-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KjaDs+KSK9+ei92DBwGWh2YNfnzhPGuvPuzxSDCbYx4sBNdh6M0vh3JaE3JKItI3 eV34SyNCCXVTdxHQGdV+lQ== 0000932471-97-000131.txt : 19971223 0000932471-97-000131.hdr.sgml : 19971223 ACCESSION NUMBER: 0000932471-97-000131 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 19971031 FILED AS OF DATE: 19971222 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: VANGUARD/WINDSOR FUNDS INC CENTRAL INDEX KEY: 0000107606 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 510082711 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: SEC FILE NUMBER: 811-00834 FILM NUMBER: 97742322 BUSINESS ADDRESS: STREET 1: 100 VANGUARD BLD STREET 2: P O BOX 2600 CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 6106696289 MAIL ADDRESS: ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: WINDSOR FUNDS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: WINDSOR FUNDS DATE OF NAME CHANGE: 19851031 FORMER COMPANY: FORMER CONFORMED NAME: WINDSOR FUND INC DATE OF NAME CHANGE: 19850424 NSAR-B 1 N-SAR (3.0.A) PAGE 1 000 B000000 10/31/97 000 C000000 0000107606 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0.a 000 J000000 U 001 A000000 VANGUARD/WINDSOR FUNDS, INC. 001 B000000 811-834 001 C000000 6106691000 002 A000000 100 VANGUARD BOULEVARD 002 B000000 MALVERN 002 C000000 PA 002 D010000 19355 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 2 007 C010100 1 007 C020100 VANGUARD/WINDSOR FUND 007 C030100 N 007 C010200 2 007 C020200 VANGUARD/WINDSOR II 007 C030200 N 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 010 A00AA01 THE VANGUARD GROUP, INC. 010 B00AA01 801-11953 010 C01AA01 MALVERN 010 C02AA01 PA 010 C03AA01 19355 012 A00AA01 THE VANGUARD GROUP, INC. 012 B00AA01 84-772 012 C01AA01 MALVERN 012 C02AA01 PA 012 C03AA01 19355 013 A00AA01 PRICE WATERHOUSE LLP 013 B01AA01 PHILADELPHIA 013 B02AA01 PA 013 B03AA01 19103 014 A00AA01 VANGUARD MARKETING CORP. PAGE 2 014 B00AA01 8-21570 015 A00AA01 STATE STREET BANK AND TRUST COMPANY 015 B00AA01 C 015 C01AA01 BOSTON 015 C02AA01 MA 015 C03AA01 02110 015 E01AA01 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 94 019 C00AA00 VANGUARDGR 020 A000001 FRANK RUSSELL SECURITIES, INC. 020 B000001 91-0604934 020 C000001 10356 020 A000002 SALOMON BROTHERS INC. 020 B000002 13-3082694 020 C000002 4289 020 A000003 GOLDMAN SACHS & CO. 020 B000003 13-5108880 020 C000003 2458 020 A000004 LEHMAN BROTHERS INC. 020 B000004 13-2518466 020 C000004 2368 020 A000005 MERRILL LYNCH PIERCE FENNER & SMITH 020 B000005 13-5674085 020 C000005 2207 020 A000006 FIRST BOSTON CORP. 020 B000006 13-5659485 020 C000006 1867 020 A000007 DONALDSON, LUFKIN & JENRETTE SECURITIES CORP. 020 B000007 13-2741729 020 C000007 1753 020 A000008 SMITH BARNEY INC. 020 B000008 13-1912900 020 C000008 1604 020 A000009 BEAR STEARNS SECURITIES CORP. 020 B000009 13-3299429 020 C000009 1557 020 A000010 MORGAN STANLEY & CO., INC. 020 B000010 13-2655998 020 C000010 1314 021 000000 45284 022 A000001 THE VANGUARD GROUP, INC./POOLED CASH ACCT. 022 B000001 23-1945930 022 C000001 13788015 022 D000001 13205248 022 A000002 FIRST BOSTON CORP. 022 B000002 13-5659485 022 C000002 680622 022 D000002 