0001209191-18-028330.txt : 20180507 0001209191-18-028330.hdr.sgml : 20180507 20180507163103 ACCESSION NUMBER: 0001209191-18-028330 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180503 FILED AS OF DATE: 20180507 DATE AS OF CHANGE: 20180507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schuler Barry CENTRAL INDEX KEY: 0001506924 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 18811655 MAIL ADDRESS: STREET 1: C/O EDGAR ONLINE, INC. STREET 2: 50 WASHINGTON STREET CITY: NORWALK STATE: CT ZIP: 06854 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fisher John H N CENTRAL INDEX KEY: 0001304934 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 18811657 MAIL ADDRESS: STREET 1: 3 WEST PLUMERIA CITY: SAN JOSE STATE: CA ZIP: 95134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DRAPER TIMOTHY C CENTRAL INDEX KEY: 0001074910 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 18811658 MAIL ADDRESS: STREET 1: C/O PLX TECHNOLOGIES INC STREET 2: 870 MAUDE AVE CITY: SUNNYVALE STATE: CA ZIP: 94085 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAILEY MARK W CENTRAL INDEX KEY: 0001284493 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 18811656 MAIL ADDRESS: STREET 1: 10200 S DE ANZA BLVD CITY: CUPERTINO STATE: CA ZIP: 95014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Draper Fisher Jurvetson Fund IX LP CENTRAL INDEX KEY: 0001385373 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 18811661 BUSINESS ADDRESS: STREET 1: PO Box 265GT Walker House Mary St STREET 2: Georgetown Grand Cayman CITY: Cayman Islands STATE: E9 ZIP: 00000 MAIL ADDRESS: STREET 1: PO Box 265GT Walker House Mary St STREET 2: Georgetown Grand Cayman CITY: Cayman Islands STATE: E9 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Draper Fisher Jurvetson Fund VIII L P CENTRAL INDEX KEY: 0001312964 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 18811663 BUSINESS ADDRESS: STREET 1: P O BOX 265GT MARY ST STREET 2: WALKER HOUSE GA TOWN CITY: GRAND CAYCAY ISL STATE: E9 ZIP: 00000 BUSINESS PHONE: 650-233-9000 MAIL ADDRESS: STREET 1: P O BOX 265GT MARY ST STREET 2: WALKER HOUSE GA TOWN CITY: GRAND CAYCAY ISL STATE: E9 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DRAPER FISHER JURVETSON PARTNERS VIII LLC CENTRAL INDEX KEY: 0001327087 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 18811662 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD STREET 2: SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6502339000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD STREET 2: SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Draper Fisher Jurvetson Partners IX, LLC CENTRAL INDEX KEY: 0001476642 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 18811660 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94023 BUSINESS PHONE: 650-233-9000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DRAPER ASSOCIATES L P CENTRAL INDEX KEY: 0001106255 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 18811659 BUSINESS ADDRESS: STREET 1: 400 SEAPORT COURT SUITE 250 CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650599900 MAIL ADDRESS: STREET 1: 400 SEAPORT COURT SUITE 250 CITY: REDWOOD CITY STATE: CA ZIP: 94063 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOX INC CENTRAL INDEX KEY: 0001372612 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 202714444 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 900 JEFFERSON AVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 877-729-4269 MAIL ADDRESS: STREET 1: 900 JEFFERSON AVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: BOX.NET INC DATE OF NAME CHANGE: 20060814 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-05-03 0 0001372612 BOX INC BOX 0001312964 Draper Fisher Jurvetson Fund VIII L P C/O DRAPER FISHER JURVETSON 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 0 0 1 0 0001327087 DRAPER FISHER JURVETSON PARTNERS VIII LLC C/O DRAPER FISHER JURVETSON 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 0 0 1 0 0001385373 Draper Fisher Jurvetson Fund IX LP C/O DRAPER FISHER JURVETSON 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 0 0 1 0 0001476642 Draper Fisher Jurvetson Partners IX, LLC C/O DRAPER FISHER JURVETSON 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 