0000899243-17-019174.txt : 20170727
0000899243-17-019174.hdr.sgml : 20170727
20170727170204
ACCESSION NUMBER: 0000899243-17-019174
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170727
FILED AS OF DATE: 20170727
DATE AS OF CHANGE: 20170727
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fisher John H N
CENTRAL INDEX KEY: 0001304934
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38160
FILM NUMBER: 17986967
MAIL ADDRESS:
STREET 1: 3 WEST PLUMERIA
CITY: SAN JOSE
STATE: CA
ZIP: 95134
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DRAPER TIMOTHY C
CENTRAL INDEX KEY: 0001074910
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38160
FILM NUMBER: 17986966
MAIL ADDRESS:
STREET 1: C/O PLX TECHNOLOGIES INC
STREET 2: 870 MAUDE AVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94085
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jurvetson Stephen T
CENTRAL INDEX KEY: 0001314917
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38160
FILM NUMBER: 17986965
MAIL ADDRESS:
STREET 1: 2882 SAND HILL ROAD, SUITE 150
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Draper Fisher Jurvetson Fund IX LP
CENTRAL INDEX KEY: 0001385373
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38160
FILM NUMBER: 17986968
BUSINESS ADDRESS:
STREET 1: PO Box 265GT Walker House Mary St
STREET 2: Georgetown Grand Cayman
CITY: Cayman Islands
STATE: E9
ZIP: 00000
MAIL ADDRESS:
STREET 1: PO Box 265GT Walker House Mary St
STREET 2: Georgetown Grand Cayman
CITY: Cayman Islands
STATE: E9
ZIP: 00000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Draper Fisher Jurvetson Partners IX, LLC
CENTRAL INDEX KEY: 0001476642
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38160
FILM NUMBER: 17986964
BUSINESS ADDRESS:
STREET 1: 2882 SAND HILL ROAD, SUITE 150
CITY: MENLO PARK
STATE: CA
ZIP: 94023
BUSINESS PHONE: 650-233-9000
MAIL ADDRESS:
STREET 1: 2882 SAND HILL ROAD, SUITE 150
CITY: MENLO PARK
STATE: CA
ZIP: 94023
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Redfin Corp
CENTRAL INDEX KEY: 0001382821
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1099 STEWART STREET, STE 600
CITY: seattle
STATE: wa
ZIP: 98101
BUSINESS PHONE: 2065768243
MAIL ADDRESS:
STREET 1: 1099 STEWART STREET, STE 600
CITY: seattle
STATE: wa
ZIP: 98101
FORMER COMPANY:
FORMER CONFORMED NAME: Redfin CORP
DATE OF NAME CHANGE: 20061206
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2017-07-27
0
0001382821
Redfin Corp
RDFN
0001385373
Draper Fisher Jurvetson Fund IX LP
C/O DFJ
2882 SAND HILL ROAD, SUITE 150
MENLO PARK
CA
94025
0
0
1
0
0001304934
Fisher John H N
C/O DFJ
2882 SAND HILL ROAD, SUITE 150
MENLO PARK
CA
94025
0
0
1
0
0001074910
DRAPER TIMOTHY C
C/ DFJ
2882 SAND HILL ROAD, SUITE 150
MENLO PARK
CA
94025
0
0
1
0
0001314917
Jurvetson Stephen T
C/O DFJ
2882 SAND HILL ROAD, SUITE 150
MENLO PARK
CA
94025
0
0
1
0
0001476642
Draper Fisher Jurvetson Partners IX, LLC
C/O DFJ
2882 SAND HILL ROAD, SUITE 150
MENLO PARK
CA
94025
0
0
1
0
Common Stock
26115
I
By Draper Fisher Jurvetson Fund IX, L.P.
Common Stock
929
I
By Draper Associates Riskmasters Fund III, LLC
Common Stock
707
I
By Draper Fisher Jurvetson Partners IX, LLC
Series C Preferred Stock
Common Stock
6109256
I
By Draper Fisher Jurvetson Fund IX, L.P.
Series D Preferred Stock
Common Stock
224354
I
By Draper Fisher Jurvetson Fund IX, L.P.
