-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MAQmwAXjaQQd1mXMEpEv4lFcYOvfYdL+dr5RZiffcadgvOGJ10FvDwu9M3voF9zs 3qLImxjvsDaF33rqHW9E8g== 0001193125-04-155305.txt : 20040913 0001193125-04-155305.hdr.sgml : 20040913 20040913082241 ACCESSION NUMBER: 0001193125-04-155305 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040907 ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20040913 DATE AS OF CHANGE: 20040913 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BOTTOMLINE TECHNOLOGIES INC /DE/ CENTRAL INDEX KEY: 0001073349 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 020433924 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-25259 FILM NUMBER: 041026658 BUSINESS ADDRESS: STREET 1: 325 CORPORATE DRIVE CITY: PORTSMOUTH STATE: NH ZIP: 03801 BUSINESS PHONE: 6034360700 MAIL ADDRESS: STREET 1: 325 CORPORATE DRIVE CITY: PORTSMOUTH STATE: NH ZIP: 03801 8-K 1 d8k.htm FORM 8-K Form 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 


 

FORM 8-K

 


 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): September 7, 2004

 


 

Bottomline Technologies (de), Inc.

(Exact Name of Registrant as Specified in Charter)

 


 

Delaware   000-25259   02-0433294

(State or Other Jurisdiction

of Incorporation)

  (Commission File Number)  

(IRS Employer

Identification No.)

 

325 Corporate Drive, Portsmouth, New Hampshire   03801
(Address of Principal Executive Offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (603) 436-0700

 

Not Applicable.

(Former Name or Former Address, if Changed Since Last Report)

 


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 



Item 3.02. Unregistered Sales of Equity Securities

 

On September 7, 2004, Bottomline Technologies (de), Inc. (the Company) issued to former shareholders of Create!form International, Inc. (Createform) contingent consideration of 298,630 shares of the Company’s common stock with a value of approximately $2,610,000 based on the closing stock price of the Company’s common stock on September 7, 2004. The payment of the contingent consideration was based on certain operating results achieved by Createform during fiscal year 2004. The shares were issued in connection with the Company’s acquisition of all of the outstanding stock of Createform, pursuant to an Agreement and Plan of Merger, dated as of September 15, 2003, by and among the Company, Create!form Acquisition Corporation, Createform, the Principals (as defined therein), the Stockholder Representatives (as defined therein) and the Company Stockholders (as defined therein). The shares were issued pursuant to Regulation D of the Securities Act of 1933, as amended.

 

Item 9.01. Financial Statements and Exhibits

 

(c) Exhibits:

 

10.1(1) Agreement and Plan of Merger, dated as of September 15, 2003, by and among Bottomline Technologies (de), Inc., Create!form Acquisition Corporation, Create!form International, Inc., the Principals (as defined therein), the Stockholder Representatives (as defined therein) and the Company Stockholders (as defined therein).


(1) Incorporated herein by reference to the Registrant’s Current Report on Form 8-K dated September 18, 2003 (File No. 000-25259).


SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

   

BOTTOMLINE TECHNOLOGIES (de), INC.

Date: September 13, 2004

  By:  

/s/ Kevin M. Donovan


       

Kevin M. Donovan

Chief Financial Officer and Treasurer

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