121428 022 A000003 LEHMAN BROTHERS, INC. PAGE 3 022 B000003 13-2518466 022 C000003 588732 022 D000003 94518 022 A000004 MORGAN STANLEY & CO. 022 B000004 13-2655998 022 C000004 530030 022 D000004 99765 022 A000005 J.P. MORGAN SECURITIES INC. 022 B000005 13-3224016 022 C000005 515123 022 D000005 0 022 A000006 MERRILL LYNCH 022 B000006 13-5674085 022 C000006 239066 022 D000006 268530 022 A000007 BT SECURITY CORPORATION 022 B000007 13-3311934 022 C000007 348305 022 D000007 0 022 A000008 GENERAL ELECTRIC CORPORATION 022 B000008 13-1500700 022 C000008 347568 022 D000008 0 022 A000009 UBS SECURITIES LLC 022 B000009 13-3873456 022 C000009 231034 022 D000009 0 022 A000010 PRUDENTIAL SECURITIES INC. 022 B000010 22-2347336 022 C000010 245239 022 D000010 0 023 C000000 20042133 023 D000000 14443883 026 A000000 N 026 B000000 N 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 Y 026 H000000 N 027 000000 Y 029 00AA00 N 030 A00AA00 0 030 B00AA00 0.00 030 C00AA00 0.00 031 A00AA00 0 031 B00AA00 0 032 00AA00 0 033 00AA00 0 PAGE 4 034 00AA00 N 035 00AA00 0 036 B00AA00 0 037 00AA00 N 038 00AA00 0 039 00AA00 N 040 00AA00 N 042 A00AA00 0 042 B00AA00 0 042 C00AA00 0 042 D00AA00 0 042 E00AA00 0 042 F00AA00 0 042 G00AA00 0 042 H00AA00 0 043 00AA00 0 044 00AA00 0 055 A00AA00 N 055 B00AA00 N 056 00AA00 Y 057 00AA00 N 062 A00AA00 N 062 B00AA00 0.0 062 C00AA00 0.0 062 D00AA00 0.0 062 E00AA00 0.0 062 F00AA00 0.0 062 G00AA00 0.0 062 H00AA00 0.0 062 I00AA00 0.0 062 J00AA00 0.0 062 K00AA00 0.0 062 L00AA00 0.0 062 M00AA00 0.0 062 N00AA00 0.0 062 O00AA00 0.0 062 P00AA00 0.0 062 Q00AA00 0.0 062 R00AA00 0.0 063 A00AA00 0 063 B00AA00 0.0 066 A00AA00 Y 066 B00AA00 N 066 C00AA00 N 066 D00AA00 N 066 E00AA00 Y 066 F00AA00 N 066 G00AA00 N 067 00AA00 N 068 A00AA00 N 068 B00AA00 N PAGE 5 069 00AA00 N 077 A000000 Y 077 B000000 Y 077 C000000 N 077 D000000 Y 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 Y 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 A00AA00 ICI MUTUAL INSURANCE COMPANY 080 C00AA00 300000 081 A00AA00 Y 081 B00AA00 107 082 A00AA00 N 082 B00AA00 0 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 008 A000101 WELLINGTON MANAGEMENT COMPANY 008 B000101 A 008 C000101 801-11908 008 D010101 BOSTON 008 D020101 MA 008 D030101 02109 PAGE 6 024 000100 N 028 A010100 222751 028 A020100 2 028 A030100 0 028 A040100 133828 028 B010100 414431 028 B020100 194802 028 B030100 0 028 B040100 155050 028 C010100 139743 028 C020100 64 028 C030100 0 028 C040100 174842 028 D010100 143640 028 D020100 0 028 D030100 0 028 D040100 151476 028 E010100 155354 028 E020100 1 028 E030100 0 028 E040100 116588 028 F010100 233583 028 F020100 0 028 F030100 0 028 F040100 200835 028 G010100 1309502 028 G020100 194869 028 G030100 0 028 G040100 932619 028 H000100 0 045 000100 Y 046 000100 N 047 000100 N 048 000100 0.000 048 A010100 0 048 A020100 0.000 048 B010100 0 048 B020100 0.000 048 C010100 0 048 C020100 0.000 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 PAGE 7 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 0 048 K020100 0.000 049 000100 N 050 000100 N 051 000100 Y 052 000100 N 053 A000100 N 054 A000100 N 054 B000100 N 054 C000100 N 054 D000100 N 