-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CLG3fzD8V6Zgf6NAM9cRG125frPIeUDyc0m4sAIGWoPYk5QKqwyW+cq6Eq4P8+wb hOuU9VxhmZYkSOsUc/BN2A== 0001245258-04-000017.txt : 20040312 0001245258-04-000017.hdr.sgml : 20040312 20040312140421 ACCESSION NUMBER: 0001245258-04-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040310 FILED AS OF DATE: 20040312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: UNGERMAN JERRY T CENTRAL INDEX KEY: 0001208744 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25285 FILM NUMBER: 04665510 MAIL ADDRESS: STREET 1: 2755 CAMPUS DR STREET 2: 3RD FL CITY: SAN MATEO STATE: CA ZIP: 94403-2538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SERENA SOFTWARE INC CENTRAL INDEX KEY: 0001073967 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942669809 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 2755 CAMPUS DRIVE STREET 2: 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403-2538 BUSINESS PHONE: 6505226600 MAIL ADDRESS: STREET 1: 2755 CAMPUS DRIVE STREET 2: 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403-2538 4 1 edgardoc.xml PRIMARY DOCUMENT X0201 4 2004-03-10 1 0001073967 SERENA SOFTWARE INC SRNA 0001208744 UNGERMAN JERRY T 2755 CAMPUS DRIVE, 3RD FLOOR SAN MATEO CA 94403-2538 0 0 0 1 Former Director Common Stock 2004-03-10 4 M 0 4963 16.08 A 4963 D Common Stock 2004-03-10 4 S 0 4963 19.848 D 0 D Common Stock 2004-03-10 4 M 0 15000 14.849 A 15000 D Common Stock 2004-03-10 4 S 0 15000 19.848 D 0 D Non-Qualified Stock Option (right to buy) 14.849 2004-03-10 4 M 0 15000 19.848 D 2013-02-01 Common Stock 15000 0 D Non-Qualified Stock Option (right to buy) 16.08 2004-03-10 4 M 0 4963 19.848 D 2012-03-01 Common Stock 4963 10037 D 100% of these shares shall become exercisable on the anniversary date of the grant, provided that the Optionee continues to serve as a Director on such date. JERRY T. UNGERMAN 2004-03-12 -----END PRIVACY-ENHANCED MESSAGE-----