0000906318-17-000038.txt : 20170526 0000906318-17-000038.hdr.sgml : 20170526 20170526111157 ACCESSION NUMBER: 0000906318-17-000038 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170526 DATE AS OF CHANGE: 20170526 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LCNB CORP CENTRAL INDEX KEY: 0001074902 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 311626393 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-35292 FILM NUMBER: 17872410 BUSINESS ADDRESS: STREET 1: 2 NORTH BROADWAY STREET 2: PO BOX 59 CITY: LEBANON STATE: OH ZIP: 45036 BUSINESS PHONE: 5139321414 MAIL ADDRESS: STREET 1: 2 NORTH BROADWAY STREET 2: PO BOX 59 CITY: LEBANON STATE: OH ZIP: 45036 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: WILSON STEPHEN P CENTRAL INDEX KEY: 0001187560 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] RELATIONSHIP: DIRECTOR STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 144 1 lcnbform144swilson.htm FORM 144 OMB Approval



 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


FORM 144

NOTICE OF PROPOSED SALE OF SECURITIES

PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933

OMB APPROVAL

OMB Number:         3235-0101

Expires:        May 31, 2017

Estimated average burden

hours per response             1.00

SEC USE ONLY

DOCUMENT SEQUENCE NO.


ATTENTION:  Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale

or executing a sale directly with a market maker.

CUSIP NUMBER


1(a) NAME OF ISSUER (Please type or print)


LCNB Corp.

(b) IRS IDENT. NO


31-1626393

(c) S.E.C. FILE NO.


001-35392

WORK LOCATION

1(d) ADDRESS OF ISSUER

STREET

CITY

STATE

ZIP


2 North Broadway

Lebanon

Ohio

45036

(e) TELEPHONE NO.

AREA CODE

513

NUMBER

932-1414

2(a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD

Stephen P. Wilson

 

(b) RELATIONSHIP TO ISSUER

Director

(c) ADDRESS STREET

CITY

STATE

ZIP CODE

        2 North Broadway

Lebanon

Ohio

45036

INSTRUCTION:  The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.

3(a)

Title of the

Class of

Securities To Be Sold

(b)

Name and Address of Each Broker Through Whom the Securities are to be Offered or Each Market Maker who is Acquiring the Securities

SEC USE ONLY

(c)

Number of Shares

or Other Units

To Be Sold

(See instr. 3(c))

(d)

Aggregate

Market

Value

(See instr. 3(d))

(e)

Number of Shares

or Other Units

Outstanding

(See instr. 3(e))

(f)

Approximate

Date of Sale

(See instr. 3(f))

(MO.    DAY    YR.)

(g)

Name of Each

Securities

Exchange

(See instr. 3(g))


Broker-Dealer

File Number


Common Stock



LPL Financial

9785 Towne Centre Dr.

San Diego, CA  92121

 


19,265


$387,226.50*


10,009,642

(as of March 31, 2017)


5/23/2017


NASDAQ CM


INSTRUCTIONS:

1. (a)  Name of issuer

    (b)  Issuer’s I.R.S. Identification Number

    (c)  Issuer’s S.E.C. file number, if any

    (d)  Issuer’s address, including zip code

    (e)  Issuer’s telephone number, including area code


2. (a)  Name of person for whose account the securities are to be sold

    (b)  Such person’s relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)

    (c)  Such person’s address, including zip code


3. (a)  Title of the class of securities to be sold

    (b)  Name and address of each broker through whom the securities are intended to be sold

    (c)  Number of shares or other units to be sold (if debt securities, give the aggregate face amount)

    (d)  Aggregate market value of the securities to be sold as of a specified date within 10 days prior to filing of this notice

    (e)  Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer

    (f)  Approximate date on which the securities are to be sold

    (g)  Name of each securities exchange, if any, on which the securities are intended to be sold



Potential persons who are to respond to the collection of information contained in this form are not

required to respond unless the form displays a currently valid OMB control number.

SEC 1147 (08-07)




TABLE I - SECURITIES TO BE SOLD

Furnish the following information with respect to the acquisition of the securities to be sold

and with respect to the payment of all or any of the purchase price or other consideration therefor:

Title of

the Class

Date you

Acquired

Nature of Acquisition Transaction

Name of Person from Whom Acquired

(if gift, also give date donor acquired)

Amount of

Securities Acquired

Date of

Payment

Nature of Payment




Common Stock







3/29/2016




Vested Restricted Shares




LCNB Corp.




19,265




3/29/2016




Services

INSTRUCTIONS:

If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given.  If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

TABLE II - SECURITIES SOLD DURING THE PAST 3 MONTHS

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

Name and Address of Seller

Title of Securities Sold

Date of Sale

Amount of

Securities Sold

Gross Proceeds








 

 

 

 

REMARKS:

* Estimated based on the fair market value at market close on 5/22/2017 of $20.10/share.


INSTRUCTIONS:

See the definition of “person” in paragraph (a) of Rule 144.  Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition.  In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed.  If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

 

05/26/2017

 

 

/s/ Stephen P. Wilson

 

 

DATE OF NOTICE

 

 

(SIGNATURE)

 

 

DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION,

IF RELYING ON RULE 10B5-1

The notice shall be signed by the person for whose account the securities are to be sold.  At least one

copy of the notice shall be manually signed.  Any copies not manually signed shall bear typed or printed signatures.

ATTENTION:  Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

SEC 1147 (02-08)