054 E000100 N 054 F000100 N 054 G000100 N 054 H000100 N 054 I000100 N 054 J000100 N 054 K000100 N 054 L000100 N 054 M000100 Y 054 N000100 N 054 O000100 N 058 A000100 N 059 000100 Y 060 A000100 Y 060 B000100 Y 061 000100 0 070 A010100 Y 070 A020100 Y 070 B010100 Y 070 B020100 N 070 C010100 N 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 N 070 E020100 N 070 F010100 Y 070 F020100 N 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y PAGE 8 070 K020100 N 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 N 070 N010100 Y 070 N020100 Y 070 O010100 Y 070 O020100 N 070 P010100 N 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 12730368 071 B000100 10904657 071 C000100 17813320 071 D000100 61 072 A000100 12 072 B000100 65383 072 C000100 338238 072 D000100 0 072 E000100 0 072 F000100 11681 072 G000100 19807 072 H000100 0 072 I000100 14362 072 J000100 69 072 K000100 0 072 L000100 387 072 M000100 43 072 N000100 0 072 O000100 1401 072 P000100 0 072 Q000100 0 072 R000100 25 072 S000100 6 072 T000100 3358 072 U000100 0 072 V000100 58 072 W000100 0 072 X000100 51197 072 Y000100 5229 072 Z000100 357653 072AA000100 3273882 072BB000100 221156 072CC010100 887426 072CC020100 0 072DD010100 402197 072DD020100 0 PAGE 9 072EE000100 1237831 073 A010100 0.4100 073 A020100 0.0000 073 B000100 1.3300 073 C000100 0.0000 074 A000100 12689 074 B000100 364613 074 C000100 0 074 D000100 64 074 E000100 319510 074 F000100 19812021 074 G000100 0 074 H000100 0 074 I000100 1480 074 J000100 377740 074 K000100 0 074 L000100 45895 074 M000100 0 074 N000100 20934012 074 O000100 83226 074 P000100 6995 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 165722 074 S000100 0 074 T000100 20678069 074 U010100 1057855 074 U020100 0 074 V010100 19.55 074 V020100 0.00 074 W000100 0.0000 074 X000100 184480 074 Y000100 0 075 A000100 0 075 B000100 18912168 076 000100 0.00 008 A000201 BARROW, HANLEY, MEWHINNEY & STRAUSS, INC. 008 B000201 A 008 C000201 801-14861 008 D010201 DALLAS 008 D020201 TX 008 D030201 75201 008 A000202 EQUINOX CAPITAL MANAGEMENT, INC. 008 B000202 A 008 C000202 801-34524 008 D010202 NEW YORK 008 D020202 NY 008 D030202 10022 008 A000203 TUKMAN CAPITAL MANAGEMENT, INC. PAGE 10 008 B000203 A 008 C000203 801-15279 008 D010203 LARKSPUR 008 D020203 CA 008 D030203 94939 024 000200 Y 025 A000201 MERRILL LYNCH PIERCE FENNER & SMITH 025 B000201 13-5674085 025 C000201 E 025 D000201 95825 025 A000202 MORGAN STANLEY 025 B000202 13-2655998 025 C000202 E 025 D000202 93884 025 A000203 SALOMON, INC. 025 B000203 13-3082694 025 C000203 E 025 D000203 6704 025 D000204 0 025 D000205 0 025 D000206 0 025 D000207 0 025 D000208 0 028 A010200 438680 028 A020200 0 028 A030200 0 028 A040200 201856 028 B010200 459470 028 B020200 138084 028 B030200 0 028 B040200 181996 028 C010200 467098 028 C020200 7 028 C030200 0 028 C040200 220070 028 D010200 455335 028 D020200 7 028 D030200 0 028 D040200 251457 028 E010200 415580 028 E020200 1 028 E030200 0 028 E040200 189958 028 F010200 652583 028 F020200 1 028 F030200 0 028 F040200 228606 028 G010200 2888746 028 G020200 138100 028 G030200 0 028 G040200 1273943 PAGE 11 028 H000200 0 045 000200 Y 046 000200 Y 047 000200 N 