-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TZtgEQVleuYlZJUho05YmfTHisn/xI3ezzINcskkfTbVrL3xXkl2xLOY41zSv+q8 r97hLirdPpiQyKkNBb8p1A== 0001245258-06-000012.txt : 20060316 0001245258-06-000012.hdr.sgml : 20060316 20060316193544 ACCESSION NUMBER: 0001245258-06-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060310 FILED AS OF DATE: 20060316 DATE AS OF CHANGE: 20060316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SERENA SOFTWARE INC CENTRAL INDEX KEY: 0001073967 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942669809 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 2755 CAMPUS DRIVE STREET 2: 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403-2538 BUSINESS PHONE: 6505226600 MAIL ADDRESS: STREET 1: 2755 CAMPUS DRIVE STREET 2: 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403-2538 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BASS CARL CENTRAL INDEX KEY: 0001221137 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25285 FILM NUMBER: 06693684 MAIL ADDRESS: STREET 1: C/O AUTODESK INC STREET 2: 111 MELNNIS PARKWAY CITY: SAN RAFAEL STATE: CA ZIP: 94903 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2006-03-10 1 0001073967 SERENA SOFTWARE INC SRNA 0001221137 BASS CARL 2755 CAMPUS DRIVE, 3RD FLOOR SAN MATEO CA 94403-2538 1 0 0 0 Non-Qualified Stock Option (right to buy) 20.97 2006-03-10 4 J 0 37500 0 D 2006-03-10 2014-01-13 Common Stock 37500 0 D Non-Qualified Stock Option (right to buy) 21.5 2006-03-10 4 J 0 15000 0 D 2006-02-01 2015-02-01 Common Stock 15000 0 D As a result of the merger of Spyglass Merger Corp. with and into the Issuer, the option thereafter became exercisable, after payment of the exercise price, for $24.00 per share in cash, without interest. Prior to 3/10/06, such option would become vested and exercisable with respect to 1/4 of the shares underlying such option on 1/13/05 and would become vested and exercisable with respect to the remaining shares underlying such option in equal installments on each one-month anniversary of 1/13/05 until 1/13/08, at which time such option would be fully vested and exercisable. Immediately prior to the effective time of the merger of Spyglass Merger Corp. with and into the Issuer, the option became fully vested and exercisable with respect to all shares underlying such option that were not previously vested and exerciable. CARL BASS 2006-03-16 -----END PRIVACY-ENHANCED MESSAGE-----