-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RnbNUsXMeUNnu5euk4jDpPlb4khHrH4Op2/oAI9k4IMKQpQzi3XYGzRmkdl/5Q5C q/ie49b8MmJZz2hok6pHPQ== 0000891020-04-000249.txt : 20040220 0000891020-04-000249.hdr.sgml : 20040220 20040220133923 ACCESSION NUMBER: 0000891020-04-000249 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040218 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20040220 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWEST BIOTHERAPEUTICS INC CENTRAL INDEX KEY: 0001072379 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943306718 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-33393 FILM NUMBER: 04618698 BUSINESS ADDRESS: STREET 1: 21720-23RD DRIVE SE, SUITE 100 CITY: BOTHELL STATE: WA ZIP: 98021 BUSINESS PHONE: 4256083000 8-K 1 v96711e8vk.htm FORM 8-K Northwest Biotherapeutics
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SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549


FORM 8-K


CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
THE SECURITIES EXCHANGE ACT OF 1934


DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) FEBRUARY 18, 2004


NORTHWEST BIOTHERAPEUTICS, INC.

(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)


         
DELAWARE   0-33393   94-3306718
(STATE OR OTHER JURISDICTION
OF INCORPORATION)
  (COMMISSION FILE
NUMBER)
  (I.R.S. EMPLOYER
IDENTIFICATION NO.)

22322 20th Drive SE, Suite 150, Bothell, WA 98021
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE)


(425) 608-3000
REGISTRANT’S TELEPHONE NUMBER, INCLUDING AREA CODE


(FORMER NAME OR FORMER ADDRESS IF CHANGED SINCE LAST REPORT)



 


ITEM 5. OTHER EVENTS AND REGULATION FD DISCLOSURE.
ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS
SIGNATURE
EXHIBIT INDEX
Exhibit 99.1


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ITEM 5. OTHER EVENTS AND REGULATION FD DISCLOSURE.

     On February 18, 2004, the Registrant announced the resignation of Daniel O. Wilds as Chairman and Chief Executive Officer and as a member of the Registrant’s board of directors. In the course of his resignation, Mr. Wilds did not provide the Registrant with any materials which would have required disclosure pursuant to Item 6 of Form 8-K. A copy of Registrant’s press release dated February 18, 2004 is appended to this Current Report on Form 8-K as Exhibit 99.1, and is being furnished pursuant to Regulation FD.

ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS

               (c)    EXHIBITS

99.1        Press Release dated February 18, 2004.

 


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SIGNATURE

     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

         
    NORTHWEST BIOTHERAPEUTICS, INC.
         
    By:   /s/ Alton L. Boynton
Alton L. Boynton,
President
         
Dated: February 19, 2004        

 


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EXHIBIT INDEX

     
EXHIBIT    
NUMBER   DESCRIPTION

 
99.1   Press Release dated February 18, 2004.

  EX-99.1 3 v96711exv99w1.htm EXHIBIT 99.1 exv99w1

 

Exhibit 99.1

Northwest Biotherapeutics, Inc.
21720 – 23rd Drive S.E., Suite 100
Bothell, Washington 98021

http://www.nwbio.com

         
    Media Contact:   Lorie Krois
425-608-3008
lkrois@nwbio.com

Northwest Biotherapeutics, Inc. Accepts Resignation of Daniel O. Wilds, Chairman and Chief Executive Officer

Bothell, Washington – Wednesday, February 18, 2004 — Northwest Biotherapeutics (OTCBB: NWBT.OB) today announced that it has accepted the resignation of Daniel O. Wilds, who previously held the positions of Chairman and Chief Executive Officer. Mr. Wilds has also resigned from his position as a member of the Company’s Board of Directors. Mr. Wilds originally stepped down as President and an employee of Northwest Biotherapeutics in May 2003 in order to help conserve cash for the Company. At that time, Mr. Wilds remained with the Company in the position of a non-employee Chairman and CEO.

Alton Boynton, a Company founder and President, accepted Mr. Wilds’ resignation with regret, and stated “Dan was critical in our development, and in moving our clinical programs forward. I personally will miss his presence and the sage advice that he gave me over the past several years.” Mr. Wilds stated, “I have chosen this time to tender my resignation for two reasons: time commitment and clarity regarding my positions at Northwest Biotherapeutics and SCOLR, Inc.,” a local company in which Mr. Wilds holds the position of President and CEO. Mr. Wilds further stated, “I will remain a supporter of Northwest Biotherapeutics and its technology, a technology that deserves commercial success for the benefit of cancer patients”.

About Northwest Biotherapeutics

Northwest Biotherapeutics is a biotechnology company focused on discovering, developing and commercializing immunotherapy products that safely generate and enhance immune system responses to effectively treat cancer. The company has developed several product candidates targeting multiple cancers that have completed preclinical work. Four technologies form the basis of our product candidates: a dendritic cell-based immunotherapy platform, DCVax-Direct Adjuvant Cancer Therapy applicable to solid tumors; a monoclonal antibody product candidate applicable to multiple cancer types; an imaging agent for metastatic prostate cancer, and a manufacturing device for cell separation applicable to dendritic cell manufacturing, stem cell isolation for bone marrow transplantation and tissue repair post myocardial infarction.

Statements made in this news release that are not historical facts are forward-looking statements. Actual results may differ materially from those projected in any forward-looking statement. Specifically, there are a number of important factors that could cause actual results to differ materially from those anticipated, such as the Company’s ability to raise additional capital and the timely performance of third parties. Additional information on these and other factors, which could affect the Company’s results, is included in its Securities and Exchange Commission filings. Finally, there may be other factors not mentioned above or included in the Company’s SEC filings that may cause actual results to differ materially those projected in any forward-looking statement. You should not place undue reliance on any forward-looking statements. The Company assumes no obligation to update any forward-looking statements as a result of new information, future events or developments, except as required by securities laws.

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