037 00AA00 N 038 00AA00 0 039 00AA00 N 040 00AA00 N 055 A00AA00 N 055 B00AA00 N 056 00AA00 Y 057 00AA00 N 062 A00AA00 N 062 B00AA00 0.0 062 C00AA00 0.0 062 D00AA00 0.0 062 E00AA00 0.0 062 F00AA00 0.0 062 G00AA00 0.0 062 H00AA00 0.0 062 I00AA00 0.0 062 J00AA00 0.0 062 K00AA00 0.0 062 L00AA00 0.0 062 M00AA00 0.0 062 N00AA00 0.0 062 O00AA00 0.0 062 P00AA00 0.0 062 Q00AA00 0.0 062 R00AA00 0.0 063 A00AA00 0 063 B00AA00 0.0 066 A00AA00 Y 066 B00AA00 N 066 C00AA00 N 066 D00AA00 N 066 E00AA00 Y 066 F00AA00 N 066 G00AA00 N 067 00AA00 N 068 A00AA00 N 068 B00AA00 N 069 00AA00 N 077 A000000 Y 077 B000000 Y 077 C000000 N 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 Y 077 J000000 N 077 K000000 N PAGE 5 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 A00AA00 ICI MUTUAL INSURANCE COMPANY 080 C00AA00 400000 081 A00AA00 Y 081 B00AA00 183 082 A00AA00 N 082 B00AA00 0 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 Y 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 008 A000101 WELLINGTON MANAGEMENT COMPANY, LLP 008 B000101 A 008 C000101 801-11908 008 D010101 BOSTON 008 D020101 MA 008 D030101 02109 008 A000102 SANFORD C. BERNSTEIN & CO., INC. 008 B000102 A 008 C000102 801-10488 008 D010102 NEW YORK 008 D020102 NY 008 D030102 10153 024 000100 Y 025 A000101 MORGAN STANLEY DEAN WITTER & CO. 025 B000101 13-2655998 025 C000101 E 025 D000101 3737 025 A000102 J.P. MORGAN CHASE & CO. PAGE 6 025 B000102 13-2624428 025 C000102 E 025 D000102 14703 025 A000103 DELETE 025 D000103 0 025 D000104 0 025 D000105 0 025 D000106 0 025 D000107 0 025 D000108 0 028 A010100 208655 028 A020100 0 028 A030100 0 028 A040100 201296 028 B010100 160463 028 B020100 112274 028 B030100 0 028 B040100 131184 028 C010100 182121 028 C020100 0 028 C030100 0 028 C040100 112852 028 D010100 192452 028 D020100 0 028 D030100 0 028 D040100 105621 028 E010100 124399 028 E020100 0 028 E030100 0 028 E040100 207215 028 F010100 109593 028 F020100 0 028 F030100 0 028 F040100 137126 028 G010100 977683 028 G020100 112274 028 G030100 0 028 G040100 895294 028 H000100 0 042 A000100 0 042 B000100 0 042 C000100 0 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 0 043 000100 0 044 000100 0 045 000100 Y 046 000100 Y PAGE 7 047 000100 N 048 000100 0.000 048 A010100 0 048 A020100 0.000 048 B010100 0 048 B020100 0.000 048 C010100 0 048 C020100 0.000 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 0 048 K020100 0.000 049 000100 N 050 000100 N 051 000100 Y 052 000100 N 053 A000100 N 054 A000100 N 054 B000100 N 054 C000100 N 054 D000100 N 054 E000100 N 054 F000100 N 054 G000100 N 054 H000100 N 054 I000100 N 054 J000100 N 054 K000100 N 054 L000100 N 054 M000100 Y 054 N000100 N 054 O000100 N 058 A000100 N 059 000100 Y 060 A000100 Y 060 B000100 Y 061 000100 3000 070 A010100 Y 070 A020100 Y PAGE 8 070 B010100 Y 070 B020100 N 070 C010100 N 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 N 070 E020100 N 070 F010100 Y 070 F020100 Y 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 N 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 N 070 N010100 Y 070 N020100 Y 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 Y 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 5442747 071 B000100 5296528 071 C000100 16298241 071 D000100 33 072 A000100 12 072 B000100 24143 072 C000100 269962 072 D000100 0 072 E000100 1897 072 F000100 27819 072 G000100 12694 