-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T/r185rCoUJITYjMBjnqVTIkzUw5I5cgBAAFaPtuAiVCfW9aYSHKJvGGh4t/DhpP JLxNCrzMBDRL8ar88u/STw== 0001245258-04-000033.txt : 20040820 0001245258-04-000033.hdr.sgml : 20040820 20040820155045 ACCESSION NUMBER: 0001245258-04-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040818 FILED AS OF DATE: 20040820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Theobald Carl CENTRAL INDEX KEY: 0001301070 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25285 FILM NUMBER: 04989053 BUSINESS ADDRESS: BUSINESS PHONE: 650-522-6553 MAIL ADDRESS: STREET 1: 2755 CAMPUS DRIVE, 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403-2538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SERENA SOFTWARE INC CENTRAL INDEX KEY: 0001073967 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942669809 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 2755 CAMPUS DRIVE STREET 2: 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403-2538 BUSINESS PHONE: 6505226600 MAIL ADDRESS: STREET 1: 2755 CAMPUS DRIVE STREET 2: 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403-2538 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2004-08-18 0 0001073967 SERENA SOFTWARE INC SRNA 0001301070 Theobald Carl 2755 CAMPUS DRIVE, 3RD FLOOR SAN MATEO CA 94403-2538 0 1 0 0 Sr. VP, R&D Non-Qualified Stock Option (right to buy) 15.36 2004-08-18 4 A 0 175000 0 A 2014-08-18 Common Stock 175000 175000 D The option vests over a period of four years with 25% of the shares subject thereto vesting on the first anniversary of the date of grant and the remaining shares vesting ratably on a monthly basis thereafter. CARL THEOBALD 2004-08-20 -----END PRIVACY-ENHANCED MESSAGE-----