048 000200 0.000 048 A010200 0 048 A020200 0.000 048 B010200 0 048 B020200 0.000 048 C010200 0 048 C020200 0.000 048 D010200 0 048 D020200 0.000 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 0 048 K020200 0.000 049 000200 N 050 000200 N 051 000200 Y 052 000200 N 053 A000200 N 054 A000200 N 054 B000200 N 054 C000200 N 054 D000200 N 054 E000200 N 054 F000200 N 054 G000200 N 054 H000200 N 054 I000200 N 054 K000200 N 054 L000200 N 054 M000200 Y 054 N000200 N 054 O000200 N 058 A000200 N 059 000200 Y 060 A000200 Y 060 B000200 Y 061 000200 3000 PAGE 12 070 A010200 Y 070 A020200 Y 070 B010200 Y 070 B020200 N 070 C010200 N 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 N 070 E020200 N 070 F010200 Y 070 F020200 Y 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 N 070 L010200 Y 070 L020200 Y 070 M010200 N 070 M020200 N 070 N010200 Y 070 N020200 Y 070 O010200 Y 070 O020200 N 070 P010200 N 070 P020200 N 070 Q010200 N 070 Q020200 N 070 R010200 N 070 R020200 N 071 A000200 7961171 071 B000200 5141085 071 C000200 17219460 071 D000200 30 072 A000200 12 072 B000200 81624 072 C000200 451761 072 D000200 0 072 E000200 0 072 F000200 27225 072 G000200 17468 072 H000200 0 072 I000200 19094 072 J000200 47 072 K000200 0 PAGE 13 072 L000200 456 072 M000200 44 072 N000200 0 072 O000200 1374 072 P000200 0 072 Q000200 0 072 R000200 20 072 S000200 0 072 T000200 3669 072 U000200 0 072 V000200 57 072 W000200 0 072 X000200 69454 072 Y000200 1768 072 Z000200 465699 072AA000200 1759587 072BB000200 61548 072CC010200 2753749 072CC020200 0 072DD010200 410609 072DD020200 0 072EE000200 716881 073 A010200 0.6300 073 A020200 0.0000 073 B000200 1.1600 073 C000200 0.0000 074 A000200 332 074 B000200 1808985 074 C000200 1483 074 D000200 0 074 E000200 0 074 F000200 20917846 074 G000200 0 074 H000200 0 074 I000200 1534 074 J000200 85714 074 K000200 0 074 L000200 137325 074 M000200 0 074 N000200 22953219 074 O000200 348245 074 P000200 6113 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 31001 074 S000200 0 074 T000200 22567860 074 U010200 768686 074 U020200 0 PAGE 14 074 V010200 29.36 074 V020200 0.00 074 W000200 0.0000 074 X000200 529344 074 Y000200 0 075 A000200 0 075 B000200 18684813 076 000200 0.00 SIGNATURE GARY P. SOURA TITLE MANAGER EX-27 2
6 0000107606 VANGUARD/WINDSOR FUNDS, INC. 01 VANGUARD/WINDSOR FUND 1,000 US YEAR OCT-31-1997 NOV-01-1996 OCT-31-1997 1 16768698 20496208 423635 14169 0 20934012 83226 0 172717 255943 0 13834439 1057855 932474 69958 0 3046162 0 3727510 20678069 338238 65383 0 45968 357653 3052726 887426 4297805 0 402197 1237831 0 136775 103790 92396 4837019 114649 1236654 0 0 11681 0 51197 18912168 16.99 0.36 3.94 0.41 1.33 0 19.55 0.27 0 0

EX-27 3
6 0000107606 VANGUARD/WINDSOR FUNDS, INC. 02 VANGUARD/WINDSOR II 1,000 US YEAR OCT-31-1997 NOV-01-1996 OCT-31-1997 1 16063267 22728314 223039 1866 0 22953219 348245 0 37114 385359 0 13961326 768686 613765 247438 0 1695234 0 6663862 22567860 451761 81624 0 67686 465699 1698039 2753749 4917487 0 410609 716881 0 205712 95875 45084 7809974 192348 714076 0 0 27225 0 69454 18684813 24.04 0.64 6.47 0.63 1.16 0 29.36 0.37 0 0

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