0001140361-23-040139.txt : 20230816 0001140361-23-040139.hdr.sgml : 20230816 20230816204509 ACCESSION NUMBER: 0001140361-23-040139 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230815 FILED AS OF DATE: 20230816 DATE AS OF CHANGE: 20230816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COHEN RICHARD M CENTRAL INDEX KEY: 0001075891 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01211 FILM NUMBER: 231179635 MAIL ADDRESS: STREET 1: C/O CARNEGIE INTERNATIONAL CORP STREET 2: 11350 MCCORMICK ROAD EXECUTIVE PLAZA #3 CITY: HUNT VALLEY STATE: MD ZIP: 21031 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Elm Capital Corp. CENTRAL INDEX KEY: 0001675033 IRS NUMBER: 812621577 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 SOUTH STREET STREET 2: SUITE 230 CITY: WALTHAM STATE: MA ZIP: 02453 BUSINESS PHONE: 617-375-3006 MAIL ADDRESS: STREET 1: 800 SOUTH STREET STREET 2: SUITE 230 CITY: WALTHAM STATE: MA ZIP: 02453 4 1 form4.xml X0508 4 2023-08-15 0001675033 Great Elm Capital Corp. GECC 0001075891 COHEN RICHARD M C/O GREAT ELM CAPITAL CORP. 800 SOUTH STREET, SUITE 230 WALTHAM MA 02453 true false Common Stock 2023-08-15 4 P 0 2612 9.4749 A 2612 I By Spouse The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose. /s/ Adam M. Kleinman, attorney-in-fact 2023-08-16