0001209191-17-057904.txt : 20171024
0001209191-17-057904.hdr.sgml : 20171024
20171024210103
ACCESSION NUMBER: 0001209191-17-057904
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171020
FILED AS OF DATE: 20171024
DATE AS OF CHANGE: 20171024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schuler Barry
CENTRAL INDEX KEY: 0001506924
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36805
FILM NUMBER: 171151923
MAIL ADDRESS:
STREET 1: C/O EDGAR ONLINE, INC.
STREET 2: 50 WASHINGTON STREET
CITY: NORWALK
STATE: CT
ZIP: 06854
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fisher John H N
CENTRAL INDEX KEY: 0001304934
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36805
FILM NUMBER: 171151926
MAIL ADDRESS:
STREET 1: 3 WEST PLUMERIA
CITY: SAN JOSE
STATE: CA
ZIP: 95134
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DRAPER TIMOTHY C
CENTRAL INDEX KEY: 0001074910
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36805
FILM NUMBER: 171151927
MAIL ADDRESS:
STREET 1: C/O PLX TECHNOLOGIES INC
STREET 2: 870 MAUDE AVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAILEY MARK W
CENTRAL INDEX KEY: 0001284493
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36805
FILM NUMBER: 171151924
MAIL ADDRESS:
STREET 1: 10200 S DE ANZA BLVD
CITY: CUPERTINO
STATE: CA
ZIP: 95014
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jurvetson Stephen T
CENTRAL INDEX KEY: 0001314917
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36805
FILM NUMBER: 171151925
MAIL ADDRESS:
STREET 1: 2882 SAND HILL ROAD, SUITE 150
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Draper Fisher Jurvetson Fund IX LP
CENTRAL INDEX KEY: 0001385373
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36805
FILM NUMBER: 171151930
BUSINESS ADDRESS:
STREET 1: PO Box 265GT Walker House Mary St
STREET 2: Georgetown Grand Cayman
CITY: Cayman Islands
STATE: E9
ZIP: 00000
MAIL ADDRESS:
STREET 1: PO Box 265GT Walker House Mary St
STREET 2: Georgetown Grand Cayman
CITY: Cayman Islands
STATE: E9
ZIP: 00000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Draper Fisher Jurvetson Fund VIII L P
CENTRAL INDEX KEY: 0001312964
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36805
FILM NUMBER: 171151932
BUSINESS ADDRESS:
STREET 1: P O BOX 265GT MARY ST
STREET 2: WALKER HOUSE GA TOWN
CITY: GRAND CAYCAY ISL
STATE: E9
ZIP: 00000
BUSINESS PHONE: 650-233-9000
MAIL ADDRESS:
STREET 1: P O BOX 265GT MARY ST
STREET 2: WALKER HOUSE GA TOWN
CITY: GRAND CAYCAY ISL
STATE: E9
ZIP: 00000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DRAPER FISHER JURVETSON PARTNERS VIII LLC
CENTRAL INDEX KEY: 0001327087
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36805
FILM NUMBER: 171151931
BUSINESS ADDRESS:
STREET 1: 2882 SAND HILL ROAD
STREET 2: SUITE 150
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 6502339000
MAIL ADDRESS:
STREET 1: 2882 SAND HILL ROAD
STREET 2: SUITE 150
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Draper Fisher Jurvetson Partners IX, LLC
CENTRAL INDEX KEY: 0001476642
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36805
FILM NUMBER: 171151929
BUSINESS ADDRESS:
STREET 1: 2882 SAND HILL ROAD, SUITE 150
CITY: MENLO PARK
STATE: CA
ZIP: 94023
BUSINESS PHONE: 650-233-9000
MAIL ADDRESS:
STREET 1: 2882 SAND HILL ROAD, SUITE 150
CITY: MENLO PARK
STATE: CA
ZIP: 94023
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DRAPER ASSOCIATES L P
CENTRAL INDEX KEY: 0001106255
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36805
FILM NUMBER: 171151928
BUSINESS ADDRESS:
STREET 1: 400 SEAPORT COURT SUITE 250
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650599900
MAIL ADDRESS:
STREET 1: 400 SEAPORT COURT SUITE 250
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOX INC
CENTRAL INDEX KEY: 0001372612
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 202714444
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 900 JEFFERSON AVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 877-729-4269
MAIL ADDRESS:
STREET 1: 900 JEFFERSON AVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
FORMER COMPANY:
FORMER CONFORMED NAME: BOX.NET INC
