0001209191-17-036556.txt : 20170531
0001209191-17-036556.hdr.sgml : 20170531
20170531174018
ACCESSION NUMBER: 0001209191-17-036556
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170531
FILED AS OF DATE: 20170531
DATE AS OF CHANGE: 20170531
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AXCELIS TECHNOLOGIES INC
CENTRAL INDEX KEY: 0001113232
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 341818596
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 108 CHERRY HILL DRIVE
CITY: BEVERLY
STATE: MA
ZIP: 01915
BUSINESS PHONE: 978-787-4000
MAIL ADDRESS:
STREET 1: 108 CHERRY HILL DRIVE
CITY: BEVERLY
STATE: MA
ZIP: 01915
FORMER COMPANY:
FORMER CONFORMED NAME: EATON SEMICONDUCTOR EQUIPMENT INC
DATE OF NAME CHANGE: 20000501
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KEITHLEY JOSEPH P
CENTRAL INDEX KEY: 0001073329
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30941
FILM NUMBER: 17882490
MAIL ADDRESS:
STREET 1: NORDSON CORP
STREET 2: 28601 CLEMENS RD
CITY: WESTLAKE
STATE: OH
ZIP: 44145
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-05-31
0
0001113232
AXCELIS TECHNOLOGIES INC
ACLS
0001073329
KEITHLEY JOSEPH P
C/O AXCELIS TECHNOLOGIES, INC.
108 CHERRY HILL DRIVE
BEVERLY
MA
01915
1
0
0
0
Common Stock
2017-05-31
4
M
0
10000
6.16
A
35439
D
Common Stock
2017-05-31
4
S
0
10000
21.66
D
25439
D
Common Stock
2017-05-31
4
M
0
10000
3.72
A
35439
D
Common Stock
2017-05-31
4
S
0
10000
21.61
D
25439
D
Stock Option (right to buy)
6.16
2017-05-31
4
M
0
10000
0.00
D
2012-02-12
2021-08-03
Common Stock
10000
0
D
Stock option (right to buy)
3.72
2017-05-31
4
M
0
10000
0.00
D
2013-01-13
2019-07-16
Common Stock
10000
0
D
Of the shares held as of May 31, 2017, 3,802 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture.
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.65 to $21.70, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $21.60 to $21.65, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
Lynnette C. Fallon, as attorney in fact for Joseph P. Keithley
2017-05-31