0001493152-21-014483.txt : 20210615 0001493152-21-014483.hdr.sgml : 20210615 20210615200649 ACCESSION NUMBER: 0001493152-21-014483 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210611 FILED AS OF DATE: 20210615 DATE AS OF CHANGE: 20210615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ATIEH MICHAEL G CENTRAL INDEX KEY: 0001072501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38538 FILM NUMBER: 211020181 MAIL ADDRESS: STREET 1: MERCK MEDCO MANAGED CARE INC STREET 2: 100 SUMMIT AVE CITY: MONTVALE STATE: NJ ZIP: 07645 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: electroCore, Inc. CENTRAL INDEX KEY: 0001560258 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 203454976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 FORGE WAY STREET 2: SUITE 205 CITY: ROCKAWAY STATE: NJ ZIP: 07866 BUSINESS PHONE: 973-290-0097 MAIL ADDRESS: STREET 1: 200 FORGE WAY STREET 2: SUITE 205 CITY: ROCKAWAY STATE: NJ ZIP: 07866 FORMER COMPANY: FORMER CONFORMED NAME: ElectroCore, LLC DATE OF NAME CHANGE: 20121012 4 1 ownership.xml X0306 4 2021-06-11 0 0001560258 electroCore, Inc. ECOR 0001072501 ATIEH MICHAEL G 200 FORGE WAY, SUITE 205 ROCKAWAY NJ 07866 1 0 0 0 Deferred Stock Units 0.00 2021-06-11 4 A 0 66766 0.00 A 2031-06-11 Common Stock 66766 66766 D The Deferred Stock Units vest in 12 equal monthly installments from the grant date; provided, however, that the Deferred Stock Units shall vest in full on the earlier of (i) the close of business one business day prior to the Issuer's next annual stockholder meeting on or after January 1, 2022, and (ii) the date immediately prior to a change of control, in each case, provided that the Reporting Person remains in continuous service with the Issuer or an affiliate through the applicable vesting date. /s/ John L. Cleary, II, attorney-in-fact 2021-06-15