DATE OF NAME CHANGE: 20060814
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-10-20
0
0001372612
BOX INC
BOX
0001312964
Draper Fisher Jurvetson Fund VIII L P
C/O DRAPER FISHER JURVETSON
2882 SAND HILL ROAD, SUITE 150
MENLO PARK
CA
94025
0
0
1
0
0001327087
DRAPER FISHER JURVETSON PARTNERS VIII LLC
C/O DRAPER FISHER JURVETSON
2882 SAND HILL ROAD, SUITE 150
MENLO PARK
CA
94025
0
0
1
0
0001385373
Draper Fisher Jurvetson Fund IX LP
C/O DRAPER FISHER JURVETSON
2882 SAND HILL ROAD, SUITE 150
MENLO PARK
CA
94025
0
0
1
0
0001476642
Draper Fisher Jurvetson Partners IX, LLC
C/O DRAPER FISHER JURVETSON
2882 SAND HILL ROAD, SUITE 150
MENLO PARK
CA
94025
0
0
1
0
0001106255
DRAPER ASSOCIATES L P
C/O DRAPER FISHER JURVETSON
2882 SAND HILL ROAD, SUITE 150
MENLO PARK
CA
94025
0
0
1
0
0001074910
DRAPER TIMOTHY C
C/O DRAPER FISHER JURVETSON
2882 SAND HILL ROAD, SUITE 150
MENLO PARK
CA
94025
0
0
1
0
0001304934
Fisher John H N
C/O DRAPER FISHER JURVETSON
2882 SAND HILL ROAD, SUITE 150
MENLO PARK
CA
94025
0
0
1
0
0001314917
Jurvetson Stephen T
C/O DRAPER FISHER JURVETSON
2882 SAND HILL ROAD, SUITE 150
MENLO PARK
CA
94025
0
0
1
0
0001284493
BAILEY MARK W
C/O DRAPER FISHER JURVETSON
2882 SAND HILL ROAD, SUITE 150
MENLO PARK
CA
94025
0
0
1
0
0001506924
Schuler Barry
C/O DRAPER FISHER JURVETSON
2882 SAND HILL ROAD, SUITE 150
MENLO PARK
CA
94025
0
0
1
0
Class A Common Stock
2017-10-20
4
C
0
834326
A
834326
I
By Growth Fund
Class A Common Stock
2017-10-20
4
J
0
834326
D
0
I
By Growth Fund
Class A Common Stock
2017-10-20
4
C
0
67453
A
67453
I
By Growth Partners
Class A Common Stock
2017-10-20
4
J
0
67453
D
0
I
By Growth Partners
Class A Common Stock
2017-10-20
4
J
0
12616
A
12616
I
See footnote
Class A Common Stock
2017-10-20
4
J
0
12616
D
0
I
See footnote
Class B Common Stock
2017-10-20
4
C
0
834326
0.00
D
Class A Common Stock
834326
7846077
I
See footnotes
Class B Common Stock
2017-10-20
4
C
0
67453
0.00
D
Class A Common Stock
67453
7778624
I
See footnotes
Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund).
The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII) and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).
Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Growth Fund to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Growth Fund 2006 Partners, L.P. (Growth Fund 2006 Partners) to its respective partners or members.
Represents the conversion of Class B Common Stock into Class A Common Stock held by Growth Partners.
Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Growth Partners to its partners or members.
Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Growth Fund.
Shares held by Growth Fund 2006 Partners.
Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Growth Fund 2006 Partners to its partners or members.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
1,170,740 of these shares are owned directly by DALP, 1,398,168 of these shares are owned directly by Fund IX, 4,471,285 of these shares are owned directly by Fund VIII, 37,886 of these shares are owned directly by Partners IX, 99,359 of these shares are owned directly by Partners VIII, 556,218 of these shares are owned directly by Growth Fund, and 44,968 of these shares are owned directly by Growth Partners.
This report is filed as form 1 of 2 to report related transactions for the following filers: Draper Fisher Jurvetson Fund VIII, L.P.; Draper Fisher Jurvetson Partners VIII, LLC; Draper Fisher Jurvetson Fund IX, L.P.; Draper Fisher Jurvetson Partners IX, LLC; Draper Associates, L.P.; Timothy Draper; John Fisher; Stephen Jurvetson; Mark Bailey; Barry Schuler; Draper Fisher Jurvetson Growth Fund 2006, L.P.; and Draper Fisher Jurvetson Partners Growth Fund 2006, LLC.
/s/ John Fisher, Managing Director
2017-10-24
/s/ John Fisher, Managing Member
2017-10-24
/s/ John Fisher, Managing Director
2017-10-24
/s/ John Fisher, Managing Member
2017-10-24
/s/ Timothy C. Draper, General Partner
2017-10-24
/s/ Timothy Draper
2017-10-24
/s/ John Fisher
2017-10-24
/s/ Stephen Jurvetson
2017-10-24
/s/ Mark Bailey
2017-10-24
/s/ Barry Schuler
2017-10-24