-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Err/tYZb1IIW41UiDcVhN2ZUsJDagr4goiKqz3RNzDitH0kyVAc48tiCgpt3dQv7 4yv4Q3Kn9s1LNeuzubTCaQ== 0001245258-04-000057.txt : 20041207 0001245258-04-000057.hdr.sgml : 20041207 20041207164345 ACCESSION NUMBER: 0001245258-04-000057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041206 FILED AS OF DATE: 20041207 DATE AS OF CHANGE: 20041207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SERENA SOFTWARE INC CENTRAL INDEX KEY: 0001073967 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942669809 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 2755 CAMPUS DRIVE STREET 2: 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403-2538 BUSINESS PHONE: 6505226600 MAIL ADDRESS: STREET 1: 2755 CAMPUS DRIVE STREET 2: 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403-2538 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STRIMAITIS VITA CENTRAL INDEX KEY: 0001208742 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25285 FILM NUMBER: 041188819 MAIL ADDRESS: STREET 1: 2755 CAMPUS DR STREET 2: 3RD FL CITY: SAN MATEO STATE: CA ZIP: 94403-2538 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2004-12-06 0 0001073967 SERENA SOFTWARE INC SRNA 0001208742 STRIMAITIS VITA 2755 CAMPUS DRIVE, 3RD FLOOR SAN MATEO CA 94403-2538 0 1 0 0 Sr. VP, General Counsel & Sec. Common Stock 2004-12-06 4 M 0 3125 16.08 A 6855 D Common Stock 2004-12-06 4 S 0 3125 21.83 D 3730 D Non-Qualified Stock Option (right to buy) 16.08 2004-12-06 4 M 0 3125 0 D 2012-03-01 Common Stock 3125 4912 D This sale was subject to a prearranged 10b5-1 Sales Plan. The option vests over a period of four years with 25% of the shares subject thereto vesting on the first anniversary of the date of grant and the remaining shares vesting ratably on a monthly basis thereafter. The 3,730 shares in Table I, Section 5, Amount of Securities Beneficially Owned Following Reported Transactions(s), include reporting person's purchase of 482 shares on December 1, 2004 through the Employee Stock Purchase Plan. VITA A. STRIMAITIS 2004-12-07 -----END PRIVACY-ENHANCED MESSAGE-----