-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FEhxtCyeS4qHeBF2r8qrU3Yy7/aWqtMV14bTtvr8TL8DiyhSZJ/JMmvDtikE5JzS VeFdOCQZCVjCG0nFE08QVA== 0001157523-07-003660.txt : 20070417 0001157523-07-003660.hdr.sgml : 20070417 20070417135306 ACCESSION NUMBER: 0001157523-07-003660 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20070416 ITEM INFORMATION: Other Events FILED AS OF DATE: 20070417 DATE AS OF CHANGE: 20070417 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VISUALANT INC CENTRAL INDEX KEY: 0001074828 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 911948357 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-30262 FILM NUMBER: 07770326 BUSINESS ADDRESS: STREET 1: 500 UNION STREET STREET 2: SUITE 406 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-903-1351 MAIL ADDRESS: STREET 1: 500 UNION STREET STREET 2: SUITE 406 CITY: SEATTLE STATE: WA ZIP: 98101 FORMER COMPANY: FORMER CONFORMED NAME: Visualant, INC DATE OF NAME CHANGE: 20050106 FORMER COMPANY: FORMER CONFORMED NAME: STARBERRYS CORP DATE OF NAME CHANGE: 20020918 FORMER COMPANY: FORMER CONFORMED NAME: CIGAR KING CORP DATE OF NAME CHANGE: 19990127 8-K 1 a5378741.htm VISUALANT, INC. 8-K Visualant, Inc. 8-K
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
__________________
 
FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report: April 16, 2007
____________________
 
VISUALANT, INCORPORATED
                                                                                                                           
(Exact name of Registrant as specified in its charter)

Nevada
 
             0-25541
 
91-1948357
(State or jurisdiction of   
 incorporation)
 
                (Commission File No.)
 
(IRS Employer
Identification No.)
 
500 Union Street, Suite 406
Seattle, Washington 98101
(206) 903-1351
(Address of Registrant’s principal executive office
and telephone number)
___________________________________________


Section 8 - Other Events
 
Item 8.01 Other Events
Announcement of selection of Kaufman Bros., L.P. (KBRO) to act as Visualant’s exclusive financial advisor and placement agent to assist the Company with execution of strategic business and corporate development strategies.

 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Registrant:
   VISUALANT, INCORPORATED
 
 
 
 
   By:
 
Registrant: VISUALANT, INCORPORATED
 
 /s/ Ronald P. Erickson__________ 
Ronald P. Erickson, Chairman

Dated: April 16, 2006
EX-99.1 CHARTER 2 a5378741ex99_1.htm EXHIBIT 99.1 Exhibit 99.1
 
 PRESS RELEASE
 Contact
 For Immediate Release
 Lynn  Felsinger 
 
 Visualant, Inc.
   
 
 206.903.1351 phone
 
 206.903.1352 fax
 
 lynn@visualant.net
 
 
Visualant Names Kaufman Bros., L.P. as Exclusive Financial Advisor 
 
Seattle, WA., April 16, 2007/Business Wire-Visualant, Inc. (OTC BB: VSUL), a technology company developing spectral data-based security and quality control solutions, today announced the selection of Kaufman Bros., L.P. (KBRO) to act as its exclusive financial advisor and placement agent to assist the Company with execution of strategic business and corporate development strategies.

"KBRO is a leading provider of investment banking and advisory services to the technology, media communications and homeland security industries," said Brad Sparks, President and Chief Executive Officer of Visualant. "We are very pleased that they have seen our technology and have chosen to work with us to meet our financial needs."

About Visualant, Inc. 

Visualant, Inc. develops low-cost, high-speed, light-based security and quality control solutions available for use in homeland security, anti-counterfeiting, forgery/fraud prevention, brand protection and process control applications. Our patent-pending technology uses controlled illumination with specific bands of light, measures and records what is seen, and manages data gathered in an innovative manner enabling our devices to establish a unique spectral signature for both individual and classes of items. Those spectral signatures, when matched against existing databases, allow precise identification and authentication of any item or substance. Our common stock is listed on the OTC Bulletin Board under the symbol, "VSUL".

About Kaufman Bros,.L.P.

Kaufman Bros., L.P. is a research-based, full-service investment bank, securities trading firm and brokerage operation serving the communications, media and technology universe. Drawing on a team of industry veterans and a strategic group of limited partners, Kaufman Bros. integrates financial, technical, operational, international and legal expertise to provide accurate and comprehensive analysis of industry trends to a range of communications, media and technology companies and professional investors.
 

 
The statements made by Visualant, Inc. in this press release may be forward-looking in nature and are made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995.  Such forward-looking statements describe the Company’s future plans, projections, strategies and expectations, and may be identified by words such as "expects”, "anticipates”, "intends”, "plans”," "believes”, "seeks”, "estimates" or words of similar meaning.  These forward-looking statements are based on assumptions and involve a number of risks, uncertainties, situations and other factors that may cause our or our industry’s actual results, level of activity, performance or achievements to be materially different from any future results, level of activity, performance or achievements expressed or implied by these statements.  These factors include changes in interest rates, market competition, changes in the local and national economies, and various other factors detailed from time to time in Visualant, Inc. SEC reports and filings, including our Annual Report on Form 10-KSB and subsequent Quarterly Reports on Form 10-QSB and Current Report on Form 8-K.  The Company undertakes no obligation to update publicly any forward-looking statements to reflect new information, events or circumstances after the date hereof to reflect the occurrence of unanticipated events.
 
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