0000899243-15-004650.txt : 20150910 0000899243-15-004650.hdr.sgml : 20150910 20150910161850 ACCESSION NUMBER: 0000899243-15-004650 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150908 FILED AS OF DATE: 20150910 DATE AS OF CHANGE: 20150910 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOLARCITY CORP CENTRAL INDEX KEY: 0001408356 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 020781046 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3055 CLEARVIEW WAY CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 650-638-1028 MAIL ADDRESS: STREET 1: 3055 CLEARVIEW WAY CITY: SAN MATEO STATE: CA ZIP: 94402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DRAPER ASSOCIATES L P CENTRAL INDEX KEY: 0001106255 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35758 FILM NUMBER: 151101360 BUSINESS ADDRESS: STREET 1: 400 SEAPORT COURT SUITE 250 CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650599900 MAIL ADDRESS: STREET 1: 400 SEAPORT COURT SUITE 250 CITY: REDWOOD CITY STATE: CA ZIP: 94063 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fisher John H N CENTRAL INDEX KEY: 0001304934 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35758 FILM NUMBER: 151101367 MAIL ADDRESS: STREET 1: 3 WEST PLUMERIA CITY: SAN JOSE STATE: CA ZIP: 95134 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jurvetson Stephen T CENTRAL INDEX KEY: 0001314917 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35758 FILM NUMBER: 151101365 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DRAPER FISHER JURVETSON GROWTH FUND 2006 LP CENTRAL INDEX KEY: 0001385453 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35758 FILM NUMBER: 151101359 BUSINESS ADDRESS: STREET 1: 87 MARY ST STREET 2: GEORGE TOWN CITY: GRAND CAYMAN KY1-9002 STATE: E9 ZIP: 00000 MAIL ADDRESS: STREET 1: 87 MARY ST STREET 2: GEORGE TOWN CITY: GRAND CAYMAN KY1-9002 STATE: E9 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Draper Fisher Jurvetson Fund X, L.P. CENTRAL INDEX KEY: 0001451794 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35758 FILM NUMBER: 151101362 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-233-9000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 FORMER NAME: FORMER CONFORMED NAME: Draper Fisher Jurvetson Fund X, LP DATE OF NAME CHANGE: 20081210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Draper Fisher Jurvetson Partners IX, LLC CENTRAL INDEX KEY: 0001476642 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35758 FILM NUMBER: 151101363 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94023 BUSINESS PHONE: 650-233-9000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD, SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC CENTRAL INDEX KEY: 0001375505 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35758 FILM NUMBER: 151101358 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL RD SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-233-9000 MAIL ADDRESS: STREET 1: 2882 SAND HILL RD SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Draper Fisher Jurvetson Fund IX LP CENTRAL INDEX KEY: 0001385373 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35758 FILM NUMBER: 151101364 BUSINESS ADDRESS: STREET 1: PO Box 265GT Walker House Mary St STREET 2: Georgetown Grand Cayman CITY: Cayman Islands STATE: E9 ZIP: 00000 MAIL ADDRESS: STREET 1: PO Box 265GT Walker House Mary St STREET 2: Georgetown Grand Cayman CITY: Cayman Islands STATE: E9 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DRAPER TIMOTHY C CENTRAL INDEX KEY: 0001074910 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35758 FILM NUMBER: 151101366 MAIL ADDRESS: STREET 1: C/O PLX TECHNOLOGIES INC STREET 2: 870 MAUDE AVE CITY: SUNNYVALE STATE: CA ZIP: 94085 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Draper Fisher Jurvetson Partners X, LLC CENTRAL INDEX KEY: 0001451791 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35758 FILM NUMBER: 151101361 BUSINESS ADDRESS: STREET 1: 2882 SAND HILL ROAD SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-233-9000 MAIL ADDRESS: STREET 1: 2882 SAND HILL ROAD SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-09-08 0 0001408356 SOLARCITY CORP SCTY 0001304934 Fisher John H N C/O DRAPER FISHER JURVETSON 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 1 0 0 0 0001074910 DRAPER TIMOTHY C C/O DRAPER FISHER JURVETSON 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 0 0 1 0 0001314917 Jurvetson Stephen T C/O DRAPER FISHER JURVETSON 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 0 0 1 0 0001385373 Draper Fisher Jurvetson Fund IX LP C/O DRAPER FISHER JURVETSON 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 0 0 1 0 0001476642 Draper Fisher Jurvetson Partners IX, LLC C/O DRAPER FISHER JURVETSON 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 0 0 1 0 0001451794 Draper Fisher Jurvetson Fund X, L.P. C/O DRAPER FISHER JURVETSON 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 0 0 1 0 0001451791 Draper Fisher Jurvetson Partners X, LLC C/O DRAPER FISHER JURVETSON 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 0 0 1 0 0001106255 DRAPER ASSOCIATES L P C/O DRAPER FISHER JURVETSON 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 0 0 1 0 0001385453 DRAPER FISHER JURVETSON GROWTH FUND 2006 LP C/O DRAPER FISHER JURVETSON 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 0 0 1 0 0001375505 DRAPER FISHER JURVETION PARTNERS GROWTH FUND 2006 LLC C/O DRAPER FISHER JURVETSON 2882 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 0 0 1 0 Common Stock 2015-09-08 2015-09-08 4 J 0 413374 0.00 D 2480239 I See Footnotes Common Stock 2015-09-08 2015-09-08 