0001144204-15-026505.txt : 20150430 0001144204-15-026505.hdr.sgml : 20150430 20150430155506 ACCESSION NUMBER: 0001144204-15-026505 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120416 FILED AS OF DATE: 20150430 DATE AS OF CHANGE: 20150430 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWEST BIOTHERAPEUTICS INC CENTRAL INDEX KEY: 0001072379 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943306718 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 MONTGOMERY LANE STREET 2: SUITE 800 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: (240) 497-9024 MAIL ADDRESS: STREET 1: 4800 MONTGOMERY LANE STREET 2: SUITE 800 CITY: BETHESDA STATE: MD ZIP: 20814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JASINOWSKI JERRY J CENTRAL INDEX KEY: 0001204048 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35737 FILM NUMBER: 15818240 MAIL ADDRESS: STREET 1: C/O HARSCO CORP STREET 2: P O BOX 8888 CITY: CAMP HILL STATE: PA ZIP: 17001-8888 4 1 v409002_4.xml OWNERSHIP DOCUMENT X0306 4 2012-04-16 0 0001072379 NORTHWEST BIOTHERAPEUTICS INC NWBO 0001204048 JASINOWSKI JERRY J C/O NORTHWEST BIOTHERAPEUTICS, INC. 4800 MONTGOMERY LANE, SUITE 800 BETHESDA MD 20814 1 0 0 0 Common Stock, par value $0.001 2012-10-18 4 P 0 35715 5.60 A 35715 D Common Stock, par value $0.001 2012-10-10 4 P 0 43602 4.80 A 79317 D Warrants 6.40 2012-03-27 4 X 0 31250 6.40 A 2012-03-27 2017-03-27 Common Stock 31250 31250 D Warrants 5.60 2012-08-08 4 X 0 17857 5.60 A 2012-08-08 2017-08-08 Common Stock 17858 49107 D Warrants 6.40 2012-10-10 4 X 0 9810 6.40 A 2012-10-10 2017-10-10 Common Stock 9810 58917 D Does not include warrants to purchase shares of common stock which are currently exercisable. /s/ Jerry Jasinowski 2015-04-30