-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DvWrHHsxwMJQpk7YEtjoDUyl85z6cGDEMc+MtywcTGWOOXm/uo47TyfWdhsK+//B sofoIIbUBnbGgMl+cFS+Sw== 0001245258-04-000042.txt : 20040910 0001245258-04-000042.hdr.sgml : 20040910 20040910205119 ACCESSION NUMBER: 0001245258-04-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040910 FILED AS OF DATE: 20040910 DATE AS OF CHANGE: 20040910 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SERENA SOFTWARE INC CENTRAL INDEX KEY: 0001073967 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942669809 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 2755 CAMPUS DRIVE STREET 2: 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403-2538 BUSINESS PHONE: 6505226600 MAIL ADDRESS: STREET 1: 2755 CAMPUS DRIVE STREET 2: 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403-2538 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TROXEL DOUGLAS D CENTRAL INDEX KEY: 0001105995 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25285 FILM NUMBER: 041026581 BUSINESS ADDRESS: STREET 1: 500 AIRPORT BLVD 2ND FLOOR CITY: BURLINGAME STATE: CA ZIP: 94010-1904 BUSINESS PHONE: 6506961800 MAIL ADDRESS: STREET 1: 2755 CAMPUS DR STREET 2: 3RD FL CITY: SAN MATEO STATE: CA ZIP: 94403-2538 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2004-09-10 0 0001073967 SERENA SOFTWARE INC SRNA 0001105995 TROXEL DOUGLAS D 2755 CAMPUS DRIVE, 3RD FLOOR SAN MATEO CA 94403-2538 1 1 1 0 Chairman of the Board; CTO Common Stock 2004-09-10 4 S 0 200000 16 D 12533125 I by DDT Living Trust Common Stock 10646 I KDT Trust Common Stock 6778 I MDT Trust Common Stock 6778 I SGT Trust Common Stock 1177100 I by Troxel Inv. LP Common Stock 325000 I by Troxel LLC This sale was subject to a prearranged 10b5-1 Sales Plan. DOUGLAS TROXEL 2004-09-10 -----END PRIVACY-ENHANCED MESSAGE-----