-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lbkv3Vf6GMDI3aILviOgSa2auXfJyxKsdu2HStnjttkk9kxKFzlkUDaxAD9Iy+X3 k2tafldjvvNbBmEn3E0seg== 0001245258-04-000058.txt : 20041209 0001245258-04-000058.hdr.sgml : 20041209 20041209142932 ACCESSION NUMBER: 0001245258-04-000058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041207 FILED AS OF DATE: 20041209 DATE AS OF CHANGE: 20041209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SERENA SOFTWARE INC CENTRAL INDEX KEY: 0001073967 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942669809 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 2755 CAMPUS DRIVE STREET 2: 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403-2538 BUSINESS PHONE: 6505226600 MAIL ADDRESS: STREET 1: 2755 CAMPUS DRIVE STREET 2: 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403-2538 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WOODWARD MARK CENTRAL INDEX KEY: 0001022826 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25285 FILM NUMBER: 041192911 BUSINESS ADDRESS: STREET 1: C/O MCAFEE ASSOCIATES INC STREET 2: 2710 WALSH AVE CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4089883832 MAIL ADDRESS: STREET 1: 2755 CAMPUS DR STREET 2: 3RD FL CITY: SAN MATEO STATE: CA ZIP: 95051 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2004-12-07 0 0001073967 SERENA SOFTWARE INC SRNA 0001022826 WOODWARD MARK 2755 CAMPUS DRIVE, 3RD FLOOR SAN MATEO CA 94403-2538 1 1 0 0 President and CEO Common Stock 2004-12-07 4 M 0 21500 16.08 A 25031 D Common Stock 2004-12-07 4 S 0 21500 22.031 D 3531 D Common Stock 2004-12-07 4 M 0 7500 14.66 A 11031 D Common Stock 2004-12-07 4 S 0 7500 22.031 D 3531 D Non-Qualified Stock Option (right to buy) 14.66 2004-12-07 4 M 0 7500 0 D 2013-02-19 Common Stock 7500 62500 D Non-Qualified Stock Option (right to buy) 16.08 2004-12-07 4 M 0 21500 0 D 2012-03-01 Common Stock 21500 166064 D This sale was subject to a prearranged 10b5-1 Sales Plan. The option vests over a period of four years with 25% of the shares subject thereto vesting on the first anniversary of the date of grant and the remaining shares vesting ratably on a monthly basis thereafter. MARK E. WOODWARD 2004-12-08 -----END PRIVACY-ENHANCED MESSAGE-----