-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, W2PBjqKdAwEZ6eU8Cjzp/nwuoTX9dA+qa8qsjXzPdXxgq3cMsy4E7MWGfuwzIi94 bhD0T98f23KPvwi2m4Wn+w== 0001181431-06-019060.txt : 20060321 0001181431-06-019060.hdr.sgml : 20060321 20060321061904 ACCESSION NUMBER: 0001181431-06-019060 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060310 FILED AS OF DATE: 20060321 DATE AS OF CHANGE: 20060321 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SERENA SOFTWARE INC CENTRAL INDEX KEY: 0001073967 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942669809 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 2755 CAMPUS DRIVE STREET 2: 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403-2538 BUSINESS PHONE: 6505226600 MAIL ADDRESS: STREET 1: 2755 CAMPUS DRIVE STREET 2: 3RD FLOOR CITY: SAN MATEO STATE: CA ZIP: 94403-2538 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROUX DAVID J CENTRAL INDEX KEY: 0001234273 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25285 FILM NUMBER: 06699956 BUSINESS ADDRESS: STREET 1: VERITAS SOFTWARE CORP. STREET 2: 350 ELLIS STREET CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650 233 8120 MAIL ADDRESS: STREET 1: C/O SILVER LAKE PARTNERS STREET 2: 2725 SAND HILL ROAD SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 3 1 rrd111830.xml FORM 3 X0202 3 2006-03-10 0 0001073967 SERENA SOFTWARE INC SRNA 0001234273 ROUX DAVID J C/O SILVER LAKE PARTNERS 2725 SAND HILL ROAD, SUITE 150 MENLO PARK CA 94025 1 0 0 0 Common Stock 66100000 I See Note Silver Lake Technology Associates II, L.L.C. ("SLTA II") is the general partner of (i) Silver Lake Partners II, L.P. ("SLP II"), which directly holds 52,441,064 shares of the reported securities, (ii) Silver Lake Technology Investors II, L.P. ("SLTI II"), which directly holds 158,936 shares of the reported securities, and (iii) Serena Co-Invest Partners, L.P. ("SCIP," and collectively with SLP II and SLTI II, the "Silver Lake Entities"), which directly holds 13,500,000 shares of the reported securities. David J. Roux is a managing member of SLTA II and, therefore, Mr. Roux could be deemed to have shared voting or dispositive power over the reported securities. Mr. Roux disclaims beneficial ownership in these shares, except to the extent of any indirect pecuniary interest therein. /s/ David J. Roux 2006-03-20 -----END PRIVACY-ENHANCED MESSAGE-----