0000899243-21-021517.txt : 20210602
0000899243-21-021517.hdr.sgml : 20210602
20210602125354
ACCESSION NUMBER: 0000899243-21-021517
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210528
FILED AS OF DATE: 20210602
DATE AS OF CHANGE: 20210602
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DRAPER TIMOTHY C
CENTRAL INDEX KEY: 0001074910
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 21988428
MAIL ADDRESS:
STREET 1: 55 EAST 3RD AVENUE
CITY: SAN MATEO
STATE: CA
ZIP: 94401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DRAPER ASSOCIATES L P
CENTRAL INDEX KEY: 0001106255
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 21988435
BUSINESS ADDRESS:
STREET 1: 55 EAST 3RD AVENUE
CITY: SAN MATEO
STATE: CA
ZIP: 94401
BUSINESS PHONE: 650-234-8541
MAIL ADDRESS:
STREET 1: 55 EAST 3RD AVENUE
CITY: SAN MATEO
STATE: CA
ZIP: 94401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fisher John H N
CENTRAL INDEX KEY: 0001304934
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 21988427
MAIL ADDRESS:
STREET 1: 2882 SAND HILL ROAD, SUITE 150
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Draper Fisher Jurvetson Fund VIII L P
CENTRAL INDEX KEY: 0001312964
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 21988434
BUSINESS ADDRESS:
STREET 1: 2882 SAND HILL ROAD, SUITE 150
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-233-9000
MAIL ADDRESS:
STREET 1: 2882 SAND HILL ROAD, SUITE 150
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Draper Associates Riskmasters Fund II, LLC
CENTRAL INDEX KEY: 0001565284
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 21988430
BUSINESS ADDRESS:
STREET 1: 55 EAST 3RD AVENUE
CITY: SAN MATEO
STATE: CA
ZIP: 94401
BUSINESS PHONE: 650-234-8541
MAIL ADDRESS:
STREET 1: 55 EAST 3RD AVENUE
CITY: SAN MATEO
STATE: CA
ZIP: 94401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DRAPER FISHER JURVETSON PARTNERS VIII LLC
CENTRAL INDEX KEY: 0001327087
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 21988431
BUSINESS ADDRESS:
STREET 1: 2882 SAND HILL ROAD
STREET 2: SUITE 150
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 6502339000
MAIL ADDRESS:
STREET 1: 2882 SAND HILL ROAD
STREET 2: SUITE 150
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DFJ Fund VIII, Ltd.
CENTRAL INDEX KEY: 0001476644
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 21988432
BUSINESS ADDRESS:
STREET 1: 2882 SAND HILL ROAD, SUITE 150
CITY: MENLO PARK
STATE: CA
ZIP: 94023
BUSINESS PHONE: 650-233-9000
MAIL ADDRESS:
STREET 1: 2882 SAND HILL ROAD, SUITE 150
CITY: MENLO PARK
STATE: CA
ZIP: 94023
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Draper Fisher Jurvetson Fund VIII Partners, L.P.
CENTRAL INDEX KEY: 0001476646
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 21988433
BUSINESS ADDRESS:
STREET 1: 2882 SAND HILL ROAD, SUITE 150
CITY: MENLO PARK
STATE: CA
ZIP: 94023
BUSINESS PHONE: 650-233-9000
MAIL ADDRESS:
STREET 1: 2882 SAND HILL ROAD, SUITE 150
CITY: MENLO PARK
STATE: CA
ZIP: 94023
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Draper Associates Riskmasters Fund III, LLC
CENTRAL INDEX KEY: 0001565224
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39748
FILM NUMBER: 21988429
BUSINESS ADDRESS:
STREET 1: 55 EAST 3RD AVENUE
CITY: SAN MATEO
STATE: CA
ZIP: 94401
BUSINESS PHONE: 650-234-8541
MAIL ADDRESS:
STREET 1: 55 EAST 3RD AVENUE
CITY: SAN MATEO
STATE: CA
ZIP: 94401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PubMatic, Inc.
