-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ATX0lm71e57cub0BLQ3nPSTDGtXrdjQhPEsGXZIFv0sGwdWYmxAKGfPFeQRxNNN2 DekRNC+HfjNEkHmN+5TpfA== 0000914317-04-001879.txt : 20040504 0000914317-04-001879.hdr.sgml : 20040504 20040504103913 ACCESSION NUMBER: 0000914317-04-001879 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040430 FILED AS OF DATE: 20040504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAWSON STEPHEN B CENTRAL INDEX KEY: 0001190675 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-72565 FILM NUMBER: 04775763 MAIL ADDRESS: STREET 1: PO BOX 1180 CITY: SOUTH YARMOUTH STATE: MA ZIP: 02664-0180 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CCBT FINANCIAL COMPANIES INC CENTRAL INDEX KEY: 0001074972 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 043437708 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 495 STATION AVENUE CITY: SOUTH YARMOUTH STATE: MA ZIP: 02601 BUSINESS PHONE: 5087608323 MAIL ADDRESS: STREET 1: 495 STATION AVENUE CITY: SOUTH YARMOUTH STATE: MA ZIP: 02601 FORMER COMPANY: FORMER CONFORMED NAME: CCBT BANCORP INC DATE OF NAME CHANGE: 19981209 4 1 form4-60217_slex.xml X0202 4 2004-04-30 1 0001074972 CCBT FINANCIAL COMPANIES INC CCBT 0001190675 LAWSON STEPHEN B 213 PACKET LANDING RD WEST BARNSTABLE MA 02668 1 1 0 0 PRESIDENT AND CEO COMMON STOCK 2004-04-30 4 D 0 4000 0 D 0 D COMMON STOCK 2004-04-30 4 D 0 1261 0 D 0 I ESOP COMMON STOCK 2004-04-30 4 D 0 14000 0 D 0 I TRUST COMMON STOCK 2004-04-30 4 D 0 3000 0 D 0 I SPOUSE COMMON STOCK 2004-04-30 4 D 0 200 0 D 0 I CHILD OPTIONS TO BUY COMMON STOCK 2004-04-30 4 D 0 50000 D 2004-04-30 2013-04-24 Common stock 50000 0 D Disposed of pursuant to the merger agreement between the issuer and Banknorth Group, Inc. ("Banknorth"). Each share of issuer common stock was exchanged for 1.084 shares of Banknorth common stock (with cash paid in lieu of issuing fractional shares) having a market value of $30.63 per share on the effective date of the merger of the issuer with and into Banknorth (the "Merger"). These options to purchase issuer common stock were assumed by Banknorth in the Merger and replaced by options to purchase Banknorth common stock. The number of shares subject to each replacement Banknorth option is equal to the number of shares subject to each issuer option held immediately prior to the effective date of the Merger multiplied by 1.084 (rounded to the nearest whole share), and the exercise price of each replacement Banknorth option is equal to the exercise price of each issuer option divided by 1.084 (rounded to the nearest whole cent). All unvested options became fully vested upon completion of the Merger. /s/ Stephen B. Lawson, by Cheryl A. Amabello, under POA 2004-04-30 -----END PRIVACY-ENHANCED MESSAGE-----