8-K 1 v07530e8vk.htm FORM 8-K e8vk
 

 
 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549


FORM 8-K


CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934


DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) March 31, 2005


NORTHWEST BIOTHERAPEUTICS, INC.

(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)


         
DELAWARE
(STATE OR OTHER
JURISDICTION
OF INCORPORATION)
  0-33393
(COMMISSION FILE
NUMBER)
  94-3306718
(I.R.S. EMPLOYER
IDENTIFICATION NO.)

22322 20th Avenue SE, Suite 150, Bothell, WA 98021
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE)


REGISTRANT’S TELEPHONE NUMBER, INCLUDING AREA CODE (425) 608-3000


INAPPLICABLE
(FORMER NAME OR FORMER ADDRESS IF CHANGED SINCE LAST REPORT)


Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

    o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
    o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
    o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
    o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 

 


 

ITEM 7.01 Regulation FD Disclosure.

The Registrant announced today that it has filed Form 12b-25 with the Securities and Exchange Commission in order to extend the filing date for its Form 10-K for the year ended December 31, 2004 to allow the registrant’s independent auditor, Peterson Sullivan PLLC, additional time to complete the audit of the registrant’s financial statements. On January 31, 2005 the company filed Form 8-K stating that KPMG LLP had resigned as the company’s independent auditors.

The delay of filing the Annual Report on Form 10-K is not the result of the need to restate any prior period financial results. By extending the filing, the Registrant expects to file its Annual Report on Form 10-K no later than April 15, 2005.


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

         
    NORTHWEST BIOTHERAPEUTICS, INC.
 
  By   /s/ Alton L. Boynton
       
      Alton L. Boynton
President
 
       
Dated: March 31, 2005
       

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