-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NGtfQaBsjtpWFCbdyDVbSpIqt/MV7b0+SeMziomM3YyDUkRR3z38O7yuYR/yx1We 8VaXoPC5I1r34kTONjIqzw== 0001245258-04-000018.txt : 20040312 0001245258-04-000018.hdr.sgml : 20040312 20040312153709 ACCESSION NUMBER: 0001245258-04-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040311 FILED AS OF DATE: 20040312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: UNGERMAN JERRY T CENTRAL INDEX KEY: 0001208744 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25285 FILM NUMBER: 04666026 MAIL ADDRESS: STREET 1: 2755 CAMPUS DR STREET 2: 3RD FL CITY: SAN MATEO STATE: CA ZIP: 94403-2538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SERENA SOFTWARE INC CENTRAL INDEX KEY: 0001073967 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942669809 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 2755 CAMPUS DRIVE STREET 2: 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403-2538 BUSINESS PHONE: 6505226600 MAIL ADDRESS: STREET 1: 2755 CAMPUS DRIVE STREET 2: 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403-2538 4 1 edgardoc.xml PRIMARY DOCUMENT X0201 4 2004-03-11 0 0001073967 SERENA SOFTWARE INC SRNA 0001208744 UNGERMAN JERRY T 2755 CAMPUS DRIVE, 3RD FLOOR SAN MATEO CA 94403-2538 0 0 0 1 Former Director Common Stock 2004-03-11 4 M 0 10037 16.08 A 10037 D Common Stock 2004-03-11 4 S 0 10037 19.731 D 0 D Non-Qualified Stock Option (right to buy) 16.08 2004-03-11 4 M 0 10037 19.731 D 2012-03-01 Common Stock 10037 0 D 100% of these shares shall become exercisable on the anniversary date of the grant, provided that the Optionee continues to serve as a Director on such date. JERRY T. UNGERMAN 2004-03-12 -----END PRIVACY-ENHANCED MESSAGE-----