0 0 1 0 0001106255 DRAPER ASSOCIATES L P C/O DRAPER FISHER JURVETSON 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 0 0 1 0 0001074910 DRAPER TIMOTHY C C/O DRAPER FISHER JURVETSON 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 0 0 1 0 0001304934 Fisher John H N C/O DRAPER FISHER JURVETSON 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 0 0 1 0 0001284493 BAILEY MARK W C/O DRAPER FISHER JURVETSON 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 0 0 1 0 0001506924 Schuler Barry C/O DRAPER FISHER JURVETSON 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 0 0 1 0 Class A Common Stock 2018-05-03 4 C 0 1490429 A 1490429 I By Fund VIII Class A Common Stock 2018-05-03 4 J 0 1490429 D 0 I By Fund VIII Class A Common Stock 2018-05-03 4 C 0 33117 A 33117 I By Partners VIII Class A Common Stock 2018-05-03 4 J 0 33117 D 0 I By Partners VIII Class A Common Stock 2018-05-03 4 C 0 466056 A 466056 I By Fund IX Class A Common Stock 2018-05-03 4 J 0 466056 D 0 I By Fund IX Class A Common Stock 2018-05-03 4 C 0 12626 A 12626 I By Partners IX Class A Common Stock 2018-05-03 4 J 0 12626 D 0 I By Partners IX Class A Common Stock 2018-05-03 4 J 0 358542 A 358542 I See footnote Class A Common Stock 2018-05-03 4 J 0 358542 D 0 I See footnote Class A Common Stock 2018-05-03 4 J 0 100933 A 100933 I See footnote Class A Common Stock 2018-05-03 4 J 0 100933 D 0 I See footnote Class B Common Stock 2018-05-03 4 C 0 1490429 0.00 D Class A Common Stock 1490429 2283725 I See footnotes Class B Common Stock 2018-05-03 4 C 0 33117 0.00 D Class A Common Stock 33117 2250608 I See footnotes Class B Common Stock 2018-05-03 4 C 0 466056 0.00 D Class A Common Stock 466056 1784552 I See footnotes Class B Common Stock 2018-05-03 4 C 0 12626 0.00 D Class A Common Stock 12626 1771926 I See footnotes Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII). The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX). Timothy C. Draper and John H.N. Fisher are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper and John H.N. Fisher. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey and Timothy C. Draper. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P. to its respective partners or members. Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners VIII. Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners VIII to its partners or members. Represents the conversion of Class B Common Stock into Class A Common Stock held by Fund IX. Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Fund IX Partners, L.P. to its respective partners or members. Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners IX. Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners IX to its partners or members. Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII. Shares held by Draper Fisher Jurvetson Fund VIII Partners, L.P. (Fund VIII Partners). Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII Partners to its partners or members. Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund IX. Shares held by Draper Fisher Jurvetson Fund IX Partners, L.P. (Fund IX Partners). Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX Partners to its partners or members. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. 1,170,740 of these shares are owned directly by DALP, 556,218 of these shares are owned directly by Growth Fund, and 44,968 of these shares are owned directly by Growth Partners. This report is filed as form 1 of 2 to report related transactions for the following filers: Draper Fisher Jurvetson Fund VIII, L.P.; Draper Fisher Jurvetson Partners VIII, LLC; Draper Fisher Jurvetson Fund IX, L.P.; Draper Fisher Jurvetson Partners IX, LLC; Draper Associates, L.P.; Timothy Draper; John Fisher; Mark Bailey; Barry Schuler; Draper Fisher Jurvetson Growth Fund 2006, L.P.; and Draper Fisher Jurvetson Partners Growth Fund 2006, LLC. /s/ John Fisher, Managing Director 2018-05-07 /s/ John Fisher, Managing Member 2018-05-07 /s/ John Fisher, Managing Director 2018-05-07 /s/ John Fisher, Managing Member 2018-05-07 /s/ Timothy C. Draper, General Partner 2018-05-07 /s/ Timothy Draper 2018-05-07 /s/ John Fisher 2018-05-07 /s/ Mark Bailey 2018-05-07 /s/ Barry Schuler 2018-05-07