EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS mm08-0113capz_news4e991.htm
Exhibit 99.1
 
 
Joint Filer Information
 
Name of Joint Filer:
Capital Z Partners III, L.P.
 
Address of Joint Filer:
230 Park Avenue South, 11th Floor
 
New York, New York 10003
 
Relationship of Joint Filer to Issuer:
Other
 
Issuer Name and Ticker or Trading Symbol:
NewStar Financial, Inc. (NEWS)
 
Date of Event Requiring
 
Statement (Month/Day/Year):
7/30/13
 
Designated Filer:
Capital Z Partners III GP, Ltd.
 
Signature:
 
Capital Z Partners III, L.P.
 
/s/  Craig Fisher                              
Name:  Craig Fisher
Title:  General Counsel - Authorized Signatory
 
August 1, 2013
Date
 
 
1
 
 
 
 
Joint Filer Information
 
Name of Joint Filer:
Capital Z Partners III GP, L.P.
 
Address of Joint Filer:
230 Park Avenue South, 11th Floor
 
New York, New York 10003
 
Relationship of Joint Filer to Issuer:
Other
 
Issuer Name and Ticker or Trading Symbol:
NewStar Financial, Inc. (NEWS)
 
Date of Event Requiring
Statement (Month/Day/Year):
7/30/13
 
Designated Filer:
Capital Z Partners III GP, Ltd.
 
Signature:
 
Capital Z Partners III GP, L.P.
 
/s/  Craig Fisher                              
Name: Craig Fisher
Title: General Counsel - Authorized Signatory
 
August 1, 2013
Date
 
 
 
 
 
 
 
 
 
2
 
Joint Filer Information
 
Name of Joint Filer:
Capital Z Partners III GP, Ltd.
 
Address of Joint Filer:
230 Park Avenue South, 11th Floor
 
New York, New York 10003
 
Relationship of Joint Filer to Issuer:
Other
 
Issuer Name and Ticker or Trading Symbol:
NewStar Financial, Inc. (NEWS)
 
Date of Event Requiring
Statement (Month/Day/Year):
7/30/13
 
Designated Filer:
Capital Z Partners III GP, Ltd.
 
Signature:
 
 
Capital Z Partners III GP, Ltd.
 
/s/  Craig Fisher                              
Name: Craig Fisher
Title: General Counsel - Authorized Signatory
 
August 1, 2013
Date
 
 
3
 
 
 
Joint Filer Information
 
Name of Joint Filer:
Capital Z Financial Services Private Fund II, L.P.
 
Address of Joint Filer:
230 Park Avenue South, 11th Floor
 
New York, New York 10003
 
Relationship of Joint Filer to Issuer:
10% Owner
 
Issuer Name and Ticker or Trading Symbol:
NewStar Financial, Inc. (NEWS)
 
Date of Event Requiring
Statement (Month/Day/Year):
7/30/13
 
Designated Filer:
Capital Z Partners III GP, Ltd.
 
Signature:
 
Capital Z Financial Services Private Fund II, L.P.
By:  Capital Z Partners, L.P., its General Partner
By:  Capital Z Partners, Ltd., its General Partner
 
/s/  Craig Fisher                              
Name: Craig Fisher
Title: General Counsel - Authorized Signatory
 
August 1, 2013
Date
 
 
 
4
 
 
 
 
Joint Filer Information
 
Name of Joint Filer:
Capital Z Financial Services Fund II, L.P.
 
Address of Joint Filer:
230 Park Avenue South, 11th Floor
 
New York, New York 10003
 
Relationship of Joint Filer to Issuer:
10% Owner
 
Issuer Name and Ticker or Trading Symbol:
NewStar Financial, Inc. (NEWS)
 
Date of Event Requiring
Statement (Month/Day/Year):
7/30/13
 
Designated Filer:
Capital Z Partners III GP, Ltd.
 
Signature:
 
Capital Z Financial Services Fund II, L.P.
By:  Capital Z Partners, L.P., its General Partner
By:  Capital Z Partners, Ltd., its General Partner
 
/s/  Craig Fisher                              
Name: Craig Fisher
Title: General Counsel - Authorized Signatory
 
August 1, 2013
Date
 
 
5
 
 
 
 
Joint Filer Information
 
Name of Joint Filer:
Capital Z Partners, L.P.
 
Address of Joint Filer:
230 Park Avenue South, 11th Floor
 
New York, New York 10003
 
Relationship of Joint Filer to Issuer:
10% Owner
 
Issuer Name and Ticker or Trading Symbol:
NewStar Financial, Inc. (NEWS)
 
Date of Event Requiring
Statement (Month/Day/Year):
7/30/13
 
Designated Filer:
Capital Z Partners III GP, Ltd.
 
Signature:
 
Capital Z Partners, L.P.
By:  Capital Z Partners, Ltd., its General Partner
 
/s/  Craig Fisher                              
Name: Craig Fisher
Title: General Counsel - Authorized Signatory
 
August 1, 2013
Date
 
 
6
 
 
 
 
Joint Filer Information
 
Name of Joint Filer:
Capital Z Partners, Ltd.
 
Address of Joint Filer:
230 Park Avenue South, 11th Floor
 
New York, New York 10003
 
Relationship of Joint Filer to Issuer:
10% Owner
 
Issuer Name and Ticker or Trading Symbol:
NewStar Financial, Inc. (NEWS)
 
Date of Event Requiring
Statement (Month/Day/Year):
7/30/13
 
Designated Filer:
Capital Z Partners III GP, Ltd.
 
Signature:
 
Capital Z Partners, Ltd.
 
/s/  Craig Fisher                              
Name: Craig Fisher
Title: General Counsel - Authorized Signatory
 
August 1, 2013
Date
 
 
 
 
7
 
 
 
 
Joint Filer Information
 
Name of Joint Filer:
Capital Z Management, LLC
 
Address of Joint Filer:
230 Park Avenue South, 11th Floor
 
New York, New York 10003
 
Relationship of Joint Filer to Issuer:
10% Owner
 
Issuer Name and Ticker or Trading Symbol:
NewStar Financial, Inc. (NEWS)
 
Date of Event Requiring
Statement (Month/Day/Year):
7/30/13
 
Designated Filer:
Capital Z Partners III GP, Ltd.
 
Signature:
 
Capital Z Management, LLC
 
/s/  Craig Fisher                              
Name: Craig Fisher
Title: General Counsel - Authorized Signatory
 
August 1, 2013
Date
 
 
 
 
8
 
 
Joint Filer Information
 
Name of Joint Filer:
Capital Z Partners Management, LLC
 
Address of Joint Filer:
230 Park Avenue South, 11th Floor
 
New York, New York 10003
 
Relationship of Joint Filer to Issuer:
10% Owner
 
Issuer Name and Ticker or Trading Symbol:
NewStar Financial, Inc. (NEWS)
 
Date of Event Requiring
Statement (Month/Day/Year):
7/30/13
 
Designated Filer:
Capital Z Partners III GP, Ltd.
 
Signature:
 
Capital Z Partners Management, LLC
 
/s/  Craig Fisher                              
Name: Craig Fisher
Title: General Counsel - Authorized Signatory
 
August 1, 2013
Date
 

 

 


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