CENTRAL INDEX KEY: 0001422930
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 205863224
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3 LAGOON DRIVE
STREET 2: SUITE 180
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
BUSINESS PHONE: 650-331-3485
MAIL ADDRESS:
STREET 1: 3 LAGOON DRIVE
STREET 2: SUITE 180
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
FORMER COMPANY:
FORMER CONFORMED NAME: PUBMATIC, INC.
DATE OF NAME CHANGE: 20140306
FORMER COMPANY:
FORMER CONFORMED NAME: Komli Inc
DATE OF NAME CHANGE: 20080107
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-05-28
0
0001422930
PubMatic, Inc.
PUBM
0001106255
DRAPER ASSOCIATES L P
55 EAST 3RD AVENUE
SAN MATEO
CA
94401
0
0
1
0
0001312964
Draper Fisher Jurvetson Fund VIII L P
2882 SAND HILL ROAD, SUITE 150
MENLO PARK
CA
94025
0
0
1
0
0001476646
Draper Fisher Jurvetson Fund VIII Partners, L.P.
2882 SAND HILL ROAD, SUITE 150
MENLO PARK
CA
94025
0
0
1
0
0001476644
DFJ Fund VIII, Ltd.
2882 SAND HILL ROAD, SUITE 150
MENLO PARK
CA
94025
0
0
1
0
0001327087
DRAPER FISHER JURVETSON PARTNERS VIII LLC
2882 SAND HILL ROAD, SUITE 150
MENLO PARK
CA
94025
0
0
1
0
0001565284
Draper Associates Riskmasters Fund II, LLC
55 EAST 3RD AVENUE
SAN MATEO
CA
94401
0
0
1
0
0001565224
Draper Associates Riskmasters Fund III, LLC
55 EAST 3RD AVENUE
SAN MATEO
CA
94401
0
0
1
0
0001074910
DRAPER TIMOTHY C
55 EAST 3RD AVENUE
SAN MATEO
CA
94401
0
0
1
0
0001304934
Fisher John H N
2882 SAND HILL ROAD, SUITE 150
MENLO PARK
CA
94025
0
0
1
0
Class A Common Stock
2021-05-28
4
J
0
283434
A
283434
I
By Draper Associates, L.P.
Class A Common Stock
2021-05-28
4
J
0
3290530
D
0
I
By Draper Fisher Jurvetson Fund VIII, L.P.
Class A Common Stock
2021-05-28
4
J
0
252318
A
252318
I
By Draper Fisher Jurvetson Fund VIII Partners, L.P.
Class A Common Stock
2021-05-28
4
J
0
252318
D
0
I
By Draper Fisher Jurvetson Fund VIII Partners, L.P.
Class A Common Stock
2021-05-28
4
J
0
252318
A
252318
I
By DFJ Fund VIII, Ltd.
Class A Common Stock
2021-05-28
4
J
0
252318
D
0
I
By DFJ Fund VIII, Ltd.
Class A Common Stock
2021-05-28
4
J
0
73123
D
0
I
By Draper Fisher Jurvetson Partners VIII, LLC
Class A Common Stock
2021-05-28
4
J
0
4909
A
4909
I
By Draper Associates Riskmasters Fund II, LLC
Class A Common Stock
2021-05-28
4
J
0
4148
A
4148
I
By Draper Associates Riskmasters Fund III, LLC
Class A Common Stock
2021-05-28
4
J
0
348579
A
348579
I
Timothy C. Draper
Class A Common Stock
2021-05-28
4
J
0
76758
A
76758
I
John H. N. Fisher
These shares are held of record by Draper Associates, L.P. ("DALP"). DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P ("Fund VIII"). The General Partner of DALP is Draper Management Company, LLC ("DMC"). The Managing Member of DMC is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DALP. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
These shares are held of record by Fund VIII. Timothy C. Draper and John H.N. Fisher are Managing Directors of the general partner entities of Fund VIII (Draper Fisher Jurvetson Fund VIII Partners, L.P. ("Fund VIII Partners") and DFJ VIII, Ltd ("Fund VIII Ltd")) and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher (and the general partners of Fund VIII) each disclaims beneficial ownership over such securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
These shares are held of record by Draper Fisher Jurvetson Partners VIII, LLC ("Fund VIII LLC") which is a side-by-side fund of Fund VIII. Fund VIII LLC invests lockstep alongside Fund VIII. The Managing Members of Fund VIII LLC are Timothy C. Draper and John H.N. Fisher and as such, they may be deemed to have voting and investment power with respect to such shares. Mr. Draper and Mr. Fisher each disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Represents Class A Common Stock of the Issuer held by DALP.
Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII to its partners or members (including its general partner Fund VIII Partners and Fund VIII Ltd, the general partner of Fund VIII Partners) and includes the subsequent pro rata in-kind distribution by Fund VIII Partners and Fund VIII Ltd. to its respective partners.
Represents receipt of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII and the general partner of Fund VIII.
Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Draper Fisher Jurvetson Partners VIII, LLC ("Fund VIII LLC") to its members.
These shares are held of record by Draper Associates Riskmasters Fund II, LLC ("DARF II"). DARF II invests lockstep alongside Fund VIII. The Managing Member of DARF II is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DARF II. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
These shares are held of record by Draper Associates Riskmasters Fund III, LLC ("DARF III"). DARF III invests lockstep alongside Fund VIII. The Managing Member of DARF III is Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DARF III. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Represents Class A Common Stock of the Issuer held by DARF II and DARF III.
These shares are held of record by the Timothy C. Draper Living Trust, of which Mr. Draper is a co-trustee. Mr. Draper, a United States citizen is a managing director of Fund VIII, a managing member of Fund VIII LLC, a managing member of the general partner of DALP, a managing member of DARF II and a managing member of DARF III.
These shares are held of record by the John Fisher and Jennifer Caldwell Living Trust of which Mr. Fisher is a co-trustee. Mr. Fisher, a United States citizen is a managing director of Fund VIII and a managing member of Fund VIII LLC.
Represents receipt of 56,088 Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII and the general partner entities of Fund VIII and Fund VIII LLC, and by Fund VIII LLC. Also includes 283,434 shares held by DALP, 4,909 shares held by DARF II and 4,148 shares held by DARF III. See footnotes (1), (8) and (9).
Represents 76,758 of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII and the general partner entities of Fund VIII and Fund VIII LLC, and by Fund VIII LLC.
Draper Associates, L.P., By: Draper Management Company, LLC (General Partner), By: /s/ Timothy C. Draper, Name: Timothy C. Draper, Title: Managing Member
2021-06-02
Draper Fisher Jurvetson Fund VIII, L.P., By: Draper Fisher Jurvetson Fund VIII Partners, L.P. (general partner), By: DFJ Fund VIII, Ltd., its general partner, By: /s/ John H. N. Fisher, Name: John H. N. Fisher, Title: Managing Director
2021-06-02
Draper Fisher Jurvetson Fund VIII Partners, L.P., By: DFJ Fund VIII, Ltd., its general partner, By: /s/ John H. N. Fisher, Name: John H. N. Fisher, Title: Managing Director
2021-06-02
DFJ Fund VIII, Ltd., By: /s/ John H. N. Fisher, Name: John H. N. Fisher, Title: Managing Director
2021-06-02
Draper Fisher Jurvetson Partners VIII, LLC, By: /s/ John H. N. Fisher, Name: John H. N. Fisher, Title: Managing Member
2021-06-02
Draper Associates Riskmasters Fund II, LLC, By: /s/ Timothy C. Draper, Name: Timothy C. Draper, Title: Managing Member
2021-06-02
Draper Associates Riskmasters Fund III, LLC, By: /s/ Timothy C. Draper, Name: Timothy C. Draper, Title: Managing Member
2021-06-02
/s/ Timothy C. Draper
2021-06-02
/s/ John H. N. Fisher
2021-06-02