072 H000100 0 072 I000100 26122 072 J000100 173 072 K000100 0 072 L000100 204 072 M000100 25 PAGE 9 072 N000100 0 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 12 072 S000100 0 072 T000100 1744 072 U000100 0 072 V000100 0 072 W000100 0 072 X000100 68793 072 Y000100 2877 072 Z000100 230086 072AA000100 1167879 072BB000100 778668 072CC010100 0 072CC020100 714033 072DD010100 255334 072DD020100 0 072EE000100 1780680 073 A010100 0.2500 073 A020100 0.0000 073 B000100 1.8500 073 C000100 0.0000 074 A000100 0 074 B000100 235785 074 C000100 21913 074 D000100 0 074 E000100 0 074 F000100 15535033 074 G000100 0 074 H000100 0 074 I000100 3097 074 J000100 20213 074 K000100 0 074 L000100 27285 074 M000100 0 074 N000100 15843326 074 O000100 39811 074 P000100 14845 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 27608 074 S000100 0 074 T000100 15761062 074 U010100 1104455 074 U020100 0 074 V010100 14.27 074 V020100 0.00 PAGE 10 074 W000100 0.0000 074 X000100 444684 074 Y000100 21913 075 A000100 0 075 B000100 16802764 076 000100 0.00 008 A000201 BARROW, HANLEY, MEWHINNEY & STRAUSS, INC. 008 B000201 A 008 C000201 801-14861 008 D010201 DALLAS 008 D020201 TX 008 D030201 75201 008 A000202 EQUINOX CAPITAL MANAGEMENT, INC. 008 B000202 A 008 C000202 801-34524 008 D010202 NEW YORK 008 D020202 NY 008 D030202 10022 008 A000203 TUKMAN CAPITAL MANAGEMENT, INC. 008 B000203 A 008 C000203 801-15279 008 D010203 LARKSPUR 008 D020203 CA 008 D030203 94939 008 A000204 THE VANGUARD GROUP, INC. 008 B000204 A 008 C000204 801-49601 008 D010204 MALVERN 008 D020204 PA 008 D030204 19355 024 000200 Y 025 A000201 GOLDMAN SACHS & CO. 025 B000201 13-5108880 025 C000201 E 025 D000201 145659 025 A000202 BEAR, STEARNS & CO., INC. 025 B000202 13-3299429 025 C000202 E 025 D000202 5616 025 A000203 MORGAN STANLEY DEAN WITTER & CO. 025 B000203 13-2655998 025 C000203 E 025 D000203 82988 025 A000204 LEHMAN BROTHERS INC. 025 B000204 13-2518466 025 C000204 E 025 D000204 6964 025 A000205 J.P. MORGAN CHASE & CO. 025 B000205 13-3224016 025 C000205 E 025 D000205 568764 PAGE 11 025 A000206 MERRILL LYNCH, PIERCE FENNER & SMITH INC. 025 B000206 13-5674085 025 C000206 E 025 D000206 7649 025 D000207 0 025 D000208 0 028 A010200 1346328 028 A020200 0 028 A030200 0 028 A040200 1216094 028 B010200 634963 028 B020200 240026 028 B030200 0 028 B040200 491519 028 C010200 590198 028 C020200 0 028 C030200 0 028 C040200 478064 028 D010200 659612 028 D020200 0 028 D030200 0 028 D040200 590216 028 E010200 316010 028 E020200 0 028 E030200 0 028 E040200 601230 028 F010200 447894 028 F020200 0 028 F030200 0 028 F040200 436041 028 G010200 3995005 028 G020200 240026 028 G030200 0 028 G040200 3813164 028 H000200 0 042 A000200 0 042 B000200 0 042 C000200 0 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 0 043 000200 0 044 000200 0 045 000200 Y 046 000200 Y 047 000200 N 048 000200 0.000 048 A010200 0 048 A020200 0.000 PAGE 12 048 B010200 0 048 B020200 0.000 048 C010200 0 048 C020200 0.000 048 D010200 0 048 D020200 0.000 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 0 048 K020200 0.000 049 000200 N 050 000200 N 051 000200 Y 052 000200 N 053 A000200 N 054 A000200 N 054 B000200 N 054 C000200 N 054 D000200 N 054 E000200 N 054 F000200 N 054 G000200 N 054 H000200 N 054 I000200 N 054 J000200 N 054 K000200 N 054 L000200 N 054 M000200 Y 054 N000200 N 054 O000200 N 058 A000200 