-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TZYY+lYOuPwlHibtVahuzzSrF1+grd6zY5ItC/z+blk6z3rdjVCBqn3Kyur0ZOGa e1lpu5qXI1X4MLrujZXPRg== 0000932471-00-500008.txt : 20001222 0000932471-00-500008.hdr.sgml : 20001222 ACCESSION NUMBER: 0000932471-00-500008 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20001031 FILED AS OF DATE: 20001221 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VANGUARD/WINDSOR FUNDS INC CENTRAL INDEX KEY: 0000107606 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 510082711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: SEC FILE NUMBER: 811-00834 FILM NUMBER: 792882 BUSINESS ADDRESS: STREET 1: PO BOX 2600 STREET 2: V37 CITY: VALLEY FORGE STATE: PA ZIP: 19482 BUSINESS PHONE: 6106696289 MAIL ADDRESS: STREET 1: PO BOX 2600 STREET 2: V37 CITY: VALLEY FORGE STATE: PA ZIP: 19482 FORMER COMPANY: FORMER CONFORMED NAME: WINDSOR FUNDS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: WINDSOR FUNDS DATE OF NAME CHANGE: 19851031 FORMER COMPANY: FORMER CONFORMED NAME: WINDSOR FUND INC DATE OF NAME CHANGE: 19850424 NSAR-B 1 0001.txt N-SAR (6.1) PAGE 1 000 B000000 10/31/2000 000 C000000 0000107606 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 U 001 A000000 VANGUARD WINDSOR FUNDS 001 B000000 811-834 001 C000000 6106691000 002 A000000 100 VANGUARD BOULEVARD 002 B000000 MALVERN 002 C000000 PA 002 D010000 19355 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 2 007 C010100 1 007 C020100 VANGUARD WINDSOR FUND 007 C030100 N 007 C010200 2 007 C020200 VANGUARD WINDSOR II FUND 007 C030200 N 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 010 A00AA01 THE VANGUARD GROUP, INC. 010 B00AA01 801-11953 010 C01AA01 MALVERN 010 C02AA01 PA 010 C03AA01 19355 012 A00AA01 THE VANGUARD GROUP, INC. 012 B00AA01 84-772 012 C01AA01 MALVERN 012 C02AA01 PA 012 C03AA01 19355 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 PHILADELPHIA 013 B02AA01 PA 013 B03AA01 19103 014 A00AA01 VANGUARD MARKETING CORP. 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PAGE 3 022 B000003 13-2730828 022 C000003 348781 022 D000003 0 022 A000004 BEAR, STEARNS & CO., INC. 022 B000004 13-3299429 022 C000004 189969 022 D000004 63687 022 A000005 GOLDMAN, SACHS & CO. 022 B000005 13-5108880 022 C000005 207757 022 D000005 32403 022 A000006 MERRILL LYNCH, PIERCE FENNER & SMITH, INC. 022 B000006 13-5674085 022 C000006 205031 022 D000006 33138 022 A000007 CREDIT SUISSE FIRST BOSTON CORP. 022 B000007 13-5659485 022 C000007 202481 022 D000007 0 022 A000008 CANTOR FITZGERALD & CO. 022 B000008 13-3680184 022 C000008 57362 022 D000008 132857 022 A000009 JEFFERIES & COMPANY, INC. 022 B000009 95-2622900 022 C000009 170758 022 D000009 17792 022 A000010 J.P. 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BERNSTEIN & CO., INC. 008 B000102 A 008 C000102 801-10488 008 D010102 NEW YORK 008 D020102 NY 008 D030102 10153 024 000100 Y 025 A000101 MORGAN STANLEY DEAN WITTER & CO. 025 B000101 13-2655998 025 C000101 E PAGE 6 025 D000101 22166 025 A000102 DELETE 025 D000102 0 025 A000103 DELETE 025 D000103 0 025 D000104 0 025 D000105 0 025 D000106 0 025 D000107 0 025 D000108 0 028 A010100 62030 028 A020100 0 028 A030100 0 028 A040100 208007 028 B010100 80912 028 B020100 120440 028 B030100 0 028 B040100 273356 028 C010100 57937 028 C020100 0 028 C030100 0 028 C040100 247244 028 D010100 64600 028 D020100 0 028 D030100 0 028 D040100 228087 028 E010100 62393 028 E020100 0 028 E030100 0 028 E040100 170274 028 F010100 77183 028 F020100 0 028 F030100 0 028 F040100 134933 028 G010100 405055 028 G020100 120440 028 G030100 0 028 G040100 1261901 028 H000100 0 042 A000100 0 042 B000100 0 042 C000100 0 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 0 043 000100 0 044 000100 0 045 000100 Y 046 000100 Y PAGE 7 047 000100 N 048 000100 0.000 048 A010100 0 048 A020100 0.000 048 B010100 0 048 B020100 0.000 048 C010100 0 048 C020100 0.000 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 0 048 K020100 0.000 049 000100 N 050 000100 N 051 000100 Y 052 000100 N 053 A000100 N 054 A000100 N 054 B000100 N 054 C000100 N 054 D000100 N 054 E000100 N 054 F000100 N 054 G000100 N 054 H000100 N 054 I000100 N 054 J000100 N 054 K000100 N 054 L000100 N 054 M000100 Y 054 N000100 N 054 O000100 N 058 A000100 N 059 000100 Y 060 A000100 Y 060 B000100 Y 061 000100 3000 070 A010100 Y 070 A020100 Y PAGE 8 070 B010100 Y 070 B020100 N 070 C010100 N 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 N 070 E020100 N 