0000899243-21-021517.txt : 20210602 0000899243-21-021517.hdr.sgml : 20210602 20210602125354 ACCESSION NUMBER: 0000899243-21-021517 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210528 FILED AS OF DATE: 20210602 DATE AS OF CHANGE: 20210602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DRAPER TIMOTHY C CENTRAL INDEX KEY: 0001074910 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39748 FILM NUMBER: 21988428 MAIL ADDRESS: STREET 1: 55 EAST 3RD AVENUE CITY: SAN MATEO STATE: CA ZIP: 94401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DRAPER ASSOCIATES L P CENTRAL INDEX KEY: 0001106255 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39748 FILM NUMBER: 21988435 BUSINESS ADDRESS: STREET 1: 55 EAST 3RD AVENUE CITY: SAN MATEO STATE: CA ZIP: 94401 BUSINESS PHONE: 650-234-8541 MAIL ADDRESS: STREET 1: 55 EAST 3RD AVENUE CITY: SAN MATEO STATE: CA ZIP: 94401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fisher John H N CENTRAL INDEX KEY: 0001304934 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39748 FILM NUMBER: 21988427 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Draper Fisher Jurvetson Fund VIII L P CENTRAL INDEX KEY: 0001312964 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39748 FILM NUMBER: 21988434 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-233-9000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Draper Associates Riskmasters Fund II, LLC CENTRAL INDEX KEY: 0001565284 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39748 FILM NUMBER: 21988430 BUSINESS ADDRESS: STREET 1: 55 EAST 3RD AVENUE CITY: SAN MATEO STATE: CA ZIP: 94401 BUSINESS PHONE: 650-234-8541 MAIL ADDRESS: STREET 1: 55 EAST 3RD AVENUE CITY: SAN MATEO STATE: CA ZIP: 94401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DRAPER FISHER JURVETSON PARTNERS VIII LLC CENTRAL INDEX KEY: 0001327087 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39748 FILM NUMBER: 21988431 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD STREET 2: SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6502339000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD STREET 2: SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DFJ Fund VIII, Ltd. CENTRAL INDEX KEY: 0001476644 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39748 FILM NUMBER: 21988432 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94023 BUSINESS PHONE: 650-233-9000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Draper Fisher Jurvetson Fund VIII Partners, L.P. CENTRAL INDEX KEY: 0001476646 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39748 FILM NUMBER: 21988433 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94023 BUSINESS PHONE: 650-233-9000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Draper Associates Riskmasters Fund III, LLC CENTRAL INDEX KEY: 0001565224 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39748 FILM NUMBER: 21988429 BUSINESS ADDRESS: STREET 1: 55 EAST 3RD AVENUE CITY: SAN MATEO STATE: CA ZIP: 94401 BUSINESS PHONE: 650-234-8541 MAIL ADDRESS: STREET 1: 55 EAST 3RD AVENUE CITY: SAN MATEO STATE: CA ZIP: 94401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PubMatic, Inc. CENTRAL INDEX KEY: 0001422930 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 205863224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 LAGOON DRIVE STREET 2: SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 650-331-3485 MAIL ADDRESS: STREET 1: 3 LAGOON DRIVE STREET 2: SUITE 180 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: PUBMATIC, INC. DATE OF NAME CHANGE: 20140306 FORMER COMPANY: FORMER CONFORMED NAME: Komli Inc DATE OF NAME CHANGE: 20080107 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-05-28 0 0001422930 PubMatic, Inc. PUBM 0001106255 DRAPER ASSOCIATES L P 55 EAST 3RD AVENUE SAN MATEO CA 94401 0 0 1 0 0001312964 Draper Fisher Jurvetson Fund VIII L P 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 0 0 1 0 0001476646 Draper Fisher Jurvetson Fund VIII Partners, L.P. 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 0 0 1 0 0001476644 DFJ Fund VIII, Ltd. 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 0 0 1 0 0001327087 DRAPER FISHER JURVETSON PARTNERS VIII LLC 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 0 0 1 0 0001565284 Draper Associates Riskmasters Fund II, LLC 55 EAST 3RD AVENUE SAN MATEO CA 94401 0 0 1 0 0001565224 Draper Associates Riskmasters Fund III, LLC 55 EAST 3RD AVENUE SAN MATEO CA 94401 0 0 1 0 0001074910 DRAPER TIMOTHY C 55 EAST 3RD AVENUE SAN MATEO CA 94401 0 0 1 0 0001304934 Fisher John H N 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 0 0 1 0 Class A Common Stock 2021-05-28 4 J 0 283434 A 283434 I By Draper Associates, L.P. Class A Common Stock 2021-05-28 4 J 0 3290530 D 0 I By Draper Fisher Jurvetson Fund VIII, L.P. Class A Common Stock 2021-05-28 4 J 0 252318 A 252318 I By Draper Fisher Jurvetson Fund VIII Partners, L.P. Class A Common Stock 2021-05-28 4 J 0 252318 D 0 I By Draper Fisher Jurvetson Fund VIII Partners, L.P. Class A Common Stock 2021-05-28 4 J 0 252318 A 252318 I By DFJ Fund VIII, Ltd. Class A Common Stock 2021-05-28 4 J 0 252318 D 0 I By DFJ Fund VIII, Ltd. Class A Common Stock 2021-05-28 4 J 0 73123 D 0 I By Draper Fisher Jurvetson Partners VIII, LLC Class A Common Stock 2021-05-28 4 J 0 4909 A 4909 I By Draper Associates Riskmasters Fund II, LLC Class A Common Stock 2021-05-28 4 J 0 4148 A 4148 I By Draper Associates Riskmasters Fund III, LLC Class A Common Stock 2021-05-28 4 J 0 348579 A 348579 I Timothy C. Draper Class A Common Stock 2021-05-28 4 J 0 76758 A 76758 I John H. N. Fisher These shares are held of record by Draper Associates, L.P. ("DALP"). DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P ("Fund VIII"). The General Partner of DALP is Draper Management Company, LLC ("DMC"). The Managing Member of DMC is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DALP. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. These shares are held of record by Fund VIII. Timothy C. Draper and John H.N. Fisher are Managing Directors of the general partner entities of Fund VIII (Draper Fisher Jurvetson Fund VIII Partners, L.P. ("Fund VIII Partners") and DFJ VIII, Ltd ("Fund VIII Ltd")) and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher (and the general partners of Fund VIII) each disclaims beneficial ownership over such securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. These shares are held of record by Draper Fisher Jurvetson Partners VIII, LLC ("Fund VIII LLC") which is a side-by-side fund of Fund VIII. Fund VIII LLC invests lockstep alongside Fund VIII. The Managing Members of Fund VIII LLC are Timothy C. Draper and John H.N. Fisher and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher each disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Represents Class A Common Stock of the Issuer held by DALP. Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII to its partners or members (including its general partner Fund VIII Partners and Fund VIII Ltd, the general partner of Fund VIII Partners) and includes the subsequent pro rata in-kind distribution by Fund VIII Partners and Fund VIII Ltd. to its respective partners. Represents receipt of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII and the general partner of Fund VIII. Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Draper Fisher Jurvetson Partners VIII, LLC ("Fund VIII LLC") to its members. These shares are held of record by Draper Associates Riskmasters Fund II, LLC ("DARF II"). DARF II invests lockstep alongside Fund VIII. The Managing Member of DARF II is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DARF II. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. These shares are held of record by Draper Associates Riskmasters Fund III, LLC ("DARF III"). DARF III invests lockstep alongside Fund VIII. The Managing Member of DARF III is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DARF III. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Represents Class A Common Stock of the Issuer held by DARF II and DARF III. These shares are held of record by the Timothy C. Draper Living Trust, of which Mr. Draper is a co-trustee. Mr. Draper, a United States citizen is a managing director of Fund VIII, a managing member of Fund VIII LLC, a managing member of the general partner of DALP, a managing member of DARF II and a managing member of DARF III. These shares are held of record by the John Fisher and Jennifer Caldwell Living Trust of which Mr. Fisher is a co-trustee. Mr. Fisher, a United States citizen is a managing director of Fund VIII and a managing member of Fund VIII LLC. Represents receipt of 56,088 Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII and the general partner entities of Fund VIII and Fund VIII LLC, and by Fund VIII LLC. Also includes 283,434 shares held by DALP, 4,909 shares held by DARF II and 4,148 shares held by DARF III. See footnotes (1), (8) and (9). Represents 76,758 of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII and the general partner entities of Fund VIII and Fund VIII LLC, and by Fund VIII LLC. Draper Associates, L.P., By: Draper Management Company, LLC (General Partner), By: /s/ Timothy C. Draper, Name: Timothy C. Draper, Title: Managing Member 2021-06-02 Draper Fisher Jurvetson Fund VIII, L.P., By: Draper Fisher Jurvetson Fund VIII Partners, L.P. (general partner), By: DFJ Fund VIII, Ltd., its general partner, By: /s/ John H. N. Fisher, Name: John H. N. Fisher, Title: Managing Director 2021-06-02 Draper Fisher Jurvetson Fund VIII Partners, L.P., By: DFJ Fund VIII, Ltd., its general partner, By: /s/ John H. N. Fisher, Name: John H. N. Fisher, Title: Managing Director 2021-06-02 DFJ Fund VIII, Ltd., By: /s/ John H. N. Fisher, Name: John H. N. Fisher, Title: Managing Director 2021-06-02 Draper Fisher Jurvetson Partners VIII, LLC, By: /s/ John H. N. Fisher, Name: John H. N. Fisher, Title: Managing Member 2021-06-02 Draper Associates Riskmasters Fund II, LLC, By: /s/ Timothy C. Draper, Name: Timothy C. Draper, Title: Managing Member 2021-06-02 Draper Associates Riskmasters Fund III, LLC, By: /s/ Timothy C. Draper, Name: Timothy C. Draper, Title: Managing Member 2021-06-02 /s/ Timothy C. Draper 2021-06-02 /s/ John H. N. Fisher 2021-06-02