-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LSvS1OEwPzfEsU6HQAzWI/Qj19fjOv8/m914jkOA7S8/uO9W5+WfU8kCCsRifaWh j07icZbPYJ7GxXndJu32cw== 0001245258-04-000028.txt : 20040527 0001245258-04-000028.hdr.sgml : 20040527 20040527161145 ACCESSION NUMBER: 0001245258-04-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040525 FILED AS OF DATE: 20040527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PENDER ROBERT I JR CENTRAL INDEX KEY: 0001208740 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25285 FILM NUMBER: 04835321 MAIL ADDRESS: STREET 1: 2755 CAMPUS DR STREET 2: 3RD FL CITY: SAN MATEO STATE: CA ZIP: 94403-2538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SERENA SOFTWARE INC CENTRAL INDEX KEY: 0001073967 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942669809 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 2755 CAMPUS DRIVE STREET 2: 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403-2538 BUSINESS PHONE: 6505226600 MAIL ADDRESS: STREET 1: 2755 CAMPUS DRIVE STREET 2: 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403-2538 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2004-05-25 0 0001073967 SERENA SOFTWARE INC SRNA 0001208740 PENDER ROBERT I JR 2755 CAMPUS DRIVE, 3RD FLOOR SAN MATEO CA 94403-2538 1 1 0 0 Sr. VP Finance & Admin; CFO Common Stock 2004-05-25 4 M 0 8496 16.08 A 8496 D Common Stock 2004-05-25 4 S 0 8496 20.812 D 0 D Common Stock 2004-05-25 4 M 0 7812 9.07 A 7812 D Common Stock 2004-05-25 4 S 0 7812 20.812 D 0 D Common Stock 2004-05-25 4 M 0 11692 14.66 A 11692 D Common Stock 2004-05-25 4 S 0 11692 20.812 D 0 D Non-Qualified Stock Option (right to buy) 9.07 2004-05-25 4 M 0 7812 20.812 D 2012-08-14 Common Stock 7812 70312 D Non-Qualified Stock Option (right to buy) 14.66 2004-05-25 4 M 0 11692 20.812 D 2013-02-19 Common Stock 11692 51667 D Non-Qualified Stock Option (right to buy) 16.08 2004-05-25 4 M 0 8496 20.812 D 2012-03-01 Common Stock 8496 129068 D This sale was subject to a prearranged 10b5-1 Sales Plan. The option vests over a period of four years with 25% of the shares subject thereto vesting on the first anniversary of the date of grant and the remaining shares vesting ratably on a monthly basis thereafter. ROBERT I. PENDER, JR. 2004-05-27 -----END PRIVACY-ENHANCED MESSAGE-----