0000899243-17-019174.txt : 20170727 0000899243-17-019174.hdr.sgml : 20170727 20170727170204 ACCESSION NUMBER: 0000899243-17-019174 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170727 FILED AS OF DATE: 20170727 DATE AS OF CHANGE: 20170727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fisher John H N CENTRAL INDEX KEY: 0001304934 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38160 FILM NUMBER: 17986967 MAIL ADDRESS: STREET 1: 3 WEST PLUMERIA CITY: SAN JOSE STATE: CA ZIP: 95134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DRAPER TIMOTHY C CENTRAL INDEX KEY: 0001074910 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38160 FILM NUMBER: 17986966 MAIL ADDRESS: STREET 1: C/O PLX TECHNOLOGIES INC STREET 2: 870 MAUDE AVE CITY: SUNNYVALE STATE: CA ZIP: 94085 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jurvetson Stephen T CENTRAL INDEX KEY: 0001314917 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38160 FILM NUMBER: 17986965 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Draper Fisher Jurvetson Fund IX LP CENTRAL INDEX KEY: 0001385373 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38160 FILM NUMBER: 17986968 BUSINESS ADDRESS: STREET 1: PO Box 265GT Walker House Mary St STREET 2: Georgetown Grand Cayman CITY: Cayman Islands STATE: E9 ZIP: 00000 MAIL ADDRESS: STREET 1: PO Box 265GT Walker House Mary St STREET 2: Georgetown Grand Cayman CITY: Cayman Islands STATE: E9 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Draper Fisher Jurvetson Partners IX, LLC CENTRAL INDEX KEY: 0001476642 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38160 FILM NUMBER: 17986964 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94023 BUSINESS PHONE: 650-233-9000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Redfin Corp CENTRAL INDEX KEY: 0001382821 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1099 STEWART STREET, STE 600 CITY: seattle STATE: wa ZIP: 98101 BUSINESS PHONE: 2065768243 MAIL ADDRESS: STREET 1: 1099 STEWART STREET, STE 600 CITY: seattle STATE: wa ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: Redfin CORP DATE OF NAME CHANGE: 20061206 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2017-07-27 0 0001382821 Redfin Corp RDFN 0001385373 Draper Fisher Jurvetson Fund IX LP C/O DFJ 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 0 0 1 0 0001304934 Fisher John H N C/O DFJ 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 0 0 1 0 0001074910 DRAPER TIMOTHY C C/ DFJ 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 0 0 1 0 0001314917 Jurvetson Stephen T C/O DFJ 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 0 0 1 0 0001476642 Draper Fisher Jurvetson Partners IX, LLC C/O DFJ 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 0 0 1 0 Common Stock 26115 I By Draper Fisher Jurvetson Fund IX, L.P. Common Stock 929 I By Draper Associates Riskmasters Fund III, LLC Common Stock 707 I By Draper Fisher Jurvetson Partners IX, LLC Series C Preferred Stock Common Stock 6109256 I By Draper Fisher Jurvetson Fund IX, L.P. Series D Preferred Stock Common Stock 224354 I By Draper Fisher Jurvetson Fund IX, L.P. Series E Preferred Stock Common Stock 214025 I By Draper Fisher Jurvetson Fund IX, L.P. Series F Preferred Stock Common Stock 197993 I By Draper Fisher Jurvetson Fund IX, L.P. Series C Preferred Stock Common Stock 165553 I By Draper Fisher Jurvetson Partners IX, LLC Series D Preferred Stock Common Stock 6079 I By Draper Fisher Jurvetson Partners IX, LLC Series E Preferred Stock Common Stock 5799 I By Draper Fisher Jurvetson Partners IX, LLC Series F Preferred Stock Common Stock 5365 I By Draper Fisher Jurvetson Partners IX, LLC Series C Preferred Stock Common Stock 217492 I By Draper Associates, L.P. Series D Preferred Stock Common Stock 7987 I By Draper Associates, L.P. Series E Preferred Stock Common Stock 7619 I By Draper Associates Riskmasters Fund II, LLC Series F Preferred Stock Common Stock 7048 I By Draper Associates Riskmasters Fund III, LLC These securities are held of record by Draper Fisher Jurvetson Fund IX, L.P. ("Fund IX"). Draper Fisher Jurvetson Fund IX Partners, L.P. ("Fund IX Partners") is the general partner of Fund IX. Timothy Draper, John H.N. Fisher and Stephen T. Jurvetson are the Managing Directors of Fund IX Partners and each may be deemed to share voting and investment power over the securities held by Fund IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. These securities are held of record by Draper Associates Riskmasters Fund III, LLC ("DARF III"). DARF III invests lockstep alongside Fund IX, instead and in place of DARF II beginning August 2013. Mr. Draper is the Managing Member of DARF III and may be deemed to have voting and investment power over the securities held by DARF III. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. These securities are held of record by Draper Fisher Jurvetson Partners IX, LLC ("Partners IX"). Partners IX invests lockstep alongside Fund IX. Messrs. Draper, Fisher and Jurvetson are the Managing Members of Partners IX and each may be deemed to share voting and investment power over the securities held by Partners IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Each share of the issuer's Series C Preferred Stock will automatically convert into 1 share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering ("IPO") and has no expiration date and has no expiration date. Each share of the issuer's Series D Preferred Stock will automatically convert into 1 share of the issuer's Common Stock immediately upon the closing of the issuer's IPO and has no expiration date. Each share of the issuer's Series E Preferred Stock will automatically convert into 1 share of the issuer's Common Stock immediately upon the closing of the issuer's IPO and has no expiration date. Each share of the issuer's Series F Preferred Stock will automatically convert into 1 share of the issuer's Common Stock immediately upon the closing of the issuer's IPO and has no expiration date. These securities are held of record by Draper Associates, L.P. ("DALP"). DALP invests lockstep alongside Fund IX. The general partner of DALP is Draper Associates, Inc., which is controlled by its President and majority shareholder, Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DALP. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. These securities are held of record by Draper Associates Riskmasters Fund II, LLC ("DARF II"). DARF II invests lockstep alongside Fund IX, instead and in place of DALP beginning June 2010. Mr. Draper is the Managing Member of DARF II and may be deemed to have voting and investment power over the securities held by DARF II. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. /s/ John H.N. Fisher 2017-07-27 /s/ Timothy C. Draper 2017-07-27 /s/ Steven T. Jurvetson 2017-07-27 /s/ Timothy C. Draper, Managing Member of DARF II, DARF III and Partners IX, General Partner of DALP, and Managing Director of Fund IX Partners, which is the general partner of Fund IX 2017-07-27 /s/ John H.N. Fisher, Managing Member of Partners IX and Managing Director of Fund IX Partners, which is the general partner of Fund IX 2017-07-27 /s/ Steven T. Jurvetson, Managing Member of Partners IX and Managing Director of Fund IX Partners, which is the general partner of Fund IX 2017-07-27