-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C02y62TflxlDUD82S7UOepewU/11snp0+DTU9dCQmJlTTzJD5qPBjRciz2mlpJxW Xmn1PZ0E8G7eSM6afWZdlw== 0001245258-05-000019.txt : 20050308 0001245258-05-000019.hdr.sgml : 20050308 20050308173935 ACCESSION NUMBER: 0001245258-05-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050307 FILED AS OF DATE: 20050308 DATE AS OF CHANGE: 20050308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELLIS L EVAN JR CENTRAL INDEX KEY: 0001208741 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25285 FILM NUMBER: 05667617 MAIL ADDRESS: STREET 1: 2755 CAMPUS DR STREET 2: 3RD FL CITY: SAN MATEO STATE: CA ZIP: 94403-2538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SERENA SOFTWARE INC CENTRAL INDEX KEY: 0001073967 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942669809 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 2755 CAMPUS DRIVE STREET 2: 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403-2538 BUSINESS PHONE: 6505226600 MAIL ADDRESS: STREET 1: 2755 CAMPUS DRIVE STREET 2: 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403-2538 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2005-03-07 0 0001073967 SERENA SOFTWARE INC SRNA 0001208741 ELLIS L EVAN JR 2755 CAMPUS DRIVE, 3RD FLOOR SAN MATEO CA 94403-2538 0 1 0 0 Sr VP of Worldwide Ops Common Stock 2005-03-07 4 M 0 13816 13.55 A 15419 D Common Stock 2005-03-07 4 S 0 13816 23.502 D 1603 D Common Stock 2005-03-07 4 M 0 2 9.07 A 1605 D Common Stock 2005-03-07 4 S 0 2 23.502 D 1603 D Common Stock 2005-03-07 4 M 0 4688 9.07 A 6291 D Common Stock 2005-03-07 4 S 0 4688 23.502 D 1603 D Incentive Stock Option (right to buy) 9.07 2005-03-07 4 M 0 2 0 D 2012-08-14 Common Stock 2 11026 D Non-Qualified Stock Option (right to buy) 9.07 2005-03-07 4 M 0 4688 0 D 2012-08-14 Common Stock 4688 17100 D Non-Qualified Stock Option (right to buy) 13.55 2005-03-07 4 M 0 13816 0 D 2011-08-15 Common Stock 13816 16184 D This sale was subject to a prearranged 10b5-1 Sales Plan. The option vests over a period of four years with 25% of the shares subject thereto vesting on the first anniversary of the date of grant and the remaining shares vesting ratably on a monthly basis thereafter. The 1,603 shares listed in Table I, Section 5, include 403 shares purchased on December 1, 2004 through the Employee Stock Purchase Plan. L. EVAN ELLIS, JR. 2005-03-08 -----END PRIVACY-ENHANCED MESSAGE-----