-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DRmAJWDXEzV3HHdPw4vEGJZ2jS9LE97J3vG2sr5QS+wwqYIVbuvU7PaB2PR/Ak3W /EYj3vLrzWuIKGWYfP8TWg== 0001104659-04-005446.txt : 20040223 0001104659-04-005446.hdr.sgml : 20040223 20040223141341 ACCESSION NUMBER: 0001104659-04-005446 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040202 FILED AS OF DATE: 20040223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONTANGO OIL & GAS CO CENTRAL INDEX KEY: 0001071993 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 954079863 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 3700 BUFFALO SPEEDWAY SUITE 960 CITY: HOUSTON STATE: TX ZIP: 77098 BUSINESS PHONE: 7139601901 MAIL ADDRESS: STREET 1: 3700 BUFFALO SPEEDWAY SUITE 960 CITY: HOUSTON STATE: TX ZIP: 77098 FORMER COMPANY: FORMER CONFORMED NAME: MGPX VENTURES INC DATE OF NAME CHANGE: 19981013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRUST CO OF THE WEST CENTRAL INDEX KEY: 0001145262 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16317 FILM NUMBER: 04621629 BUSINESS ADDRESS: STREET 1: 865 SOUTH FIGUEROA STREET, 18TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 2132440000 MAIL ADDRESS: STREET 1: 865 SOUTH FIGUEROA STREET 18TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90017 4 1 a4.xml 4 X0201 4 2004-02-02 0 0001071993 CONTANGO OIL & GAS CO MCF 0001145262 TRUST CO OF THE WEST 865 S. FIGUEROA ST. LOS ANGELES, CA 90017 CA 90017 0 0 1 0 Common Stock 2004-02-03 4 M 0 187028 2 A 3202419 D Common Stock 2004-02-03 4 M 0 138539 2 A 3202419 D Common Stock 2004-02-02 4 M 0 1000000 A 3202419 D Warrants to Purchase Common Stock 2 2004-02-03 4 M 0 250000 D 2000-08-24 2005-08-24 Common Stock 250000 25000 D Warrants to Purchase Common Stock 2 2004-02-03 4 M 0 185185 D 1999-12-29 2004-12-29 Common Stock 185185 25000 D Series A Convertible Preferred Stock 2004-02-02 4 M 0 2500 D 2000-08-24 Common Stock 1000000 25000 D Trust Company of the West holds its securities in Contango in its capacities as Investment Manager pursuant to the Investment Management Agreement, dated as of June 6, 1988, between General Mills, Inc. and Trust Company of the West and as Custodian pursuant to the Custody Agreement, dated as of February 6, 1989, among General Mills, Inc., Trust Company of the West and State Street Bank and Trust Company, as Trustee. Trust Company of the West disclaims beneficial ownership of the shares of the Contango's common stock reported herein. Trust Company of the West initially purchased the shares of Series A Convertible Preferred Stock (which were converted into these 1,000,000 shares of common stock) pursuant to that certain Securities Purchase Agreement dated as of August 24, 2000 between Trust Company of the West and Contango for an aggregate purchase price of $2,500,000. Warrants were acquired for no additional consideration pursuant to the Securities Purchase Agreement dated August 24, 2000 in connection with the purchase of certain other securities. Trust Company of the West beneficially owns certain options to purchase an aggregate of 25,000 shares of Contango's common stock. Warrants were acquired for no additional consideration pursuant to the Securities Purchase Agreement dated December 29, 1999 in connection with the purchase of certain other securities. The Series A Convertible Preferred Stock did not have an expiration date. /s/ Lazarus N. Sun, Authorized Signatory 2004-02-23 -----END PRIVACY-ENHANCED MESSAGE-----