0001104659-20-115717.txt : 20201016
0001104659-20-115717.hdr.sgml : 20201016
20201016185840
ACCESSION NUMBER: 0001104659-20-115717
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201014
FILED AS OF DATE: 20201016
DATE AS OF CHANGE: 20201016
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Powers Linda F
CENTRAL INDEX KEY: 0001289624
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35737
FILM NUMBER: 201244925
MAIL ADDRESS:
STREET 1: 7600 WISCONSIN AVENUE
STREET 2: SUITE 700
CITY: BETHESDA
STATE: MD
ZIP: 20814
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHWEST BIOTHERAPEUTICS INC
CENTRAL INDEX KEY: 0001072379
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 943306718
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4800 MONTGOMERY LANE
STREET 2: SUITE 800
CITY: BETHESDA
STATE: MD
ZIP: 20814
BUSINESS PHONE: (240) 497-9024
MAIL ADDRESS:
STREET 1: 4800 MONTGOMERY LANE
STREET 2: SUITE 800
CITY: BETHESDA
STATE: MD
ZIP: 20814
4
1
tm2022243d17_4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-10-14
0
0001072379
NORTHWEST BIOTHERAPEUTICS INC
NWBO
0001289624
Powers Linda F
C/O NORTHWEST BIOTHERAPEUTICS, INC.
4800 MONTGOMERY LANE, SUITE 800
BETHESDA
MD
20814
1
1
1
0
President and CEO
Options to purchase Common Stock
0.25
2020-10-14
4
G
0
3000000
0
D
2020-12-01
2030-12-01
Common Stock, par value $0.001 per share
3000000
29558724
D
These options are gifts from Ms. Powers for no consideration.
/s/ Linda F. Powers
2020-10-16