4 J 0 65210 0.00 D 391258 I See Footnotes Common Stock 2776588 I See Footnotes Common Stock 2015-09-08 2015-09-08 4 J 0 1993 0.00 D 11956 I See Footnotes Common Stock 2015-09-08 2015-09-08 4 J 0 11203 0.00 D 67211 I See Footnotes Common Stock 226902 I See Footnotes Common Stock 2015-09-08 2015-09-08 4 J 0 18711 0.00 A 312524 I By Family Trust Common Stock 399383 I See Footnotes Common Stock 2015-09-08 2015-09-08 4 J 0 95723 0.00 A 96201 I See Footnotes Common Stock 2015-09-08 2015-09-08 4 J 0 95683 0.00 D 518 I See Footnotes Common Stock 2015-09-08 2015-09-08 4 J 0 11502 0.00 A 11770 I See Footnotes Common Stock 2015-09-08 2015-09-08 4 J 0 11487 0.00 D 283 I See Footnotes Common Stock 2015-09-08 2015-09-08 4 J 0 2490 0.00 A 22226 I See Footnote On September 8, 2015, this fund made an in-kind distribution, without any additional consideration to its members, of that number of shares set forth in column 4, including shares distributed to the general partner of each fund. Mr. Fisher is one of several managing directors of the general partner entities of these funds that directly hold shares and as such Mr. Fisher may be deemed to have voting and investment power with respect to such shares. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. These shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P. These shares are owned directly by Draper Fisher Jurvetson Fund X, L.P. These shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P. These shares are owned directly by Draper Fisher Jurvetson Partners X, LLC. These shares are owned directly by Draper Fisher Jurvetson Partners IX, LLC. These shares are owned directly by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC. On September 8, 2015, received the shares set forth in column 4 in connection with the distributions described in footnote 1 above. Represents shares held by the J. Fisher and J Caldwell Living Trust of which the reporting person is a co-trustee. Represents 177,612 shares held of record by Draper Associates, L.P., 160,396 shares held of record by Draper Associates Riskmasters Fund, LLC, and 61,375 shares held of record by Draper Associates Riskmasters Fund III, LLC. John H.N. Fisher is a member of the issuer's board of directors. Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Draper Fisher Jurvetson Fund IX, L.P. (Fund IX) and Draper Fisher Jurvetson Fund X, L.P. (Fund X) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners IX, LLC invests lockstep alongside Fund IX. Draper Fisher Jurvetson Partners X, LLC invests lockstep alongside Fund X. Draper Associates, L.P. (DALP) invests lockstep alongside Fund IX and Fund X. The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. Draper Associates Riskmasters Fund, LLC (DARF) and Draper Associates Riskmasters Fund III, LLC (DARFIII) invest lockstep alongside Fund IX and Fund X, instead and in place of DALP beginning June 2010. The Managing Member of DARF and DARFIII is Timothy C. Draper. John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler and Mark W. Bailey. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein. Mr. Fisher is one of several managing directors of the general partner entities of these funds that directly hold shares and as such Mr. Fisher may be deemed to have voting and investment power with respect to such shares. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. On September 8, 2015, this fund received an in-kind distribution from Draper Fisher Jurvetson Fund IX, L.P. of that number of shares set forth in column 4. Mr. Fisher is one of several managing directors of the general partner entities of these funds that directly hold shares and as such Mr. Fisher may be deemed to have voting and investment power with respect to such shares. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. On September 8, 2015, this fund received an in-kind distribution from Draper Fisher Jurvetson Fund X, L.P. of that number of shares set forth in column 4. Mr. Fisher is one of several managing directors of the general partner entities of these funds that directly hold shares and as such Mr. Fisher may be deemed to have voting and investment power with respect to such shares. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. These shares are owned directly by Draper Fisher Jurvetson Fund IX Partners, L.P. These shares are owned directly by Draper Fisher Jurvetson Fund X Partners, L.P. These shares are owned directly by John Fisher and Jennifer Caldwell Living Trust dated 1/7/00, as amended and restated on 3/27/08. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. These shares are owned directly by JHNF Investment LLC. Mr. Fisher disclaims beneficial ownership with respect to such shares except to the extent of his pecuniary interest therein. Form 1 of 2 /s/ John H.N. Fisher 2015-09-10 /s/ Timothy C. Draper 2015-09-10 /s/ Stephen T. Jurvetson 2015-09-10 /s/ John H.N. Fisher, Managing Director, Draper Fisher Jurvetson Fund IX, L.P. 2015-09-10 /s/ John H.N. Fisher, Managing Member, Draper Fisher Jurvetson Partners IX, LLC 2015-09-10 /s/ John H.N. Fisher, Managing Director, Draper Fisher Jurvetson Fund X, L.P. 2015-09-10 /s/ John H.N. Fisher, Managing Member, Draper Fisher Jurvetson Partners X, LLC 2015-09-10 /s/ Timothy C. Draper, General Partner, Draper Associates, L.P. 2015-09-10 /s/ John H.N. Fisher, Director, DFJ Growth Fund 2006, Ltd., General Partner of Draper Fisher Jurvetson Growth Fund 2006 Partners, L.P., General Partner of Draper Fisher Jurvetson Growth Fund 2006, L.P. 2015-09-10 /s/ John H.N. Fisher, Managing Member, Draper Fisher Jurvetson Partners Growth Fund 2006, LLC 2015-09-10