0001144204-15-011731.txt : 20150224
0001144204-15-011731.hdr.sgml : 20150224
20150224171502
ACCESSION NUMBER: 0001144204-15-011731
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150220
FILED AS OF DATE: 20150224
DATE AS OF CHANGE: 20150224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: US CONCRETE INC
CENTRAL INDEX KEY: 0001073429
STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272]
IRS NUMBER: 760586680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 331 N. MAIN STREET
CITY: EULESS
STATE: TX
ZIP: 76039
BUSINESS PHONE: 817-835-4118
MAIL ADDRESS:
STREET 1: 331 N. MAIN STREET
CITY: EULESS
STATE: TX
ZIP: 76039
FORMER COMPANY:
FORMER CONFORMED NAME: RMX INDUSTRIES INC
DATE OF NAME CHANGE: 19981113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gendal Steven K.
CENTRAL INDEX KEY: 0001434803
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34530
FILM NUMBER: 15644759
MAIL ADDRESS:
STREET 1: C/O WHIPPOORWILL ASSOCIATES, INC.
STREET 2: 11 MARTINE AVENUE
CITY: WHITE PLAINS
STATE: NY
ZIP: 10606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GREENHAUS SHELLEY F
CENTRAL INDEX KEY: 0001251922
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34530
FILM NUMBER: 15644760
MAIL ADDRESS:
STREET 1: C/O BARNEYS NEW YORK INC
STREET 2: 575 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WHIPPOORWILL ASSOCIATES, INC.
CENTRAL INDEX KEY: 0001197259
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34530
FILM NUMBER: 15644761
BUSINESS ADDRESS:
STREET 1: 11 MARTINE AVENUE
CITY: WHITE PLAINS
STATE: NY
ZIP: 10606
BUSINESS PHONE: 9146831002
MAIL ADDRESS:
STREET 1: 11 MARTINE AVENUE
CITY: WHITE PLAINS
STATE: NY
ZIP: 10606
FORMER NAME:
FORMER CONFORMED NAME: WHIPPOORWILL ASSOCIATES INC
DATE OF NAME CHANGE: 20021008
4
1
v402725_form4.xml
OWNERSHIP DOCUMENT
X0306
4
2015-02-20
0
0001073429
US CONCRETE INC
USCR
0001197259
WHIPPOORWILL ASSOCIATES, INC.
11 MARTINE AVENUE
WHITE PLAINS
NY
10606
0
0
1
0
0001251922
GREENHAUS SHELLEY F
11 MARTINE AVENUE
NEW YORK
NY
10606
0
0
1
0
0001434803
Gendal Steven K.
11 MARTINE AVENUE
WHITE PLAINS
NY
10606
0
0
1
0
Common Stock, par value $0.001 per share
2015-02-20
4
S
0
86000
29.50
D
1686455
D
Common Stock, par value $0.001 per share
2015-02-20
4
S
0
43881
29.7758
D
1642574
D
Common Stock, par value $0.001 per share
2015-02-23
4
S
0
50000
29.84
D
1592574
D
Common Stock, par value $0.001 per share
2015-02-23
4
S
0
11996
29.8339
D
1580578
D
Common Stock, par value $0.001 per share
2015-02-24
4
S
0
70208
30.3363
D
1510370
D
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.50 to $29.91, inclusive. The Reporting Persons (as defined below) undertake to provide U.S. Concrete, Inc., any security holder of U.S. Concrete, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
This is a joint filing by Whippoorwill Associates, Inc. ("Whippoorwill"), Shelley F. Greenhaus, and Steven K. Gendal (collectively, the "Reporting Persons"). Whippoorwill is the designated filer. The Reporting Persons are filing this joint Form 4 because each of them may be deemed to be a beneficial owner of the shares covered by this Form 4. The Reporting Persons disclaim membership in a group with respect to the securities reported herein.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.75 to $29.88, inclusive. The Reporting Persons (as defined below) undertake to provide U.S. Concrete, Inc., any security holder of U.S. Concrete, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.80 to $29.90, inclusive. The Reporting Persons (as defined below) undertake to provide U.S. Concrete, Inc., any security holder of U.S. Concrete, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.30 to $30.45, inclusive. The Reporting Persons (as defined below) undertake to provide U.S. Concrete, Inc., any security holder of U.S. Concrete, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
/s/ Shelley F. Greenhaus, President, on behalf of Whippoorwill Associates, Inc.
2015-02-24
/s/ Shelley F. Greenhaus
2015-02-24
/s/ Steven K. Gendal
2015-02-24