0001127602-23-028698.txt : 20231204 0001127602-23-028698.hdr.sgml : 20231204 20231204161304 ACCESSION NUMBER: 0001127602-23-028698 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231130 FILED AS OF DATE: 20231204 DATE AS OF CHANGE: 20231204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hansen Kent A CENTRAL INDEX KEY: 0001686017 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15204 FILM NUMBER: 231463169 MAIL ADDRESS: STREET 1: C/O KINGSWAY FINANCIAL SERVICES INC. STREET 2: 150 PIERCE ROAD, SUITE 600 CITY: ITASCA STATE: IL ZIP: 60143 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KINGSWAY FINANCIAL SERVICES INC CENTRAL INDEX KEY: 0001072627 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 999999999 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 S. RIVERSIDE PLAZA STREET 2: SUITE 1520 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 766-2144 MAIL ADDRESS: STREET 1: 10 S. RIVERSIDE PLAZA STREET 2: SUITE 1520 CITY: CHICAGO STATE: IL ZIP: 60606 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2023-11-30 0001072627 KINGSWAY FINANCIAL SERVICES INC KFS 0001686017 Hansen Kent A 10 S. RIVERSIDE PLAZA SUITE 1520 CHICAGO IL 60606 1 CFO & EVP 0 Common Stock 2023-11-30 4 P 0 213 7.31 A 110066 D Common Stock 2023-12-01 4 F 0 3750 7.55 D 106316 D Common Stock 2023-12-03 4 F 0 4878 7.55 D 101438 D The shares of Common Stock were acquired pursuant to the Kingsway America Inc. Employee Share Purchase Plan, as amended and restated effective May 29, 2014 (the "ESPP"). Pursuant to the ESPP, eligible employees may contribute an amount up to 5% of adjusted salary for each regular payroll period and, to the extent such employee has been employed by Kingsway America Inc. and its subsidiaries for 12 months, the company will make a matching contribution equal to 100% of such employee's contribution. The employee contributions and company contributions are used to purchase, as soon as administratively practicable after the date of such contributions, shares of Kingsway Financial Services Inc. The shares are acquired by the administrator of the ESPP on the open market through the services of a duly registered stockbroker. Includes 21,836 shares of restricted stock granted on December 3, 2021 and 25,111 shares of restricted stock granted on December 15, 2022. Reflects shares of the Issuer's common stock surrendered by the Reporting Person to satisfy tax withholding obligations upon the vesting of shares granted under a restricted stock agreement. Includes 21,836 shares of restricted stock granted on December 3, 2021 and 16,740 shares of restricted stock granted on December 15, 2022. Includes 10,918 shares of restricted stock granted on December 3, 2021 and 16,740 shares of restricted stock granted on December 15, 2022. /s/ Debra Rouse, attorney-in-fact for Kent A. Hansen 2023-12-04