0001181431-14-038726.txt : 20141212 0001181431-14-038726.hdr.sgml : 20141212 20141212161017 ACCESSION NUMBER: 0001181431-14-038726 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141211 FILED AS OF DATE: 20141212 DATE AS OF CHANGE: 20141212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Quintiles Transnational Holdings Inc. CENTRAL INDEX KEY: 0001478242 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 271341991 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4820 EMPEROR BLVD. CITY: DURHAM STATE: NC ZIP: 27703 BUSINESS PHONE: 919-998-2000 MAIL ADDRESS: STREET 1: 4820 EMPEROR BLVD. CITY: DURHAM STATE: NC ZIP: 27703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GREENBERG JACK M CENTRAL INDEX KEY: 0001074611 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35907 FILM NUMBER: 141283751 MAIL ADDRESS: STREET 1: 333 WEST WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 4 1 rrd419552.xml FORM 4 - GREENBERG X0306 4 2014-12-11 0 0001478242 Quintiles Transnational Holdings Inc. Q 0001074611 GREENBERG JACK M C/O QUINTILES TRANSNATIONAL HOLDINGS INC 4820 EMPEROR BLVD. DURHAM NC 27703 1 0 0 0 Common Stock 2014-12-11 4 X 0 16908 15.88 A 27081 I See footnote Common Stock 2014-12-11 4 S 0 16908 57.25 D 10173 I See footnote Common Stock 2014-12-11 4 X 0 6600 21.2 A 7500 D Common Stock 2014-12-11 4 S 0 6600 57.41 D 900 D Common Stock 14827 I See footnote Stock Option (Right to Buy) 15.88 2014-12-11 4 X 0 16908 0 D 2018-06-01 Common Stock 16908 0 I See footnote Stock Option (Right to Buy) 21.2 2014-12-11 4 X 0 6600 0 D 2021-09-12 Common Stock 6600 0 D Stock Option (Right to Buy) 15.88 2018-06-01 Common Stock 8092 8092 I See footnote Stock Option (Right to Buy) 21.2 2021-09-12 Common Stock 3400 3400 I See footnote The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2014. The shares are held for the benefit of members of the reporting person's family. The reporting person may be deemed to have voting and dispositive power over the shares held for the benefit of members of his family. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein. The price reported in column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $57.20 to $57.34, inclusive. The reporting person undertakes to provide to Quintiles Transnational Holdings Inc., any security holder of Quintiles Transnational Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4. This amount includes 900 restricted stock units ("RSUs") granted to the reporting person under the Quintiles Transnational Holdings Inc. 2013 Stock Incentive Plan on May 12, 2014. The price reported in column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $57.34 to $57.53, inclusive. The reporting person undertakes to provide to Quintiles Transnational Holdings Inc., any security holder of Quintiles Transnational Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (5) to this Form 4. This amount consists solely of RSUs. Options granted to the reporting person under the Quintiles Transnational Holdings Inc. 2008 Stock Incentive Plan to purchase a total of 25,000 shares of Quintiles Transnational Holdings Inc. common stock, all of which are held for the benefit of members of the reporting person's family and of which 8,500 vested on June 1, 2009 and 8,250 vested on each of June 1, 2010 and June 1, 2011. The reporting person may be deemed to have voting and dispositive power over the options held for the benefit of members of his family. The reporting person disclaims beneficial ownership of the options except to the extent of his pecuniary interest therein. Options granted to the reporting person under the Quintiles Transnational Holdings Inc. 2008 Stock Incentive Plan to purchase 6,600 shares of Quintiles Transnational Holdings Inc. common stock, of which 3,300 vested on each of September 12, 2013 and September 12, 2014. Options granted to the reporting person under the Quintiles Transnational Holdings Inc. 2008 Stock Incentive Plan to purchase 3,400 shares of Quintiles Transnational Holdings Inc. common stock, all of which are held for the benefit of members of the reporting person's family and vested on June 1, 2011. The reporting person may be deemed to have voting and dispositive power over the options held for the benefit of members of his family. The reporting person disclaims beneficial ownership of the options except to the extent of his pecuniary interest therein. /s/ James Erlinger III, Attorney-in-Fact for Jack M. Greenberg 2014-12-11