0001144204-16-128282.txt : 20161116 0001144204-16-128282.hdr.sgml : 20161116 20161017101040 ACCESSION NUMBER: 0001144204-16-128282 CONFORMED SUBMISSION TYPE: CORRESP PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20161017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWEST BIOTHERAPEUTICS INC CENTRAL INDEX KEY: 0001072379 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943306718 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 4800 MONTGOMERY LANE STREET 2: SUITE 800 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: (240) 497-9024 MAIL ADDRESS: STREET 1: 4800 MONTGOMERY LANE STREET 2: SUITE 800 CITY: BETHESDA STATE: MD ZIP: 20814 CORRESP 1 filename1.htm

 

http:||content.edgar-online.com|edgar_conv_img|2013|04|22|0001144204-13-023120_LOGO_NORTHWESTBIO.JPG

 

October 17, 2016

 

Via Edgar Only

 

United States Securities and Exchange Commission

Mail Stop 6010

Washington, D.C. 20549

Attention: Suzanne Hayes,

Assistant Director

 

Re: Northwest Biotherapeutics, Inc.
  Registration Statement on Form S-3
  Filed on September 23, 2016, as amended
  File No. 333-213777

 

 

 

Dear Ms. Hayes:

 

Please be advised that the undersigned is the duly elected Chief Executive Officer of Northwest Biotherapeutics, Inc. (the "Registrant").

 

Having been advised that the Commission has no further comments to the Registrant's Form S-3 Registration Statement (File No. 333-213777), the Registrant hereby requests acceleration of the effective date of the Registration Statement on Tuesday, October 18, 2016 at 10:00 a.m., or as soon thereafter as practicable.

 

The Registrant hereby acknowledges that:

 

·should the Commission or the staff, acting pursuant to delegated authority, declare the filing effective, it does not foreclose the Commission from taking any action with respect to the filing;

 

·the action of the Commission or the staff, acting pursuant to delegated authority, in declaring the filing effective, does not relieve the company from its full responsibility for the adequacy and accuracy of the disclosure in the filing; and

 

·the Company may not assert staff comments and the declaration of effectiveness as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States.

 

Should you have any questions in regard to this correspondence or any other matter relating to this Registrant’s filing, please do not hesitate to contact me.

 

Very truly yours,

 

/s/ Linda F. Powers

Linda F. Powers

 

 

GRAPHIC 2 image_001.jpg GRAPHIC begin 644 image_001.jpg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