-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H4t36+l6MEzPhbN8nEbjGDMCt2lhR6zeC28cU2UGnhsr/SMwSjpoalGVSLYW4dQe RSCPliusc2EHrGey0c86YA== 0001181431-08-049565.txt : 20080821 0001181431-08-049565.hdr.sgml : 20080821 20080821150506 ACCESSION NUMBER: 0001181431-08-049565 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080820 FILED AS OF DATE: 20080821 DATE AS OF CHANGE: 20080821 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MTM Technologies, Inc. CENTRAL INDEX KEY: 0000906282 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 133354896 STATE OF INCORPORATION: NY FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1200 HIGH RIDGE ROAD CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 203-975-3700 MAIL ADDRESS: STREET 1: 1200 HIGH RIDGE ROAD CITY: STAMFORD STATE: CT ZIP: 06905 FORMER COMPANY: FORMER CONFORMED NAME: MICROS TO MAINFRAMES INC DATE OF NAME CHANGE: 19930527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEQUOT CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001071955 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22122 FILM NUMBER: 081032144 BUSINESS ADDRESS: STREET 1: 500 NYALA FARM ROAD CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2034292200 MAIL ADDRESS: STREET 1: 500 NYALA FARM ROAD CITY: WESTPORT STATE: CT ZIP: 06880 FORMER NAME: FORMER CONFORMED NAME: PEQUOT CAPITAL MANAGEMENT INC/CT/ DATE OF NAME CHANGE: 19981118 4 1 rrd216463.xml FORM 4 X0303 4 2008-08-20 1 0000906282 MTM Technologies, Inc. MTMC 0001071955 PEQUOT CAPITAL MANAGEMENT INC 500 NYALA FARM ROAD WESTPORT CT 06880 0 0 0 1 See Footnote 1 Series A-1 Preferred Stock 29.304 2008-08-20 4 J 0 3663859 D 2008-05-21 Common Stock 268810 0 I Investment Advisor Series A-2 Preferred Stock 36.228 2008-08-20 4 J 0 2250656 D 2008-05-21 Common Stock 170845 0 I Investment Advisor Series A-3 Preferred Stock 41.997 2008-08-20 4 J 0 2164092 D 2008-05-21 Common Stock 167472 0 I Investment Advisor Series A-4 Preferred Stock 41.997 2008-08-20 4 J 0 5739945 D 2008-05-21 Common Stock 444196 0 I Investment Advisor Series A-5 Preferred Stock 41.997 2008-08-20 4 J 0 2943165 D 2008-05-21 Common Stock 227762 0 I Investment Advisor Series A-6 Preferred Stock 21.5985 2008-08-20 4 J 0 2160729 D 2008-05-21 Common Stock 148557 0 I Investment Advisor Series A-7 Preferred Stock 17.655 2008-08-20 4 J 0 4050255 D 2008-05-21 Common Stock 270300 0 I Investment Advisor Series A-8 Preferred Stock 17.655 2008-08-20 4 J 0 780569 D 2008-05-21 Common Stock 208152 0 I Investment Advisor 8.5% Subordinated Promissory Notes 8.415 2008-08-20 4 J 0 2500000 D 2008-06-11 Preferred Stock 45385 0 I Investment Advisor 8.5% Subordinated Promissory Notes 4.95 2008-08-20 4 J 0 2750000 D 2008-06-11 Preferred Stock 71416 0 I Investment Advisor 8.5% Subordinated Promissory Notes 5.115 2008-08-20 4 J 0 250000 D 2008-06-16 Preferred Stock 6226 0 I Investment Advisor Preferred Stock Warrants (right to buy) 9.5625 2008-08-20 4 J 0 26144 D 2008-02-28 2012-03-29 Preferred Stock 26144 0 I Investment Advisor Preferred Stock Warrants (right to buy) 5.625 2008-08-20 4 J 0 48889 D 2008-06-11 2012-06-11 Preferred Stock 48889 0 I Investment Advisor Preferred Stock Warrants (right to buy) 5.8125 2008-08-20 4 J 0 4301 D 2008-06-16 2012-06-16 Preferred Stock 4301 0 I Investment Advisor Warrants for Common Stock 51.60 2008-08-20 4 J 0 26666 D 2004-09-16 2008-09-16 Common Stock 26666 0 I Investment Advisor Warrants for Common Stock 60.94 2008-08-20 4 J 0 25641 D 2004-12-07 2008-12-07 Common Stock 25641 0 I Investment Advisor Warrants for Common Stock 60.90 2008-08-20 4 J 0 25641 D 2004-12-10 2008-12-09 Common Stock 25641 0 I Investment Advisor Warrants for Common Stock 60.90 2008-08-20 4 J 0 18460 D 2005-03-11 2009-03-11 Common Stock 18460 0 I Investment Advisor Warrants for Common Stock 60.90 2008-08-20 4 J 0 14153 D 2005-06-29 2009-06-29 Common Stock 14153 0 I Investment Advisor Warrants for Common Stock 60.90 2008-08-20 4 J 0 8410 D 2005-07-07 2009-07-07 Common Stock 8410 0 I Investment Advisor Warrants for Common Stock 60.90 2008-08-20 4 J 0 25499 D 2005-11-23 2009-11-22 Common Stock 25499 0 I Investment Advisor Warrants for Common Stock 24.45 2008-08-20 4 J 0 30248 D 2007-03-29 2011-03-29 Common Stock 30248 0 I Investment Advisor Warrants for Common Stock 24.45 2008-08-20 4 J 0 10349 D 2007-04-09 2011-03-29 Common Stock 10349 0 I Investment Advisor Warrants for Common Stock 19.7835 2008-08-20 4 J 0 75062 D 2007-05-24 2011-05-24 Common Stock 75062 0 I Investment Advisor Warrants for Common Stock 19.4205 2008-08-20 4 J 0 59472 D 2007-07-25 2011-07-25 Common Stock 59472 0 I Investment Advisor Pequot Capital Management, Inc., a Connecticut corporation ("Pequot"), disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Pequot is, for the purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of such securities. Effective August 20, 2008, FirstMark Capital, L.L.C., a Delaware limited liability company, became the investment manager of certain funds formerly managed by Pequot. These funds included, among other securities, all of Pequot's interests in the Issuer as previously reported on Forms 3 and 4. As adjusted to reflect the Issuer's 1-for-15 reverse stock split effected on June 26, 2008. This note will mature on December 15, 2009. /s/ Aryeh Davis, GC and Secretary, Pequot Capital Management, Inc. 2008-08-21 -----END PRIVACY-ENHANCED MESSAGE-----