-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KAQM7Qmr/Lc2/AYLBldLEiqGxVaI6/dk9hwVL4pxApQEvNwZKhp1Uf6yWljRl+zf stFbYH7c7diyhE/xwSeCfw== 0001245258-04-000035.txt : 20040827 0001245258-04-000035.hdr.sgml : 20040827 20040827123243 ACCESSION NUMBER: 0001245258-04-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040825 FILED AS OF DATE: 20040827 DATE AS OF CHANGE: 20040827 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SERENA SOFTWARE INC CENTRAL INDEX KEY: 0001073967 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942669809 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 2755 CAMPUS DRIVE STREET 2: 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403-2538 BUSINESS PHONE: 6505226600 MAIL ADDRESS: STREET 1: 2755 CAMPUS DRIVE STREET 2: 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403-2538 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TROXEL DOUGLAS D CENTRAL INDEX KEY: 0001105995 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25285 FILM NUMBER: 041001447 BUSINESS ADDRESS: STREET 1: 500 AIRPORT BLVD 2ND FLOOR CITY: BURLINGAME STATE: CA ZIP: 94010-1904 BUSINESS PHONE: 6506961800 MAIL ADDRESS: STREET 1: 2755 CAMPUS DR STREET 2: 3RD FL CITY: SAN MATEO STATE: CA ZIP: 94403-2538 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2004-08-25 0 0001073967 SERENA SOFTWARE INC SRNA 0001105995 TROXEL DOUGLAS D 2755 CAMPUS DRIVE, 3RD FLOOR SAN MATEO CA 94403-2538 1 1 1 0 Chairman of the Board; CTO Common Stock 2004-08-25 4 J 0 10646 0 A 10646 I KDT Trust Common Stock 2004-08-25 4 J 0 6778 0 A 6778 I MDT Trust Common Stock 2004-08-25 4 J 0 6778 0 A 6778 I SGT Trust Common Stock 2004-08-25 4 J 0 10646 0 D 1190656 I by Troxel Inv. LP Common Stock 2004-08-25 4 J 0 6778 0 D 1183878 I by Troxel Inv. LP Common Stock 2004-08-25 4 J 0 6778 0 D 1177100 I by Troxel Inv. LP Common Stock 12933125 I by DDT Living Trust Common Stock 325000 I by Troxel LLC On August 25, 2004 Troxel Investments, L.P. distributed 10,646 shares to Kenneth Dean Troxel, a limited partner. The shares were deposited in the Kenneth Dean Troxel Irrevocable Trust, of which Mr. Troxel is the Trustee. On August 25, 2004 Troxel Investments, L.P. distributed 6,778 shares to Michael Douglas Troxel, a limited partner. The shares were deposited in the Michael Douglas Troxel Irrevocable Trust, of which Mr. Troxel is the Trustee. On August 25, 2004 Troxel Investments, L.P. distributed 6,778 shares to Sergei George Troxel, a limited partner. The shares were deposited in the Sergei George Troxel Irrevocable Trust, of which Mr. Troxel is the Trustee. DOUGLAS TROXEL 2004-08-26 -----END PRIVACY-ENHANCED MESSAGE-----