0001311370-15-000018.txt : 20150519 0001311370-15-000018.hdr.sgml : 20150519 20150519193436 ACCESSION NUMBER: 0001311370-15-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150515 FILED AS OF DATE: 20150519 DATE AS OF CHANGE: 20150519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lazard Ltd CENTRAL INDEX KEY: 0001311370 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 980437848 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CLARENDON HOUSE STREET 2: 2 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM II BUSINESS PHONE: (441) 295-1422 MAIL ADDRESS: STREET 1: CLARENDON HOUSE STREET 2: 2 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM II REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JACOBS KENNETH M CENTRAL INDEX KEY: 0001073157 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32492 FILM NUMBER: 15877935 MAIL ADDRESS: STREET 1: C/O LAZARD LTD STREET 2: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-05-15 0001311370 Lazard Ltd LAZ 0001073157 JACOBS KENNETH M C/O LAZARD LTD 30 ROCKEFELLER PLAZA NEW YORK NY 10112 1 1 0 0 Chairman and CEO Restricted Class A common stock 2015-05-15 4 M 0 4760 A 125441 D Class A common stock 2015-05-04 4 G 0 584279 0 D 661860 D Class A common stock 2015-05-04 4 G 0 584279 0 A 584279 I By Trust Restricted Stock Units 2015-05-15 4 A 0 1427 0 A Class A common stock 1427 4760 D Restricted Stock Units 2015-05-15 4 M 0 4760 D Restricted Class A common stock 4760 0 D Restricted Stock Units ("RSUs") granted to the reporting person pursuant to the dividend equivalent reinvestment provisions of underlying Performance-based Restricted Stock Unit ("PRSU") awards have become subject to taxation and have been settled in the form of restricted Class A common stock, which remains subject to vesting until the applicable service requirements are satisfied. On May 4, 2015, 584,279 shares of Class A common stock were transferred to a trust of which (i) the reporting person serves as a co-trustee and (ii) the reporting person's immediate family members are beneficiaries. Following the reported transactions, the reporting person (i) beneficially owned 125,441 shares of restricted Class A common stock and (ii) directly or indirectly beneficially owned 1,246,139 shares of Class A common stock. Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSU awards. Each RSU represents a contingent right to receive one share of Class A common stock. Of these RSUs, 586 will vest on or around March 1, 2017, and 841 will vest on or around March 1, 2018. /s/ Kenneth M. Jacobs by Scott D. Hoffman under a P of A 2015-05-19