-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C8tFiKu3WOiLgiRGHMiRLi4VkzDcLxGxtD8eywbjKBc5fs4PLLMnx6thKUxAB3eC POTlzba/83OMVGov0dlhFg== 0001181431-05-011557.txt : 20050218 0001181431-05-011557.hdr.sgml : 20050218 20050218183927 ACCESSION NUMBER: 0001181431-05-011557 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050216 FILED AS OF DATE: 20050218 DATE AS OF CHANGE: 20050218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANALEX CORP CENTRAL INDEX KEY: 0000044800 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 112120726 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5904 RICHMOND HIGHWAY STREET 2: SUITE 300 CITY: ALEXANDRIA STATE: VA ZIP: 22303 BUSINESS PHONE: 703-329-9400 MAIL ADDRESS: STREET 1: 5904 RICHMOND HIGHWAY STREET 2: SUITE 300 CITY: ALEXANDRIA STATE: VA ZIP: 22303 FORMER COMPANY: FORMER CONFORMED NAME: HADRON INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BIORAD INC DATE OF NAME CHANGE: 19710304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALE MARTIN M JR CENTRAL INDEX KEY: 0001272935 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31613 FILM NUMBER: 05628855 BUSINESS ADDRESS: STREET 1: 500 NYALA FARM ROAD CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2034292200 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POCH GERALD A CENTRAL INDEX KEY: 0001144383 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31613 FILM NUMBER: 05628856 MAIL ADDRESS: STREET 1: 500 NYALA FARM ROAD CITY: WESTPORT STATE: CT ZIP: 06880 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEQUOT CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001071955 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31613 FILM NUMBER: 05628857 BUSINESS ADDRESS: STREET 1: 500 NYALA FARM ROAD CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2034292200 MAIL ADDRESS: STREET 1: 500 NYALA FARM ROAD CITY: WESTPORT STATE: CT ZIP: 06880 FORMER NAME: FORMER CONFORMED NAME: PEQUOT CAPITAL MANAGEMENT INC/CT/ DATE OF NAME CHANGE: 19981118 4 1 rrd69702.xml X0202 4 2005-02-16 0 0000044800 ANALEX CORP NLX 0001071955 PEQUOT CAPITAL MANAGEMENT INC 500 NYALA FARM ROAD WESTPORT CT 06880 0 0 0 1 See Footnote 1 0001144383 POCH GERALD A 500 NYALA FARM ROAD WESTPORT CT 06880 1 0 0 1 See Footnote 1 0001272935 HALE MARTIN M JR C/O PEQUOT CAPITAL MANAGEMENT 500 NYALA FARM ROAD WESTPORT CT 06880 1 0 0 1 See Footnote 1 Stock Option (Right-to-Buy) 3.89 2005-02-16 4 A 0 5000 A 2005-02-16 2015-02-16 Common Stock 5000 5000 I Investment Advisor Stock Option (Right-to-Buy) 3.89 2005-02-16 4 A 0 5000 A 2005-02-16 2015-02-16 Common Stock 5000 5000 I Investment Advisor Pequot Capital Management, Inc. ("Pequot") is an investment advisor registed under Section 203 of the Investment Advisers Act of 1940 and has voting and investment power with respect to securities in its clients' accounts. Pequot disclaims any obligation to file this report, and this report shall not be deemed an admission that Pequot is subject to Section 16 with respect to the Issuer of such securities. Messrs. Gerald A. Poch and Martin M. Hale, Jr. are employees of Pequot and serve on the Board of Directors of the Issuer and each of Messrs. Poch and Hale disclaim beneficial ownership of these securities except to the extent of their respective pecuniary interests. Pequot disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Pequot is, for the purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of such securities. Martin M. Hale, Jr. received an option to purchase 5,000 shares of the Common Stock (the "Option") as compensation for his service as a director on the Board of Directors of the Issuer. The Option is fully vested on the grant date and is exercisable immediately into Common Stock at an exercise price of $3.89 per share. The Option expires on February 16, 2015. Gerald A. Poch received an option to purchase 5,000 shares of the Common Stock (the "Option") as compensation for his service as a director on the Board of Directors of the Issuer. The Option is fully vested on the grant date and is exercisable immediately into Common Stock at an exercise price of $3.89 per share. The Option expires on February 16, 2015. Aryeh Davis, General Counsel, Pequot Capital Management 2005-02-18 Martin M. Hale, Jr., Director (1) 2005-02-18 Gerald A. Poch, Director (1) 2005-02-18 -----END PRIVACY-ENHANCED MESSAGE-----