-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mv40KpX4fAG/plBamD7dZZVk0XEgBeCmuP2PfSc8ttEQcPnYnxffxRpjDPaoD+Ds 5diUzZJu4ZDC5LJ9yb0f+Q== 0001245258-03-000019.txt : 20030911 0001245258-03-000019.hdr.sgml : 20030911 20030911184908 ACCESSION NUMBER: 0001245258-03-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030910 FILED AS OF DATE: 20030911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELLIS L EVAN JR CENTRAL INDEX KEY: 0001208741 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25285 FILM NUMBER: 03892644 MAIL ADDRESS: STREET 1: 2755 CAMPUS DR STREET 2: 3RD FL CITY: SAN MATEO STATE: CA ZIP: 94403-2538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SERENA SOFTWARE INC CENTRAL INDEX KEY: 0001073967 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942669809 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 2755 CAMPUS DRIVE STREET 2: 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403-2538 BUSINESS PHONE: 6505226600 MAIL ADDRESS: STREET 1: 2755 CAMPUS DRIVE STREET 2: 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403-2538 4 1 edgardoc.xml PRIMARY DOCUMENT X0201 4 2003-09-10 0 0001073967 SERENA SOFTWARE INC SRNA 0001208741 ELLIS L EVAN JR 2755 CAMPUS DRIVE, 3RD FLOOR SAN MATEO CA 94403-2538 0 1 0 0 Sr VP of Worldwide Ops Incentive Stock Option (right to buy) 19.3 2003-09-10 4 A 0 3915 0 A 2013-09-10 Common Stock 3915 3915 D Non-Qualified Stock Option (right to buy) 19.3 2003-09-10 4 A 0 181085 0 A 2013-09-10 Common Stock 181085 181085 D The option vests over a period of four years with 25% of the shares subject thereto vesting on the first anniversary of the date of grant and the remaining shares vesting ratably on a monthly basis thereafter. L. EVAN ELLIS, JR. 2003-09-11 -----END PRIVACY-ENHANCED MESSAGE-----