-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T/6p6olexymTm8FVTmtnoe/qSuL5vhw2a00IJJlMBlVj9PQq3sHrZsACDWkcAdmx 4TY04jSx4sVMDSAZ9JoC4w== 0001245258-03-000006.txt : 20030827 0001245258-03-000006.hdr.sgml : 20030827 20030827180428 ACCESSION NUMBER: 0001245258-03-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030826 FILED AS OF DATE: 20030827 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PENDER ROBERT I JR CENTRAL INDEX KEY: 0001208740 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25285 FILM NUMBER: 03869403 MAIL ADDRESS: STREET 1: 2755 CAMPUS DR STREET 2: 3RD FL CITY: SAN MATEO STATE: CA ZIP: 94403-2538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SERENA SOFTWARE INC CENTRAL INDEX KEY: 0001073967 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942669809 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 500 AIRPORT BLVD 2ND FLOOR CITY: BURLINGTON STATE: CA ZIP: 54010 BUSINESS PHONE: 6506961800 4 1 edgardoc.xml PRIMARY DOCUMENT X0201 4 2003-08-26 0 0001073967 SERENA SOFTWARE INC SRNA 0001208740 PENDER ROBERT I JR 2755 CAMPUS DRIVE, 3RD FLOOR SAN MATEO CA 94403-2538 1 1 0 0 VP Finance & Admin; CFO Common Stock 2003-08-26 4 M 0 25000 9.07 A 50765 D Common Stock 2003-08-26 4 S 0 25000 18.055 D 25765 D Non-Qualified Stock Option (right to buy) 9.07 2003-08-26 4 M 0 25000 18.055 D 2012-08-14 Common Stock 25000 99997 D This sale was subject to a prearranged 10b5-1 Sales Plan. The option vests over a period of four years with 25% of the shares subject thereto vesting on the first anniversary of the date of grant and the remaining shares vesting ratably on a monthly basis thereafter. ROBERT I. PENDER, JR. 2003-08-27 -----END PRIVACY-ENHANCED MESSAGE-----