-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mm4gL44TKbClh/4C6vgQeJxnmhrlrMJgaaxKCc162dXnK96h6Ek4GpUhuEl/a8fQ Rk1b42gaJmrw14jbqZTlVA== 0001071955-99-000077.txt : 19991109 0001071955-99-000077.hdr.sgml : 19991109 ACCESSION NUMBER: 0001071955-99-000077 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991108 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: THESTREET COM CENTRAL INDEX KEY: 0001080056 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 615150824 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: SEC FILE NUMBER: 000-25779 FILM NUMBER: 99742786 BUSINESS ADDRESS: STREET 1: 2 RECTOR STREET 14TH FL CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2122714004 MAIL ADDRESS: STREET 1: THESTREET.COM STREET 2: 2 RECTOR STREET 14TH FL CITY: NEW YORK STATE: NY ZIP: 10006 COMPANY DATA: COMPANY CONFORMED NAME: PEQUOT CAPITAL MANAGEMENT INC/CT/ CENTRAL INDEX KEY: 0001071955 STANDARD INDUSTRIAL CLASSIFICATION: [] OTHER FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: STREET 1: 500 NYALA FARMS ROAD CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2033192246 144 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 1(a) Name of Issuer (b) IRS Ident. No. (c) SEC File No. TheStreet.Com . 615150824 333-72799 ------------------------- ----------------- --------------- 1(d) Address of Issuer Street City State Zip (e) Phone # 2 Rector Street; 14th Floor New York NY 10006 (212) 271-4004 ------------------------------------------------------- ----------- 2(a) Name of Person for (b) IRS (c) Relationship Whose Account the Ident. to Securities are to No. Issuer Be Sold Pequot Private Equity Fund, L.P. 06-1469968 ------------------------ ----------- ---------------- 2(d) Address Street City State Zip 500 Nyala Farm Road Westport CT 06880 - ------------------------------------------------------------------- INSTRUCTION: The person filing this notice should contact the issuer to obtain the IRS Identification Number and the SEC File Number. 3(a) Title of (b) Name and SEC ONLY (c) Number the Class of Address of Broker-Dealer of Shares Securities Each Broker File Number or Other To be Sold Through Whom Units to the Securities be Sold are to be Offered or Each Market Maker who is Acquiring the Securities Common Stock Warburg Dillon Read, Inc. 346,512 677 Washington Boulevard Stamford, CT 06901 ----------------- ------------------- ---------- ----------- 3(d) Aggregate (e) Number of (f) Approximate (g) Name of Market Value Shares or Date of Sale Each Other Units (Mo. Day Yr.) Securities Outstanding Exchange 5,695,791 24,522,000 11/8/99 NASD - ----------------- --------------- --------------- -------------- TABLE I - SECURITIES TO BE SOLD Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor: Title of Date you Nature of Acquisition Name of Person the Class Acquired Transaction From Whom Acquired Preferred Stock 5/7/98 Private Placement TheStreet.Com, Inc. Common Stock 5/7/98 Private Placement - --------- -------- ------------------------- ------------------ Amount of Date of Nature of Payment Securities Payment Acquired 8,787 5/7/98 887,618 5/7/98 - ---------- ------- ------------------------- INSTRUCTIONS: 1. If the securities were purchased and full payment therefor was not made at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid. 2. If within two years after the acquisition of the securities the person for whose account they are to be sold had any short positions, put or other option to dispose of securities referred to in paragraph (d)(3) of Rule 144, furnish full information with respect thereto. TABLE II - SECURITIES SOLD DURING THE PAST 3 MONTHS Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold. Name and Address Title of Date Amount of Gross Of Seller Securities of Securities Proceeds Sold Sale Sold None -- -- -- -- - ------------------------ ---------- ----- ---------- --------- Remarks: The person for whose account the Securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. 11/5/99 /S/ Amiel M. Peretz, Authorized Member - ------------- ------------------------------------- Date of Notice Signature -----END PRIVACY-ENHANCED MESSAGE-----