0001127602-23-028698.txt : 20231204
0001127602-23-028698.hdr.sgml : 20231204
20231204161304
ACCESSION NUMBER: 0001127602-23-028698
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231130
FILED AS OF DATE: 20231204
DATE AS OF CHANGE: 20231204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hansen Kent A
CENTRAL INDEX KEY: 0001686017
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15204
FILM NUMBER: 231463169
MAIL ADDRESS:
STREET 1: C/O KINGSWAY FINANCIAL SERVICES INC.
STREET 2: 150 PIERCE ROAD, SUITE 600
CITY: ITASCA
STATE: IL
ZIP: 60143
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KINGSWAY FINANCIAL SERVICES INC
CENTRAL INDEX KEY: 0001072627
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 999999999
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 S. RIVERSIDE PLAZA
STREET 2: SUITE 1520
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (312) 766-2144
MAIL ADDRESS:
STREET 1: 10 S. RIVERSIDE PLAZA
STREET 2: SUITE 1520
CITY: CHICAGO
STATE: IL
ZIP: 60606
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2023-11-30
0001072627
KINGSWAY FINANCIAL SERVICES INC
KFS
0001686017
Hansen Kent A
10 S. RIVERSIDE PLAZA
SUITE 1520
CHICAGO
IL
60606
1
CFO & EVP
0
Common Stock
2023-11-30
4
P
0
213
7.31
A
110066
D
Common Stock
2023-12-01
4
F
0
3750
7.55
D
106316
D
Common Stock
2023-12-03
4
F
0
4878
7.55
D
101438
D
The shares of Common Stock were acquired pursuant to the Kingsway America Inc. Employee Share Purchase Plan, as amended and restated effective May 29, 2014 (the "ESPP"). Pursuant to the ESPP, eligible employees may
contribute an amount up to 5% of adjusted salary for each regular payroll period and, to the extent such employee has been employed by Kingsway America Inc. and its subsidiaries for 12 months, the company will make a matching
contribution equal to 100% of such employee's contribution. The employee contributions and company contributions are used to purchase, as soon as administratively practicable after the date of such contributions, shares of Kingsway
Financial Services Inc. The shares are acquired by the administrator of the ESPP on the open market through the services of a duly registered stockbroker.
Includes 21,836 shares of restricted stock granted on December 3, 2021 and 25,111 shares of restricted stock granted on December 15, 2022.
Reflects shares of the Issuer's common stock surrendered by the Reporting Person to satisfy tax withholding obligations upon the vesting of shares granted under a restricted stock agreement.
Includes 21,836 shares of restricted stock granted on December 3, 2021 and 16,740 shares of restricted stock granted on December 15, 2022.
Includes 10,918 shares of restricted stock granted on December 3, 2021 and 16,740 shares of restricted stock granted on December 15, 2022.
/s/ Debra Rouse, attorney-in-fact for Kent A. Hansen
2023-12-04