0001161697-18-000052.txt : 20180118 0001161697-18-000052.hdr.sgml : 20180118 20180118160622 ACCESSION NUMBER: 0001161697-18-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180116 FILED AS OF DATE: 20180118 DATE AS OF CHANGE: 20180118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ERICKSON RONALD P CENTRAL INDEX KEY: 0001140319 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30262 FILM NUMBER: 18534062 MAIL ADDRESS: STREET 1: 9437 NE CORAL COURT CITY: BAINBRIDGE ISLAND STATE: WA ZIP: 98110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VISUALANT INC CENTRAL INDEX KEY: 0001074828 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 900273142 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 500 UNION STREET STREET 2: SUITE 810 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-903-1351 MAIL ADDRESS: STREET 1: 500 UNION STREET STREET 2: SUITE 810 CITY: SEATTLE STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: Visualant, INC DATE OF NAME CHANGE: 20050106 FORMER COMPANY: FORMER CONFORMED NAME: STARBERRYS CORP DATE OF NAME CHANGE: 20020918 FORMER COMPANY: FORMER CONFORMED NAME: CIGAR KING CORP DATE OF NAME CHANGE: 19990127 4 1 form_4.xml FORM 4 FOR 01-16-2018 X0306 4 2018-01-16 0 0001074828 VISUALANT INC VSUL 0001140319 ERICKSON RONALD P 500 UNION STREET SUITE 810 SEATTLE WA 98101 1 1 0 0 CEO and President Common Stock 2018-01-16 4 A 0 100000 0.25 A 120934 D Common Stock 3334 I . Common Stock 1467 I . Common Stock 20335 I . Common Stock 110001 I . Common Stock 2014 I . Option to Purchase Common Stock 22.50 2020-05-09 Common Stock 13334 0 D Option to Purchase Common Stock 19.50 2022-06-05 Common Stock 6667 0 D Held by Dia Armenta, the Reporting Person's wife. Held by Ronald Erickson, the Reporting Person and Dia Armenta, the Reporting Person's wife. Held by Juliz Limited Partnership- Family LP. Held by J3E2A2Z Limited Partnership. Held by Cerillion N4, an entity that is 50% owned by Dia Armenta, the Reporting Person's wife. Option shares fully-vested quarterly over 2 years commencing 05/10/2010. Option shares fully-vested quarterly over 1 year commencing 06/05/2012. /s/ Ronald P. Erickson 2018-01-18