Series E Preferred Stock
Common Stock
214025
I
By Draper Fisher Jurvetson Fund IX, L.P.
Series F Preferred Stock
Common Stock
197993
I
By Draper Fisher Jurvetson Fund IX, L.P.
Series C Preferred Stock
Common Stock
165553
I
By Draper Fisher Jurvetson Partners IX, LLC
Series D Preferred Stock
Common Stock
6079
I
By Draper Fisher Jurvetson Partners IX, LLC
Series E Preferred Stock
Common Stock
5799
I
By Draper Fisher Jurvetson Partners IX, LLC
Series F Preferred Stock
Common Stock
5365
I
By Draper Fisher Jurvetson Partners IX, LLC
Series C Preferred Stock
Common Stock
217492
I
By Draper Associates, L.P.
Series D Preferred Stock
Common Stock
7987
I
By Draper Associates, L.P.
Series E Preferred Stock
Common Stock
7619
I
By Draper Associates Riskmasters Fund II, LLC
Series F Preferred Stock
Common Stock
7048
I
By Draper Associates Riskmasters Fund III, LLC
These securities are held of record by Draper Fisher Jurvetson Fund IX, L.P. ("Fund IX"). Draper Fisher Jurvetson Fund IX Partners, L.P. ("Fund IX Partners") is the general partner of Fund IX. Timothy Draper, John H.N. Fisher and Stephen T. Jurvetson are the Managing Directors of Fund IX Partners and each may be deemed to share voting and investment power over the securities held by Fund IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
These securities are held of record by Draper Associates Riskmasters Fund III, LLC ("DARF III"). DARF III invests lockstep alongside Fund IX, instead and in place of DARF II beginning August 2013. Mr. Draper is the Managing Member of DARF III and may be deemed to have voting and investment power over the securities held by DARF III. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
These securities are held of record by Draper Fisher Jurvetson Partners IX, LLC ("Partners IX"). Partners IX invests lockstep alongside Fund IX. Messrs. Draper, Fisher and Jurvetson are the Managing Members of Partners IX and each may be deemed to share voting and investment power over the securities held by Partners IX. Each of such individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Each share of the issuer's Series C Preferred Stock will automatically convert into 1 share of the issuer's Common Stock immediately upon the closing of the issuer's initial public offering ("IPO") and has no expiration date and has no expiration date.
Each share of the issuer's Series D Preferred Stock will automatically convert into 1 share of the issuer's Common Stock immediately upon the closing of the issuer's IPO and has no expiration date.
Each share of the issuer's Series E Preferred Stock will automatically convert into 1 share of the issuer's Common Stock immediately upon the closing of the issuer's IPO and has no expiration date.
Each share of the issuer's Series F Preferred Stock will automatically convert into 1 share of the issuer's Common Stock immediately upon the closing of the issuer's IPO and has no expiration date.
These securities are held of record by Draper Associates, L.P. ("DALP"). DALP invests lockstep alongside Fund IX. The general partner of DALP is Draper Associates, Inc., which is controlled by its President and majority shareholder, Timothy C. Draper. Mr. Draper may be deemed to have voting and investment power over the securities held by DALP. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
These securities are held of record by Draper Associates Riskmasters Fund II, LLC ("DARF II"). DARF II invests lockstep alongside Fund IX, instead and in place of DALP beginning June 2010. Mr. Draper is the Managing Member of DARF II and may be deemed to have voting and investment power over the securities held by DARF II. Mr. Draper disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
/s/ John H.N. Fisher
2017-07-27
/s/ Timothy C. Draper
2017-07-27
/s/ Steven T. Jurvetson
2017-07-27
/s/ Timothy C. Draper, Managing Member of DARF II, DARF III and Partners IX, General Partner of DALP, and Managing Director of Fund IX Partners, which is the general partner of Fund IX
2017-07-27
/s/ John H.N. Fisher, Managing Member of Partners IX and Managing Director of Fund IX Partners, which is the general partner of Fund IX
2017-07-27
/s/ Steven T. Jurvetson, Managing Member of Partners IX and Managing Director of Fund IX Partners, which is the general partner of Fund IX
2017-07-27