0001104659-21-005311.txt : 20210119
0001104659-21-005311.hdr.sgml : 20210119
20210119160641
ACCESSION NUMBER: 0001104659-21-005311
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210119
FILED AS OF DATE: 20210119
DATE AS OF CHANGE: 20210119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOYNTON ALTON L
CENTRAL INDEX KEY: 0001253935
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35737
FILM NUMBER: 21535533
MAIL ADDRESS:
STREET 1: 22322 20TH AVENUE SE
STREET 2: STE 150
CITY: BOTHELL
STATE: WA
ZIP: 98021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHWEST BIOTHERAPEUTICS INC
CENTRAL INDEX KEY: 0001072379
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 943306718
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4800 MONTGOMERY LANE
STREET 2: SUITE 800
CITY: BETHESDA
STATE: MD
ZIP: 20814
BUSINESS PHONE: (240) 497-9024
MAIL ADDRESS:
STREET 1: 4800 MONTGOMERY LANE
STREET 2: SUITE 800
CITY: BETHESDA
STATE: MD
ZIP: 20814
4
1
tm213558d1_4.xml
OWNERSHIP DOCUMENT
X0306
4
2021-01-19
0
0001072379
NORTHWEST BIOTHERAPEUTICS INC
NWBO
0001253935
BOYNTON ALTON L
C/O NORTHWEST BIOTHERAPEUTICS, INC.
4800 MONTGOMERY LANE, SUITE 800
BETHESDA
MD
20814
1
1
0
0
Chief Scientific Officer
Employee Stock Option (Right to Buy)
0.25
2021-01-19
4
G
0
3402935
0
D
2017-06-13
2027-06-13
Common Stock, par value $0.001
3402935
0
D
Gift from Dr. Boynton for estate planning purposes.
/s/ Dr. Alton L. Boynton
2021-01-19