-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gmuoezozm8WH3nljdoUGt2Wc8pqQPevpc4gmoyRvrELjqs1KFy8y43Nj4PTem11r DcX/TxwfuuT3dDxpvRrrBw== 0001245258-03-000024.txt : 20031126 0001245258-03-000024.hdr.sgml : 20031126 20031126164437 ACCESSION NUMBER: 0001245258-03-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031125 FILED AS OF DATE: 20031126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SERENA SOFTWARE INC CENTRAL INDEX KEY: 0001073967 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942669809 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 2755 CAMPUS DRIVE STREET 2: 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403-2538 BUSINESS PHONE: 6505226600 MAIL ADDRESS: STREET 1: 2755 CAMPUS DRIVE STREET 2: 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403-2538 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TROXEL DOUGLAS D CENTRAL INDEX KEY: 0001105995 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25285 FILM NUMBER: 031027077 BUSINESS ADDRESS: STREET 1: 500 AIRPORT BLVD 2ND FLOOR CITY: BURLINGAME STATE: CA ZIP: 94010-1904 BUSINESS PHONE: 6506961800 MAIL ADDRESS: STREET 1: 2755 CAMPUS DR STREET 2: 3RD FL CITY: SAN MATEO STATE: CA ZIP: 94403-2538 4 1 edgardoc.xml PRIMARY DOCUMENT X0201 4 2003-11-25 0 0001073967 SERENA SOFTWARE INC SRNA 0001105995 TROXEL DOUGLAS D 2755 CAMPUS DRIVE, 3RD FLOOR SAN MATEO CA 94403-2538 1 1 1 0 Chairman of the Board; CTO Common Stock 2003-11-25 4 G 0 300000 D 13858125 I by DDT Living Trust Common Stock 2003-11-25 4 Z 0 425000 D 13433125 I by DDT Living Trust Common Stock 2003-11-25 4 S 0 50000 19.03 D 1357302 I by Troxel Inv. LP Common Stock 2003-11-25 4 J 0 425000 A 425000 I by Troxel LLC Represents transfer of shares from the DDT Living Trust to Private Charitable Foundation. Mr. Troxel does not have any pecuniary interest in such shares. Represents transfer of shares from DDT Living Trust to LLC. This sale was subject to a prearranged 10b5-1 Sales Plan. Represents transfer of shares from DDT Living Trust to LLC. DOUGLAS TROXEL 2003-11-26 -----END PRIVACY-ENHANCED MESSAGE-----