0001104659-21-005311.txt : 20210119 0001104659-21-005311.hdr.sgml : 20210119 20210119160641 ACCESSION NUMBER: 0001104659-21-005311 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210119 FILED AS OF DATE: 20210119 DATE AS OF CHANGE: 20210119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOYNTON ALTON L CENTRAL INDEX KEY: 0001253935 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35737 FILM NUMBER: 21535533 MAIL ADDRESS: STREET 1: 22322 20TH AVENUE SE STREET 2: STE 150 CITY: BOTHELL STATE: WA ZIP: 98021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWEST BIOTHERAPEUTICS INC CENTRAL INDEX KEY: 0001072379 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943306718 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 MONTGOMERY LANE STREET 2: SUITE 800 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: (240) 497-9024 MAIL ADDRESS: STREET 1: 4800 MONTGOMERY LANE STREET 2: SUITE 800 CITY: BETHESDA STATE: MD ZIP: 20814 4 1 tm213558d1_4.xml OWNERSHIP DOCUMENT X0306 4 2021-01-19 0 0001072379 NORTHWEST BIOTHERAPEUTICS INC NWBO 0001253935 BOYNTON ALTON L C/O NORTHWEST BIOTHERAPEUTICS, INC. 4800 MONTGOMERY LANE, SUITE 800 BETHESDA MD 20814 1 1 0 0 Chief Scientific Officer Employee Stock Option (Right to Buy) 0.25 2021-01-19 4 G 0 3402935 0 D 2017-06-13 2027-06-13 Common Stock, par value $0.001 3402935 0 D Gift from Dr. Boynton for estate planning purposes. /s/ Dr. Alton L. Boynton 2021-01-19