0001144204-15-011731.txt : 20150224 0001144204-15-011731.hdr.sgml : 20150224 20150224171502 ACCESSION NUMBER: 0001144204-15-011731 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150220 FILED AS OF DATE: 20150224 DATE AS OF CHANGE: 20150224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US CONCRETE INC CENTRAL INDEX KEY: 0001073429 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272] IRS NUMBER: 760586680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 331 N. MAIN STREET CITY: EULESS STATE: TX ZIP: 76039 BUSINESS PHONE: 817-835-4118 MAIL ADDRESS: STREET 1: 331 N. MAIN STREET CITY: EULESS STATE: TX ZIP: 76039 FORMER COMPANY: FORMER CONFORMED NAME: RMX INDUSTRIES INC DATE OF NAME CHANGE: 19981113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gendal Steven K. CENTRAL INDEX KEY: 0001434803 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34530 FILM NUMBER: 15644759 MAIL ADDRESS: STREET 1: C/O WHIPPOORWILL ASSOCIATES, INC. STREET 2: 11 MARTINE AVENUE CITY: WHITE PLAINS STATE: NY ZIP: 10606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GREENHAUS SHELLEY F CENTRAL INDEX KEY: 0001251922 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34530 FILM NUMBER: 15644760 MAIL ADDRESS: STREET 1: C/O BARNEYS NEW YORK INC STREET 2: 575 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHIPPOORWILL ASSOCIATES, INC. CENTRAL INDEX KEY: 0001197259 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34530 FILM NUMBER: 15644761 BUSINESS ADDRESS: STREET 1: 11 MARTINE AVENUE CITY: WHITE PLAINS STATE: NY ZIP: 10606 BUSINESS PHONE: 9146831002 MAIL ADDRESS: STREET 1: 11 MARTINE AVENUE CITY: WHITE PLAINS STATE: NY ZIP: 10606 FORMER NAME: FORMER CONFORMED NAME: WHIPPOORWILL ASSOCIATES INC DATE OF NAME CHANGE: 20021008 4 1 v402725_form4.xml OWNERSHIP DOCUMENT X0306 4 2015-02-20 0 0001073429 US CONCRETE INC USCR 0001197259 WHIPPOORWILL ASSOCIATES, INC. 11 MARTINE AVENUE WHITE PLAINS NY 10606 0 0 1 0 0001251922 GREENHAUS SHELLEY F 11 MARTINE AVENUE NEW YORK NY 10606 0 0 1 0 0001434803 Gendal Steven K. 11 MARTINE AVENUE WHITE PLAINS NY 10606 0 0 1 0 Common Stock, par value $0.001 per share 2015-02-20 4 S 0 86000 29.50 D 1686455 D Common Stock, par value $0.001 per share 2015-02-20 4 S 0 43881 29.7758 D 1642574 D Common Stock, par value $0.001 per share 2015-02-23 4 S 0 50000 29.84 D 1592574 D Common Stock, par value $0.001 per share 2015-02-23 4 S 0 11996 29.8339 D 1580578 D Common Stock, par value $0.001 per share 2015-02-24 4 S 0 70208 30.3363 D 1510370 D The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.50 to $29.91, inclusive. The Reporting Persons (as defined below) undertake to provide U.S. Concrete, Inc., any security holder of U.S. Concrete, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. This is a joint filing by Whippoorwill Associates, Inc. ("Whippoorwill"), Shelley F. Greenhaus, and Steven K. Gendal (collectively, the "Reporting Persons"). Whippoorwill is the designated filer. The Reporting Persons are filing this joint Form 4 because each of them may be deemed to be a beneficial owner of the shares covered by this Form 4. The Reporting Persons disclaim membership in a group with respect to the securities reported herein. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.75 to $29.88, inclusive. The Reporting Persons (as defined below) undertake to provide U.S. Concrete, Inc., any security holder of U.S. Concrete, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.80 to $29.90, inclusive. The Reporting Persons (as defined below) undertake to provide U.S. Concrete, Inc., any security holder of U.S. Concrete, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.30 to $30.45, inclusive. The Reporting Persons (as defined below) undertake to provide U.S. Concrete, Inc., any security holder of U.S. Concrete, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. /s/ Shelley F. Greenhaus, President, on behalf of Whippoorwill Associates, Inc. 2015-02-24 /s/ Shelley F. Greenhaus 2015-02-24 /s/ Steven K. Gendal 2015-02-24