N 059 000200 Y 060 A000200 Y 060 B000200 Y 061 000200 3000 070 A010200 Y 070 A020200 Y 070 B010200 Y 070 B020200 N 070 C010200 N 070 C020200 N PAGE 13 070 D010200 Y 070 D020200 N 070 E010200 N 070 E020200 N 070 F010200 Y 070 F020200 Y 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 N 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 N 070 N010200 Y 070 N020200 Y 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 N 070 Q010200 N 070 Q020200 N 070 R010200 N 070 R020200 N 071 A000200 8773247 071 B000200 7710261 071 C000200 23166564 071 D000200 33 072 A000200 12 072 B000200 98889 072 C000200 526864 072 D000200 0 072 E000200 175 072 F000200 33001 072 G000200 20054 072 H000200 0 072 I000200 43942 072 J000200 120 072 K000200 0 072 L000200 308 072 M000200 40 072 N000200 0 072 O000200 0 072 P000200 0 072 Q000200 0 PAGE 14 072 R000200 12 072 S000200 0 072 T000200 3067 072 U000200 0 072 V000200 0 072 W000200 0 072 X000200 100544 072 Y000200 3784 072 Z000200 529168 072AA000200 1461557 072BB000200 1289191 072CC010200 0 072CC020200 1976080 072DD010200 521004 072DD020200 11567 072EE000200 1083480 073 A010200 0.5850 073 A020200 0.4750 073 B000200 1.2400 073 C000200 0.0000 074 A000200 0 074 B000200 1315802 074 C000200 69724 074 D000200 0 074 E000200 0 074 F000200 22120645 074 G000200 0 074 H000200 0 074 I000200 4721 074 J000200 115682 074 K000200 0 074 L000200 53003 074 M000200 0 074 N000200 23679577 074 O000200 86040 074 P000200 22936 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 36005 074 S000200 0 074 T000200 23534596 074 U010200 877322 074 U020200 46876 074 V010200 24.50 074 V020200 43.50 074 W000200 0.0000 074 X000200 830723 074 Y000200 69724 075 A000200 0 PAGE 15 075 B000200 25266932 076 000200 0.00 SIGNATURE CHUCK SIMPKINS TITLE MANAGER EX-99 2 i77.txt NOTIFICATION OF ADMIRAL SHARES FOR WINDSOR II Registrant Name: Vanguard Windsor Funds CIK: 0000107606 File Number: 811-834 Series: 2 The Vanguard Windsor II Fund (series 2) issued a new class of shares called Admiral Class. The Admiral Class shares were first issued on May 14, 2001. EX-99 3 b77.txt PWC AUDIT LETTER Report of Independent Accountants To the Shareholders and Trustees of Vanguard Windsor Funds In planning and performing our audits of the financial statements of Vanguard Windsor Funds (the "Funds") for the year ended October 31, 2001 we considered their internal controls, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinions on the financial statements and to comply with the requirements of Form N- SAR, not to provide assurance on internal control. The management of the Funds is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with accounting principles generally accepted in the United States of America. Those controls include the safeguarding of assets against unauthorized acquisition, use or disposition. Because of inherent limitations in internal control, errors or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that controls may become inadequate because of changes in conditions or that the effectiveness of their design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of October 31, 2001. This report is intended solely for the information and use of the Trustees, management and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. PricewaterhouseCoopers LLP December 3, 2001 1 2 -----END PRIVACY-ENHANCED MESSAGE-----