070 F010100 Y 070 F020100 Y 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 N 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 N 070 N010100 Y 070 N020100 Y 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 Y 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 6269347 071 B000100 8552278 071 C000100 15252533 071 D000100 41 072 A000100 12 072 B000100 27075 072 C000100 290584 072 D000100 0 072 E000100 1712 072 F000100 7954 072 G000100 15424 072 H000100 0 072 I000100 22333 072 J000100 275 072 K000100 0 072 L000100 346 072 M000100 20 PAGE 9 072 N000100 0 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 19 072 S000100 0 072 T000100 1633 072 U000100 0 072 V000100 0 072 W000100 0 072 X000100 48004 072 Y000100 2777 072 Z000100 274144 072AA000100 2909083 072BB000100 895289 072CC010100 0 072CC020100 621341 072DD010100 287257 072DD020100 0 072EE000100 1869353 073 A010100 0.2900 073 A020100 0.0000 073 B000100 1.9000 073 C000100 0.0000 074 A000100 0 074 B000100 443210 074 C000100 17768 074 D000100 0 074 E000100 28473 074 F000100 15537024 074 G000100 0 074 H000100 0 074 I000100 2914 074 J000100 50089 074 K000100 0 074 L000100 31621 074 M000100 0 074 N000100 16111099 074 O000100 94905 074 P000100 11987 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 69422 074 S000100 0 074 T000100 15934785 074 U010100 969290 074 U020100 0 074 V010100 16.44 074 V020100 0.00 PAGE 10 074 W000100 0.0000 074 X000100 422030 074 Y000100 17768 075 A000100 0 075 B000100 15699047 076 000100 0.00 008 A000201 BARROW, HANLEY, MEWHINNEY & STRAUSS, INC. 008 B000201 A 008 C000201 801-14861 008 D010201 DALLAS 008 D020201 TX 008 D030201 75201 008 A000202 EQUINOX CAPITAL MANAGEMENT, INC. 008 B000202 A 008 C000202 801-34524 008 D010202 NEW YORK 008 D020202 NY 008 D030202 10022 008 A000203 TUKMAN CAPITAL MANAGEMENT, INC. 008 B000203 A 008 C000203 801-15279 008 D010203 LARKSPUR 008 D020203 CA 008 D030203 94939 008 A000204 THE VANGUARD GROUP, INC. 008 B000204 A 008 C000204 801-49601 008 D010204 MALVERN 008 D020204 PA 008 D030204 19355 024 000200 Y 025 A000201 MORGAN STANLEY DEAN WITTER & CO. 025 B000201 13-2655998 025 C000201 E 025 D000201 129648 025 A000202 J.P. 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TRONEL TITLE MANAGER EX-27 2 fds22.xfd WINDSOR FDS
6 0000107606 WINDSOR VANGUARD WINDSOR FUND 1 1,000 U.S.DOLLARS YEAR Nov-01-1999 Oct-31-2000 Oct-31-2000 1 14,568,960 16,026,475 81,710 2,914 0 16,111,099 94,905 0 81,409 176,314 0 12,624,337 969,290 994,989 80,408 0 1,781,994 0 1,448,046 15,934,785 290,584 27,075 1,712 45,227 274,144 2,013,794 (621,341) 1,666,597 0 287,257 1,869,353 0 61,020 222,437 135,718 (888,937) 93,521 1,859,220 0 0 7,954 0 48,004 15,699,047 16.91 0.28 1.44 0.29 1.9 0 16.44 0.31
EX-99 3 b77.txt PWC LETTER Report of Independent Accountants To the Shareholders and Trustees of Vanguard Windsor Funds In planning and performing our audit of the financial statements of Vanguard Windsor Funds (the "Funds") for the year ended October 31, 2000 we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinions on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of the Funds is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use or disposition. Because of inherent limitations in internal control, errors or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that controls may become inadequate because of changes in conditions or that the effectiveness of their design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of October 31, 2000. This report is intended solely for the information and use of the Trustees, management and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. PRICEWATERHOUSECOOPERS LLP November 29, 2000 1 2 EX-27 4 fds73.xfd WINDSOR II FDS
6 0000107606 WINDSOR VANGUARD WINDSOR II FUND 2 1,000 U.S.DOLLARS YEAR Nov-01-1999 Oct-31-2000 Oct-31-2000 1 19,560,619 24,175,928 212,348 4,415 0 24,392,691 209,258 0 113,528 322,786 0 18,212,531 872,618 1,051,864 158,735 0 1,135,931 0 4,562,708 24,069,905 563,303 99,399 1,786 86,667 577,821 1,474,095 (864,876) 1,187,040 0 642,217 2,514,938 0 118,060 417,883 120,577 (6,470,924) 223,131 2,498,602 0 0 24,073 0 90,492 24,452,525 29.03 0.64 1.08 0.67 2.5 0 27.58 0.37
EX-99 5 p77.txt ATTACHMENT VANGUARD WINDSOR FUNDS CIK No. 0000107606 File No. 811-834 EXHIBIT INDEX The exhibit to Item number 77P is hereby Incorporated by Reference, see File Number 2-11444, filed on 7/19/2000.
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