-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KVGCmA4B/YXaV/dvTwMH+gaL3R/MBd64al/RuRAP5e3w8069kUS3Xoqd4xVBcJCK cidbclqnOUm5l6j7K+kUaA== 0001071955-99-000041.txt : 19990413 0001071955-99-000041.hdr.sgml : 19990413 ACCESSION NUMBER: 0001071955-99-000041 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990326 FILED AS OF DATE: 19990412 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MESSAGEMEDIA INC CENTRAL INDEX KEY: 0001017829 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SERVICES, NEC [8900] IRS NUMBER: 330612860 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-21751 FILM NUMBER: 99591824 BUSINESS ADDRESS: STREET 1: 6685 GUNPARK DRIVE EAST STREET 2: SUITE 240 CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 3034407550 MAIL ADDRESS: STREET 1: 11975 EL CAMINO REAL #300 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: FIRST VIRTUAL HOLDINGS INC DATE OF NAME CHANGE: 19971219 COMPANY DATA: COMPANY CONFORMED NAME: PEQUOT CAPITAL MANAGEMENT INC/CT/ CENTRAL INDEX KEY: 0001071955 STANDARD INDUSTRIAL CLASSIFICATION: [] OTHER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 500 NYALA FARMS ROAD CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2033192246 3 1 MESSAGEMEDIA INC. FORM 3 FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) 1. Name and Address of Reporting Person* GERALD POCH 500 NYALA FARM ROAD WESTPORT, CT 06880 _______________________________________________________________________________ 2. Date of Event Requiring Statement 3/26/99 ________________________________________________________________________________ 3. IRS or Social Security Number of Reporting Person (Voluntary) ________________________________________________________________________________ 4. Issuer Name AND Ticker or Trading Symbol MESSAGEMEDIA, INC. MESG ________________________________________________________________________________ 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) DIRECTOR(1) ( )10% OWNER ( ) OFFICER (GIVE TITLE BELOW) ( ) OTHER (SPECIFY BELOW) ________________________________________________________________________________ 6. If Amendment, Date of Original 3/26/99 ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person ________________________________________________________________________________ TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED 1. Title of Security (Instr. 3) ________________________________________________________________________________ 2. Amount of Securities Beneficially Owned ________________________________________________________________________________ 3. Ownership Form:(Direct (D) or Indirect (I) ________________________________________________________________________________ 4. Nature of Indirect Beneficial Ownership (Instr. 5) ________________________________________________________________________________ TABLE II - DERIVATIVE SECURITIES BENEFICIALLY OWNED 1. Title of Derivative Security (Instr. 4) OPTION (2) ________________________________________________________________________________ 2. Date Exercisable and Expiration Date DATE EXERCISABLE: 3/26/00 (3) DATE EXPIRATION: 3/26/09 ________________________________________________________________________________ 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) COMMON STOCK, 100,000 ________________________________________________________________________________ 4. Conversion or Exercise Price of Derivative Security $6.875/SHARE ________________________________________________________________________________ 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (D) ________________________________________________________________________________ 6. Nature of Indirect Beneficial Ownership (Instr. 5) ________________________________________________________________________________ Explanation of Responses: (1) The reporting person is a member of the board of directors of the issuer and is an employee of Pequot Capital Management, Inc., a registered investment adviser. (2) The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Rule 16a-1(a)(1) or (a)(2) or for any other purposes. (3) The option vests 25% at one, two, three and four year anniversary of the date of grant. /s/ Gerald A. Poch 4/12/99 **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15. U.S.C. 78ff(a). -----END PRIVACY-ENHANCED MESSAGE-----