-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PXgluXqjOKCLAB0fF8a3yItE0axamTLW2vI31Ig1YYdwkuPsQeTkAyFesSaxMeJv 925P/QYINkOnZ0Av0xjFrg== 0001193125-09-187792.txt : 20090904 0001193125-09-187792.hdr.sgml : 20090904 20090904160926 ACCESSION NUMBER: 0001193125-09-187792 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090831 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20090904 DATE AS OF CHANGE: 20090904 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SERENA SOFTWARE INC CENTRAL INDEX KEY: 0001073967 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942669809 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-25285 FILM NUMBER: 091056335 BUSINESS ADDRESS: STREET 1: 2755 CAMPUS DRIVE STREET 2: 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403-2538 BUSINESS PHONE: 6505226600 MAIL ADDRESS: STREET 1: 2755 CAMPUS DRIVE STREET 2: 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403-2538 8-K 1 d8k.htm FORM 8-K Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):

August 31, 2009

 

 

Serena Software, Inc.

(Exact Name of Registrant as Specified in Charter)

 

 

 

Delaware   000-25285   94-2669809

(State or Other Jurisdiction

of Incorporation)

   (Commission File Number)  

(I.R.S. Employer

Identification No.)

 

1900 Seaport Boulevard

Redwood City, California

   94063-5587
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s telephone number, including area code: (650) 481-3400

 

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

(b) The employment of René Bonvanie, Senior Vice President, Marketing, Information Technology and Serena-On-Demand, with Serena Software, Inc. (“Serena”) terminated on August 31, 2009.

(e) Serena expects to enter into a severance agreement with Mr. Bonvanie that will provide him with severance benefits consisting of (i) the continuation of his base salary for a period of six (6) months following the termination of his employment with Serena, payable over such period in accordance with Serena’s customary payroll practices, (ii) COBRA continuation of his existing health coverage for a period of six (6) months following the termination of his employment with Serena, at no cost to Mr. Bonvanie, and (iii) an amount representing his semi-annual bonus under Serena’s FY 2010 Executive Annual Incentive Plan for the six month period ended July 31, 2009. The severance benefits will be contingent upon Mr. Bonvanie’s execution of a general release of claims in favor of the Serena and its affiliates and compliance with certain restrictive covenants, including a non-competition arrangement covering the duration of his salary continuation period.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

SERENA SOFTWARE, INC.
By:  

/s/    Edward Malysz

Name:   Edward F. Malysz
Title:   Senior Vice President,
  General Counsel

Date: September 4, 2009

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