-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U1JG3MEuRo1JHIAJ/kluu5SJYWbZgm7Pw+4MifqlPSHBUDY5Bnwo5KfjpRNv8Fs7 kQF2+KgINxG+4Nm+eG7yZw== 0001245258-03-000023.txt : 20031126 0001245258-03-000023.hdr.sgml : 20031126 20031126164321 ACCESSION NUMBER: 0001245258-03-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031125 FILED AS OF DATE: 20031126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SERENA SOFTWARE INC CENTRAL INDEX KEY: 0001073967 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942669809 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 2755 CAMPUS DRIVE STREET 2: 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403-2538 BUSINESS PHONE: 6505226600 MAIL ADDRESS: STREET 1: 2755 CAMPUS DRIVE STREET 2: 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403-2538 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WOODWARD MARK CENTRAL INDEX KEY: 0001022826 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25285 FILM NUMBER: 031027036 BUSINESS ADDRESS: STREET 1: C/O MCAFEE ASSOCIATES INC STREET 2: 2710 WALSH AVE CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4089883832 MAIL ADDRESS: STREET 1: 2755 CAMPUS DR STREET 2: 3RD FL CITY: SAN MATEO STATE: CA ZIP: 95051 4 1 edgardoc.xml PRIMARY DOCUMENT X0201 4 2003-11-25 0 0001073967 SERENA SOFTWARE INC SRNA 0001022826 WOODWARD MARK 2755 CAMPUS DRIVE, 3RD FLOOR SAN MATEO CA 94403-2538 1 1 0 0 President and CEO Common Stock 2003-11-25 4 M 0 9375 9.07 A 11141 D Common Stock 2003-11-25 4 S 0 9375 18.921 D 1766 D Non-Qualified Stock Option (right to buy) 9.07 2003-11-25 4 M 0 9375 18.921 D 2012-08-14 Common Stock 9375 103123 D This sale was subject to a prearranged 10b5-1 Sales Plan. The option vests over a period of four years with 25% of the shares subject thereto vesting on the first anniversary of the date of grant and the remaining shares vesting ratably on a monthly basis thereafter. MARK E. WOODWARD 2003-11-26 -----END PRIVACY-ENHANCED MESSAGE-----