0001144204-15-026505.txt : 20150430
0001144204-15-026505.hdr.sgml : 20150430
20150430155506
ACCESSION NUMBER: 0001144204-15-026505
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120416
FILED AS OF DATE: 20150430
DATE AS OF CHANGE: 20150430
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHWEST BIOTHERAPEUTICS INC
CENTRAL INDEX KEY: 0001072379
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 943306718
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4800 MONTGOMERY LANE
STREET 2: SUITE 800
CITY: BETHESDA
STATE: MD
ZIP: 20814
BUSINESS PHONE: (240) 497-9024
MAIL ADDRESS:
STREET 1: 4800 MONTGOMERY LANE
STREET 2: SUITE 800
CITY: BETHESDA
STATE: MD
ZIP: 20814
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JASINOWSKI JERRY J
CENTRAL INDEX KEY: 0001204048
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35737
FILM NUMBER: 15818240
MAIL ADDRESS:
STREET 1: C/O HARSCO CORP
STREET 2: P O BOX 8888
CITY: CAMP HILL
STATE: PA
ZIP: 17001-8888
4
1
v409002_4.xml
OWNERSHIP DOCUMENT
X0306
4
2012-04-16
0
0001072379
NORTHWEST BIOTHERAPEUTICS INC
NWBO
0001204048
JASINOWSKI JERRY J
C/O NORTHWEST BIOTHERAPEUTICS, INC.
4800 MONTGOMERY LANE, SUITE 800
BETHESDA
MD
20814
1
0
0
0
Common Stock, par value $0.001
2012-10-18
4
P
0
35715
5.60
A
35715
D
Common Stock, par value $0.001
2012-10-10
4
P
0
43602
4.80
A
79317
D
Warrants
6.40
2012-03-27
4
X
0
31250
6.40
A
2012-03-27
2017-03-27
Common Stock
31250
31250
D
Warrants
5.60
2012-08-08
4
X
0
17857
5.60
A
2012-08-08
2017-08-08
Common Stock
17858
49107
D
Warrants
6.40
2012-10-10
4
X
0
9810
6.40
A
2012-10-10
2017-10-10
Common Stock
9810
58917
D
Does not include warrants to purchase shares of common stock which are currently exercisable.
/s/ Jerry Jasinowski
2015-04-30